Cameron Blau v. Hon Steven D. Wolnitzek in His Official Capacity as Chair, Judicial Conduct Commission

482 S.W.3d 768
CourtKentucky Supreme Court
DecidedMarch 15, 2016
Docket2015-SC-000086-CL
StatusUnknown
Cited by4 cases

This text of 482 S.W.3d 768 (Cameron Blau v. Hon Steven D. Wolnitzek in His Official Capacity as Chair, Judicial Conduct Commission) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cameron Blau v. Hon Steven D. Wolnitzek in His Official Capacity as Chair, Judicial Conduct Commission, 482 S.W.3d 768 (Ky. 2016).

Opinions

OPINION OF THE COURT BY

JUSTICE VENTERS

Pursuant to CR 76.37(1), we granted the certification request of the United States District Court for the Eastern District of Kentucky (District Court), to provide the answer under Kentucky law to the following three questions and the associated sub-questions:

Question 1:

Canon 5A(l)(a) states that a judge or judicial- candidate shall not “campaign as a member of a political organization.” What constitutes “campaigning] as a member of a political organization”? As applied to this case, would it include a candidate’s statements in mailers identifying his political party, such as “Lam the only Republican candidate- for Judge” or “I am the Conservative Republican candidate for Judge”? Would a candidate’s statement that his opponent was “the Democrat candidate for Judge” or the “Liberal Democrat for Judge” violate the Canon?

Question 2:

Canon 5A(l)(b) states that a judge or judicial candidate shall not “act as a leader or- hold any office in a political organization:” • What constitutes “act[ing] as a leader.or hold[ing] any office”? As applied to this case, would hosting events for a political party violate the Canon?

Question 3:

Canon 5B(l)(c) states "that a judge or judicial candidate “shall not knowingly, or with reckless disregard for the truth, misrepresent any candidate’s identity, qualifications, present position, or make any other false or misleading statements.” What constitutes a false statement? As applied to this case, would it include a candidate who asks voters to “re-elect” her to a second term even though she was appointed to her first term?

These canons were promulgated by this Court with the objective of complying with Section 117 of our Constitution requiring that “Justices of the Supreme Court and judges of the Court of Appeals, Circuit and District Court shall be elected from then-respective districts or circuits on a nonpartisan basis as provided by law.” (Emphasis added.) We interpret this provision of the Kentucky Constitution as directing that Kentucky’s judicial elections be nonpartisan in truth and substance, and not merely in process and procedure by the superficial omission of a political party designation on the voting ballot. Accordingly, we provide the following certification of Kentucky law in response to the District Court’s questions.

I. FACTUAL AND PROCEDURAL BACKGROUND

Robert A. Winter, Jr., filed to run in the May 2014 primary election -as a candidate for circuit court judge in the 16th Judicial Circuit (Campbell County). As part of his campaign strategy, Winter mailed brochures to registered Republican voters identifying himself as a registered Republican and, conversely, identifying, his opponents as registered Democrats. After the brochures were sent out, the Kentucky [771]*771Judicial Conduct Commission (JCC) notified Winter that it had received complaints that his. brochures violated the Kentucky Code of Judicial Conduct. Winter responded in June 2014 by filing suit in the District Court against the JCC. challenging the constitutionality of Canons 5A(Z)(a) (prohibiting judges and judicial candidates from campaigning as a member of a political organization) and. 5B(l)(c) (prohibiting judges or judicial candidates from making “false” or “misleading” statements). ■

During the same election cycle, Cameroon Blau entered the race as a candidate for district court judge in the 17th Judicial District (Campbell County). Because Blau likewise intended to openly campaign as a Republican and send brochures likewise identifying himself as a Republican, in October 2014, Blau filed an intervening complaint to join Winter’s challenge to Canons 5A(l)(a) and 5B(l)(c). As relevant here, Blau also challenged the constitutionality of Canon 5A(l)(b) (a judicial candidate shall not “act as a leader or hold any office in a political organization”). In his complaint, Blau stated that he wanted to send out brochures to potential voters identifying himself as “the only Republican candidate for Judge,” or “the Conservative Republican candidate for Judge” and identifying his opponent as “the Democrat candidate” or the “Liberal Democrat for Judge.” Blau also indicated in his complaint that he wanted to seek the endorsement of the local Republican Party, host events for the local Republican Party, and make political donations to members of the Republican Party.1 In a lengthy order preliminarily addressing the constitutionality of the canons under review (the Injunction Order), the District Court concluded that there was a likelihood that each of the canons at issue was unconstitutional, and granted Blau’s motion to prevent the JCC from enforcing the canons against him in the November 2014 election.

Allison Jones was appointed by Governor Steve Beshear to the Kentucky Court of Appeals in July 2013. To retain the office to which she was appointed, Jones became a candidate in the November 2014 General Election. In October 2014, ’the JCC received a complaint alleging that Judge Jones had made false and misleading statements in speeches and campaign materials. The “false and misleading statements” referred to Jones’ use of the word “re-elect” to describe her effort to retain the judicial position to which she had been appointed rather than “elected.” Jones then intervened in Winter’s District Court action, contending that Canon 5B(l)(c) (prohibiting false statements) was unconstitutional. The only issue presented in Jones’ portion of the case is whether an incumbent judge who was appointed to office 'may properly use the word “reelect” to describe her effort to retain the office to which she was appointed but not elected.

It is "within the context of this litigation that the District Court requested that we certify the law on the questions addressed herein.

II. GENERAL CONSIDERATIONS

We begin with a few general considerations that guide our examination of the questions presented by the District Court. First, pursuant to the Kentucky Constitution, all judges and justices at every level of the state judiciary are selected by ballots cast by the people of Kentucky. Ky. Const. § 117. Thus, we recognize that the [772]*772judicial canons we address in this decision were designed to serve the state’s compelling interest -of encouraging an unbiased and impartial judiciary for the Commonwealth, and that the Commonwealth’s interest is, offset by restricting the political speech of only the . few who volunteer to be a candidate for office, not their supporters, advocates, and non-candidate adversaries.

The ultimate objective of our system of judicial selection is to achieve a delicate balance. On one side of the scales, we must foster and protect the people’s prerogative to choose by direct vote the judges that preside locally and statewide. On the other side of the scales, we must create a political environment in which judges selected by the citizens are not tethered, or beholden to partisan .political factions and their associated creeds. And, we must ,do so in a way that preserves the judiciary as an institution that is not, partial to or biased against any political faction.

The federal judicial system achieves this balance by an effective but different approach.

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Related

Dutton v. Shaffer
E.D. Kentucky, 2025
Robert Winter, Jr. v. Steven Wolnitzek
834 F.3d 681 (Sixth Circuit, 2016)
Winter v. Wolnitzek
186 F. Supp. 3d 673 (E.D. Kentucky, 2016)

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Bluebook (online)
482 S.W.3d 768, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cameron-blau-v-hon-steven-d-wolnitzek-in-his-official-capacity-as-chair-ky-2016.