Callahan v. Millard County

494 F.3d 891, 2007 U.S. App. LEXIS 16853, 2007 WL 2028971

• Court: Court of Appeals for the Tenth Circuit
• Decided: July 16, 2007
• Docket: 06-4135
• Status: Published

Opinions

MURGUIA, District Judge.

In this civil rights action, Plaintiff-Appellant Afton Callahan appeals from the district court’s grant of summary judgment in favor of the numerous Defendant Appellees. The district court held that the individual officers were entitled to qualified immunity because Mr. Callahan did not establish that the officers violated a clearly established right. Holding that the district court was correct in its determination that Mr. Callahan’s constitutional rights were violated, but incorrect in its determination that these rights were not clearly established, we reverse in part and remand.

Background

This appeal evolves from a police raid of Mr. Callahan’s home on March 19, 2002. Earlier in the day, a confidential informant — who assisted the Central Utah Narcotics Task Force after being charged with possession of methamphetamine — saw Mr. Callahan and discussed a potential sale of methamphetamine later that day. The confidential informant then informed an officer of the task force of the conversation.

According to the findings of the district court, the confidential informant began that evening by drinking “between six to eight beers in three hours.” He then went to Mr. Callahan’s home, where he “ingested or tasted a sample of the methamphetamine.” After establishing that he could purchase methamphetamine that evening, the confidential informant left Mr. Callahan’s home to report the plan of purchasing a gram of methamphetamine for $100 to the task force.

During their conversations with the informant, the officers learned that he was intoxicated. Concerned about his competency, the officers supplied the confidential informant with coffee and monitored him. They were unaware that he also had ingested methamphetamine.

Despite the confidential informant’s condition, the officers continued with the planned drug transaction. They wired the confidential informant, gave him a marked $100 bill, and worked out a signal for him to give the officers once the exchange was completed. The officers then drove the confidential informant to Mr. Callahan’s home.

Inside the home, the confidential informant asked Mr. Callahan for methamphetamine. Mr. Callahan retrieved a quantity of drugs. In exchange for a portion of the quantity, the confidential informant gave Mr. Callahan the marked bill. After the deal was completed, the confidential informant gave a variation of the pre-arranged signal to the task force officers.

Hearing the signal, the officers entered Mr. Callahan’s home through a porch door. Once inside, they ordered the confidential informant, Mr. Callahan, and two other individuals to the floor. During their entry, the officers saw Mr. Callahan drop a plastic bag, which they later confirmed contained methamphetamine. After the four persons were on the floor, the officers conducted a protective sweep of the home. The Utah Court of Appeals later determined that Mr. Callahan consented to the protective sweep.

As a result of the search of Mr. Callahan and his home, the officers found evidence of a drug sale and possession. On the confidential informant, they found a small bag of methamphetamine. On Mr. Callahan, they found the marked bill. In Mr. Callahan’s home, they found drug syringes. The officers did not have an arrest or search warrant at any time during these events.

Based on this evidence, Mr. Callahan was charged with possession and distribution of methamphetamine. The trial court found that the evidence was admissible because the existence of exigent circumstances made the search reasonable despite the absence of a warrant. The Utah Court of Appeals reversed this decision and Mr. Callahan’s subsequent conviction. Notably, the Utah Attorney General’s office conceded on appeal that no exigent circumstances existed, instead arguing that the evidence would have been discovered inevitably. The court of appeals disagreed and applied the Attorney General’s concession that there were no exigent circumstances.

Applying the ruling of the Utah Court of Appeals, Mr. Callahan filed claims in the United States Court for the District of Utah. Mr. Callahan alleged that the actions of the task force violated his constitutional rights under the Fourth and Fourteenth Amendments. Additionally, Mr. Callahan brought claims against municipalities for failure to supervise the task force and several state law claims.

On matters not on appeal, the district court dismissed Mr. Callahan’s claims against the municipalities because Mr. Callahan did not show any official policy or custom related to the actions of the task force. Combined with the dismissal of the claims against the task force under qualified immunity — as later discussed — the district court declined to exercise jurisdiction over Mr. Callahan’s state law claims. This closed Mr. Callahan’s case.

Regarding the claims against the task force, the district court dismissed the claims because it found that qualified immunity shielded the officers. In so doing, it found that despite an assumption that the task force violated Mr. Callahan’s constitutional rights, those constitutional rights were not clearly established. Specifically, the district court examined the application of the “consent-once-removed” doctrine, finding that although three circuit courts have upheld the doctrine, the recent Supreme Court decision in Georgia v. Randolph, 547 U.S. 103, 126 S.Ct. 1515, 164 L.Ed.2d 208 (2006), allowed the district court to assume Mr. Callahan’s constitutional rights were violated. On the other hand, the approval of the doctrine by three circuit courts prevented the district court from finding that those rights were clearly established.

On appeal, Mr. Callahan contends that summary judgment should not have been granted based on qualified immunity derived from the “consent once removed” doctrine. This argument consists of two components. First, from Mr. Callahan’s perspective, it is clear that the actions of the task force violated his constitutional rights under the Fourth Amendment. Second, Mr. Callahan contends that because Tenth Circuit law requires exceptions to the warrant requirement of the Fourth Amendment be well delineated and carefully drawn, the adoption of the doctrine by other circuits is irrelevant.

Discussion

When reviewing summary judgment orders based on qualified immunity, the approach differs from other summary judgment decisions. Cortez v. McCauley, 478 F.3d 1108, 1114 (10th Cir.2007). Once a qualified immunity defense is asserted, the burden shifts to the plaintiff. First, the plaintiff must “establish that the defendant violated a constitutional right.” Id. (citing Reynolds v. Powell, 370 F.3d 1028, 1030 (10th Cir.2004)). If the plaintiff fails to satisfy this initial requirement, the court’s inquiry ends. Cortez, 478 F.3d at 1114 (“If no constitutional right would have been violated were the allegations established, there is no necessity for further inquiries concerning qualified immunity.”) (quoting Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001)). If the plaintiff establishes that a constitutional right was violated, then the plaintiff must also show that the violated right was clearly established. Cortez, 478 F.3d at 1114. Whether the right was clearly established is examined under the “specific context of the case, not as a broad general proposition.” Id. (quoting Saucier, 533 U.S. at 201, 121 S.Ct. 2151). “The relevant, dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation.” Id. If reasonable officers would not have been aware of the clearly unlawful nature of their actions, qualified immunity applies and summary judgment would be appropriate. Id. (citing Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986)).

Even under this framework for analyzing qualified immunity, it remains that a district court’s determination of qualified immunity is a question of law that we review de novo, Cortez, 478 F.3d at 1115 (citing Bisbee v. Bey, 39 F.3d 1096, 1099 (10th Cir.1994)). Summary judgment is appropriate only “if the pleadings, depositions, answers to interrogatories and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). “We review the evidence in the light most favorable to the nonmoving party.” Cortez, 478 F.3d at 1115.

I. The actions of the Task Force violated Mr. Callahan’s constitutional rights.

The Fourth Amendment protects “the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.” U.S. Const. amend. IV. When examining a search or seizure, the central question is whether the actions were reasonable. United States v. McCullough, 457 F.3d 1150, 1163 (10th Cir.2006) (citing Illinois v. McArthur, 531 U.S. 326, 330, 121 S.Ct. 946, 148 L.Ed.2d 838 (2001); Texas v. Brown, 460 U.S. 730, 739, 103 S.Ct. 1535, 75 L.Ed.2d 502 (1983)). Courts continually have viewed the warrantless entry into a house as presumptively unreasonable. Brigham City v. Stuart, — U.S. —, 126 S.Ct. 1943, 1947, 164 L.Ed.2d 650 (2006); United States v. Walker, 474 F.3d 1249, 1252 (10th Cir.2007) (“It is a basic principle of Fourth Amendment law that searches and seizures inside a home without a warrant are presumptively unreasonable.”) (noting that the sentence is a quotation from Payton v. New York, 445 U.S. 573, 586, 100 S.Ct. 1371, 63 L.Ed.2d 639 (1980)); Galindo v. Town of Silver City, 127 Fed.Appx. 459, 465 (10th Cir.2005) (applying this in the context of qualified immunity). This presumption results from the understanding that “the home is entitled to the greatest Fourth Amendment protection.” United States v. Najar, 451 F.3d 710, 712-13 (10th Cir.2006) (citing Payton, 445 U.S. at 585, 100 S.Ct. 1371 (“physical entry of the home is the chief evil against which the wording of the Fourth Amendment is directed”); Kyllo v. United States, 533 U.S. 27, 31, 121 S.Ct. 2038, 150 L.Ed.2d 94 (2001) (“At the very core of the Fourth Amendment stands the right of a man to retreat into his own home and there be free from unreasonable governmental intrusion. With few exceptions, the question whether a warrantless search of a home is reasonable and hence constitutional must be answered no.”)).

This presumption that a warrant-less search of a house is unreasonable can be overcome in certain circumstances. Walker, 474 F.3d at 1252 (citing Coolidge v. New Hampshire, 403 U.S. 443, 474-75, 91 S.Ct. 2022, 29 L.Ed.2d 564 (1971)). These circumstances require the government actors to demonstrate that the search “falls within one of a carefully defined set of exceptions based on the presence of ‘exigent circumstances.’ ” Id. (quoting Coolidge, 403 U.S. at 474-75, 91 S.Ct. 2022); United States v. Sawyer, 441 F.3d 890, 893-94 (10th Cir.2006) (“It is well settled under the Fourth and Fourteenth Amendments that a search conducted without a warrant issued upon probable cause is per se unreasonable subject to only a few specifically established and well-delineated exceptions.”); Fuerschbach v. Sw. Airlines Co., 439 F.3d 1197, 1203 (10th Cir.2006) (discussing these exceptions in the context of qualified immunity). The exceptions based on exigent circumstances adopted by the Supreme Court include the hot pursuit of a fleeing felon, the imminent destruction of evidence, the need to prevent a suspect’s escape, or the risk of danger to police officers or other people inside or outside the home. United States v. Thomas, 372 F.3d 1173, 1177 (10th Cir.2004) (citing Minnesota v. Olson, 495 U.S. 91, 100, 110 S.Ct. 1684, 109 L.Ed.2d 85 (1990)). Additional factors in analyzing the exceptions based on exigent circumstances are that the circumstance may not be “subject to police manipulation or abuse,” or “motivated by an intent to arrest and seize evidence.” United States v. Zogmaister, 90 Fed.Appx. 325, 330-31 (10th Cir.2004) (citing United States v. Aquino, 836 F.2d 1268, 1272 (10th Cir.1988); United States v. Smith, 797 F.2d 836, 840 (10th Cir.1986)).

Even with these additional factors, the central question remains whether the search was reasonable. The focus simply shifts to whether “ ‘the exigencies of the situation’ make the needs of law enforcement so compelling that the warrantless search is objectively reasonable under the Fourth Amendment.” Brigham City, 126 S.Ct. at 1947 (quoting Mincey v. Arizona, 437 U.S. 385, 393-94, 98 S.Ct. 2408, 57 L.Ed.2d 290 (1978)). Thus, to find that a new exception is warranted requires a balancing of private interests and unique public safety concerns. Fuerschbach, 439 F.3d at 1203.

It is undisputed that the task force officers entered Mr. Callahan’s house without a warrant. Presently, they do not argue that an established exception based on exigent circumstances made this entry reasonable. Instead, the officers ask this Circuit to join other circuits in their approval of the “consent-once-removed” doctrine.

The “consent-once-removed” doctrine applies when an undercover officer enters a house at the express invitation of someone with authority to consent, establishes probable cause to arrest or search, and then immediately summons other officers for assistance. United States v. Pollard, 215 F.3d 643, 648 (6th Cir.2000); United States v. Diaz, 814 F.2d 454, 459 (7th Cir.1987); United States v. Bramble, 103 F.3d 1475, 1478 (9th Cir.1996). The Sixth and Seventh Circuits have broadened this doctrine to grant informants the same capabilities as undercover officers. See United States v. Paul, 808 F.2d 645, 648 (7th Cir.1986); United States v. Yoon, 398 F.3d 802, 807 (6th Cir.2005).

We find the distinctions between an officer and an informant summoning additional officers to be significant. Had the person inside Mr. Callahan’s home been an undercover officer, no extension of our case law would be necessary. Mr. Callahan would have consented to opening his home to the police. Consent is a well-established method of conducting a reasonable search, despite lacking a warrant. United States v. Ringold, 335 F.3d 1168, 1174 (10th Cir.2003) (“It has long been established that an officer may conduct a warrantless search consistent with the Fourth Amendment if the challenging party has previously given his or her voluntary consent to that search.”). Tenth Circuit precedent permits the police to use deception to gain such consent. See Pleasant v. Lovell, 876 F.2d 787, 802 (10th Cir.1989). But see Butler v. Compton, 158 Fed.Appx. 108, 111 (10th.Cir.2005) (citing Sixth Circuit case law for the statement “[t]o be valid, however, the consent must be ‘unequivocally, specifically, and intelligently given ... ’ [m]oreover, the consent must be ‘uncontaminated by duress, coercion, or trickery.’ ”). Once lawfully inside the home, an officer may effect a warrant-less arrest that is supported by probable cause. United States v. Cruz-Mendez, 467 F.3d 1260, 1269 (10th Cir.2006). We have never drawn a constitutional distinction between an entry or search by an individual police officer and an entry or search by several police officers. Thus, the consent granted to the hypothetical undercover officer would have covered additional backup officers without any need for additional exceptions to the warrant requirement.

On the other hand, the invitation of an informant into a house who then in turn invites the police, which are the present facts, would require an expansion of the consent exception. In this context, the person with authority to consent never consented to the entry of police into the house. Other courts have overcome this distinction by noting that a state may grant the power to arrest to the police as well as its citizens, and if the informant has the power to arrest, then an informant must be capable of summoning the police. Yoon, 398 F.3d at 810-11. This logic is unconvincing. That a citizen has the power to arrest does not grant the citizen all of the powers and obligations of the police as agents of the state. Cf. Arnsberg v. United States, 757 F.2d 971, 979 (9th Cir.1985) (law enforcement officers have “obligations, such as the duty to execute warrants, which private citizens lack; those obligations make the law of the citizen arrests an inappropriate instrument for determining FTCA liability”); Caban v. United States, 728 F.2d 68, 73-74 (2d Cir.1984) (immigration officers have different privileges and duties than private individuals, and therefore citizen’s arrest statute does not apply to such officers); United States v. Hillsman, 522 F.2d 454, 461 (7th Cir.1975) (discussing the differences between a private citizen’s right to make an arrest and that of a police officer). These distinct obligations and powers must also be reflected in a distinction between inviting a citizen who may be an informant into one’s house and inviting the police into one’s house.

The officers also ask this court to adopt the “consent-once-removed” doctrine based on policy considerations. They argue that without this doctrine law enforcement will be severely hampered in its pursuit of drug traffickers because the use of informants is vital, and requiring officers to obtain a warrant whenever an informant was in a home would jeopardize personal safety and cause delays. This argument fails for two reasons. First, this contradicts the nature of the exceptions based on exigent circumstances requiring that the police' may not manipulate or abuse the circumstances creating the exigency. Zogmaister, 90 Fed.Appx. at 330 (citing Aquino, 836 F.2d at 1272). Second, as recently restated by the Supreme Court in Georgia v. Randolph, “[a] generalized interest in expedient'law enforcement cannot, without more, justify a warrantless search.” 547 U.S. 103, 126 S.Ct. 1515, 1524 n. 5, 164 L.Ed.2d 208 (2006); Coolidge, 403 U.S. at 481, 91 S.Ct. 2022 (“The warrant requirement ... is not an inconvenience to be somehow ‘weighed’ against the claims of police efficiency.”)

Thus, while our case law would support a holding that the Fourth Amendment allows an undercover officer to summon backup officers within a home after that officer has been invited with consent, neither the case law nor a rational extension of the case law would support including officers summoned by an informant within a home. Based on this, we hold that entering Mr. Callahan’s home based on the invitation of an informant and without a warrant, direct consent, or other exigent circumstances, the task force officers violated Mr. Callahan’s constitutional rights under the Fourth Amendment.

II. Mr. Callahan’s rights were clearly established

Having established that Mr. Callahan’s rights were violated, we now turn to whether these rights were clearly established. For a right to be clearly established, “there must be a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other circuits must have found the law to be as the plaintiff maintains.” Cortez, 478 F.3d at 1114-15 (citing Medina v. City of Denver, 960 F.2d 1493, 1498 (10th Cir.1992)). This does not require a plaintiff to cite a case holding that the specific conduct at issue is unlawful, but rather plaintiff must show that the unlawfulness of the action was apparent. Jones v. Hunt, 410 F.3d 1221, 1229 (10th Cir.2005).

In this case, the relevant right is the right to be free in one’s home from unreasonable searches and arrests. The Supreme Court has repeatedly emphasized the importance of this right, stating “[ojver and again this Court has emphasized that the mandate of the Fourth Amendment requires adherence to judicial processes ... and that searches conducted outside of the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendment— subject only to a few specifically established and well-delineated exceptions.” Katz v. United States, 389 U.S. 347, 357, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967) (citations omitted). Thirty years after Katz, but before the raid on Mr. Callahan’s home, the Supreme Court again emphasized the long history of this right. Wilson v. Layne, 526 U.S. 603, 610-11, 119 S.Ct. 1692, 143 L.Ed.2d 818 (1999) (“[T]he ‘overriding respect for the sanctity of the home that has been embedded in our traditions since the origins of the Republic’ meant that absent a warrant or exigent circumstances, police could not enter a home to make an arrest.”) (citations omitted). Although the Supreme Court decided Groh v. Ramirez after the present events occurred, the Court’s analysis in rejecting another exception to the warrant requirement is appropriate, stating “[n]o reasonable officer could claim to be unaware of the basic rule, well established by our cases, that, absent consent or exigency, a warrantless search of the home is presumptively unconstitutional.... Because not a word in any of our cases would suggest to a reasonable officer that this case fits within any exception to that fundamental tenet, petitioner is asking us, in effect, to craft a new exception. Absent any support for such an exception in our cases, he cannot reasonably have relied on an expectation that we would do so.” 540 U.S. 551, 564, 124 S.Ct. 1284, 157 L.Ed.2d 1068 (2004).

This Circuit has also long adopted the view that warrantless entries into a home are per se unreasonable unless they satisfy the established exceptions. See e.g., Franz v. Lytle, 997 F.2d 784, 787 (10th Cir.1993) (referring to this limitation as a “cardinal

principle” of the Fourth Amendment). Although the officers might argue that then-entry fell within the “consent” exception to the warrant requirement, Tenth Circuit law provides that a mere transient guest, without a “substantial interest in or common authority over the property,” cannot consent to the entry of others. United States v. Falcon, 766 F.2d 1469, 1474 (10th Cir.1985).

The district court held that the right was not clearly established because other circuits have approved of the “consent-once-removed” doctrine. From the district court’s perspective, this gave the officers a “reasonable argument” that then-actions were justified until this Circuit or the Supreme Court rejected the “consent-once-removed” doctrine. This approach misreads a plaintiffs burden in showing that a right is clearly established. While case law from other circuits is relevant in the analysis, it relates to whether “the clearly established weight of authority from other circuits must have found the law to be as the plaintiff maintains.” Cortez, 478 F.3d at 1114-15. Here, the Supreme Court and the Tenth Circuit have clearly established that to allow police entry into a home, the only two exceptions to the warrant requirement are consent and exigent circumstances. The creation of an additional exception by another circuit would not make the right defined by our holdings any less clear. Moreover, at the time of these events only the Seventh Circuit had applied the “consent-once-removed” doctrine to a civilian informant. See United States v. Paul, 808 F.2d 645, 648 (7th Cir.1986). The precedent of one circuit cannot rebut that the “clearly established weight of authority” is as the Tenth Circuit and the Supreme Court have addressed it.

Here, the officers knew (1) they had no warrant; (2) Mr. Callahan had not consented to their entry; and (3) his consent to the entry of an informant could not reasonably be interpreted to extend to them. They do not argue on appeal that exigent circumstances justified their entry. Thus, “reasonable officers could [not] have believed that” their warrantless entry into Mr. Callahan’s home “was lawful, in light of clearly established law and the information the officers possessed.” Wilson, 526 U.S. at 615, 119 S.Ct. 1692 (utilizing this phrasing in defining the “appropriate level of specificity” for a qualified immunity analysis). Although other circuits might disagree, Tenth Circuit law governed the reasonableness of the officers’ beliefs in this case. The officers are not protected by qualified immunity.

AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.