STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
03-1663
CALITHIA S. THOMAS
VERSUS
WESTAFF, INC.
**********
APPEAL FROM THE OFFICE OF WORKERS' COMPENSATION - # 2 PARISH OF RAPIDES, NO. 02-02474 JAMES L. BRADDOCK, WORKERS COMPENSATION JUDGE
ULYSSES GENE THIBODEAUX CHIEF JUDGE
Court composed of Ulysses Gene Thibodeaux, C.J., Sylvia R. Cooks, and Oswald A. Decuir, Judges.
AFFIRMED.
George Arthur Flournoy Flournoy & Doggett P. O. Box 1270 Alexandria, LA 71309-1270 Telephone: (318) 487-9858 COUNSEL FOR: Plaintiff/Appellant - Calithia S. Thomas
Robert A. Dunkelman Pettiette, Armand, Dunkelman, Woodley, Byrd & Cromwell P. O. Box 1786 Shreveport, LA 71166-1786 Telephone: (318) 221-1800 COUNSEL FOR: Defendant/Appellee - Westaff, Inc. THIBODEAUX, Chief Judge.
In this workers’ compensation case, the plaintiff, Calithia S. Thomas,
appeals the judgment of the Workers’ Compensation Judge (WCJ) denying her
supplemental earnings benefits. The WCJ found that an accident occurred, but that
no disabling injury resulted from the accident. We agree with the WCJ and affirm the
judgment.
I.
ISSUES
1) Was the WCJ manifestly erroneous in deciding that Ms. Thomas had
a work-related accident?
2) Was the WCJ manifestly erroneous in deciding that Ms. Thomas’
accident did not result in a disabling injury?
3) Was the WCJ manifestly erroneous in dismissing Ms. Thomas’ claim
for failure to authorize an EMG?
II.
FACTS
Westaff, Inc. hired Ms. Thomas on or about January 7, 2002. Westaff
is a temporary employment agency which places its employees at the job sites of other
employers to fill their manpower needs. Westaff placed Ms. Thomas at Alliance
Compressor in Natchitoches, Louisiana. Prior to working for Alliance, Ms. Thomas
worked for McDonald’s Restaurant. Ms. Thomas kept her job at McDonald’s, but
reduced the number of hours she worked for McDonald’s while working for Alliance.
Ms. Thomas’ duties at Alliance included using a t-bar tool to insert plugs
into a compressor. On March 11, 2002, she reported that her right hand was hurting.
1 Ms. Lynne Andrews, Ms. Thomas’ supervisor at Westaff, sent her to Dr. Jack Corley,
a general practitioner in Many, Louisiana on March 13, 2002. Dr. Corley diagnosed
Ms. Thomas with fasciitis of the right hand, but opined that she could return to regular
duty.
Ms. Thomas is petite in size: four feet, eleven inches tall, weighing 102
pounds. After the incident, Alliance requested that Westaff not send Ms. Thomas
back to work because of concerns that her small size was contributing to the problem
with her hand.
Ms. Thomas filed a disputed claim for compensation on April 5, 2002.
Upon the recommendation of her attorney, Dr. Baer Rambach, an orthopedist in
Shreveport, examined Ms. Thomas on April 18, 2002. His diagnosis was probable
contusion of the right hand with possible median nerve involvement. He
recommended that she get an EMG/NCV study (EMG), which was later performed
on July 18, 2002. Dr. Rambach recommended that she not return to work at Alliance
but stated that she could return to work at McDonald’s.
Ms. Thomas was involved in a motor vehicle accident on July 8, 2002.
On August 30, 2002, Dr. David Delapp, an orthopedist and Westaff’s choice of
physician, examined Ms. Thomas. Her examination was normal and Dr. Delapp
opined that Ms. Thomas could return to work. Ms. Thomas returned to Dr. Rambach
on September 23, 2002. In a letter dated December 12, 2002, Dr. Rambach opined
that Ms. Thomas was still unable to return to her job at Alliance as a result of her
work-related injury.
Trial on this matter was held on July 30, 2003. The WCJ found that an
accident occurred, but that no disability resulted from the accident. The WCJ
dismissed Ms. Thomas’ complaint. Thereafter, she filed this appeal.
2 III.
LAW AND DISCUSSION
Standard of Review
“Factual findings in workers’ compensation cases are subject to the
manifest error or clearly wrong standard of appellate review.” Banks v. Indus.
Roofing & Sheet Metal Works, Inc., 96-2840, p. 7 (La. 7/1/97), 696 So.2d 551, 556.
Under the manifest error-clearly wrong standard, the appellate court must determine
not whether the trier of fact was right or wrong, but whether the factfinder’s
conclusion was a reasonable one. Stobart v. State, through DOTD, 617 So.2d 880
(La.1993). Where there are two permissible views of the evidence, a factfinder’s
choice between them can never be manifestly erroneous or clearly wrong. Id.
Accordingly, if the trier of fact’s findings are reasonable in light of the record
reviewed in its entirety, the court of appeal may not reverse, even if convinced that
had it been sitting as the trier of fact, it would have weighed the evidence differently.
Sistler v. Liberty Mut. Ins. Co., 558 So.2d 1106 (La.1990).
Work-Related Accident
Louisiana Revised Statutes 23:1031 requires a workers’ compensation
claimant to initially establish personal injury by accident arising out of and in the
course of his employment. Bruno v. Harbert Int’l, Inc., 593 So.2d 357 (La.1992).
Louisiana Revised Statutes 23:1021 defines an accident, for purposes of workers’
compensation:
(1) “Accident” means an unexpected or unforseen actual, identifiable, precipitous event happening suddenly or violently, with or without human fault, and directly producing at the time objective findings of an injury which is more than simply a gradual deterioration or progressive degeneration.
3 In Bryan v. Allstate Timber Co., 98-840, pp. 3-4 (La.App. 3 Cir. 12/16/98), 724 So.2d
853, 855, this court discussed the claimant’s burden of proving that an accident
occurred:
To recover workers’ compensation benefits, a claimant must establish by a preponderance of the evidence that an accident occurred on the job site and that an injury was sustained. Garner v. Sheats & Frazier, 95-39 (La.App. 3 Cir. 7/5/95); 663 So.2d 57. A worker’s testimony alone may be sufficient to discharge this burden of proof, provided two elements are satisfied: (1) no other evidence discredits or casts serious doubt upon the worker’s version of the incident; and (2) the worker’s testimony is corroborated by the circumstances following the alleged incident. [Id.] at 60. The evidence is viewed in a light most favorable to the claimant. When there is proof of an accident and attendant disability, without an intervening cause, it is presumed that the accident caused the disability.
Westaff claims that the WCJ erred in finding that an accident occurred.
It argues that the WCJ found that there was no “objective evidence of disabling
injury.” Therefore, the WCJ should not have found that an accident occurred because
the definition of accident requires “objective findings of injury.” This argument is
without merit. The WCJ found that there was no “objective findings of a disability.”
His mention of “objective findings” is directed toward a finding of disability, and not
toward his finding that an accident occurred. The WCJ found that an accident
occurred and, after careful review of the record, we agree.
Ms. Thomas testified that, at the time of her injury, she was testing
compressors. This procedure involved putting plugs into several holes. She plugged
the first hole without difficulty, but as she was plugging the bottom hole, she pushed
hard and felt a sharp pain travel up her right hand. Ms.
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STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
03-1663
CALITHIA S. THOMAS
VERSUS
WESTAFF, INC.
**********
APPEAL FROM THE OFFICE OF WORKERS' COMPENSATION - # 2 PARISH OF RAPIDES, NO. 02-02474 JAMES L. BRADDOCK, WORKERS COMPENSATION JUDGE
ULYSSES GENE THIBODEAUX CHIEF JUDGE
Court composed of Ulysses Gene Thibodeaux, C.J., Sylvia R. Cooks, and Oswald A. Decuir, Judges.
AFFIRMED.
George Arthur Flournoy Flournoy & Doggett P. O. Box 1270 Alexandria, LA 71309-1270 Telephone: (318) 487-9858 COUNSEL FOR: Plaintiff/Appellant - Calithia S. Thomas
Robert A. Dunkelman Pettiette, Armand, Dunkelman, Woodley, Byrd & Cromwell P. O. Box 1786 Shreveport, LA 71166-1786 Telephone: (318) 221-1800 COUNSEL FOR: Defendant/Appellee - Westaff, Inc. THIBODEAUX, Chief Judge.
In this workers’ compensation case, the plaintiff, Calithia S. Thomas,
appeals the judgment of the Workers’ Compensation Judge (WCJ) denying her
supplemental earnings benefits. The WCJ found that an accident occurred, but that
no disabling injury resulted from the accident. We agree with the WCJ and affirm the
judgment.
I.
ISSUES
1) Was the WCJ manifestly erroneous in deciding that Ms. Thomas had
a work-related accident?
2) Was the WCJ manifestly erroneous in deciding that Ms. Thomas’
accident did not result in a disabling injury?
3) Was the WCJ manifestly erroneous in dismissing Ms. Thomas’ claim
for failure to authorize an EMG?
II.
FACTS
Westaff, Inc. hired Ms. Thomas on or about January 7, 2002. Westaff
is a temporary employment agency which places its employees at the job sites of other
employers to fill their manpower needs. Westaff placed Ms. Thomas at Alliance
Compressor in Natchitoches, Louisiana. Prior to working for Alliance, Ms. Thomas
worked for McDonald’s Restaurant. Ms. Thomas kept her job at McDonald’s, but
reduced the number of hours she worked for McDonald’s while working for Alliance.
Ms. Thomas’ duties at Alliance included using a t-bar tool to insert plugs
into a compressor. On March 11, 2002, she reported that her right hand was hurting.
1 Ms. Lynne Andrews, Ms. Thomas’ supervisor at Westaff, sent her to Dr. Jack Corley,
a general practitioner in Many, Louisiana on March 13, 2002. Dr. Corley diagnosed
Ms. Thomas with fasciitis of the right hand, but opined that she could return to regular
duty.
Ms. Thomas is petite in size: four feet, eleven inches tall, weighing 102
pounds. After the incident, Alliance requested that Westaff not send Ms. Thomas
back to work because of concerns that her small size was contributing to the problem
with her hand.
Ms. Thomas filed a disputed claim for compensation on April 5, 2002.
Upon the recommendation of her attorney, Dr. Baer Rambach, an orthopedist in
Shreveport, examined Ms. Thomas on April 18, 2002. His diagnosis was probable
contusion of the right hand with possible median nerve involvement. He
recommended that she get an EMG/NCV study (EMG), which was later performed
on July 18, 2002. Dr. Rambach recommended that she not return to work at Alliance
but stated that she could return to work at McDonald’s.
Ms. Thomas was involved in a motor vehicle accident on July 8, 2002.
On August 30, 2002, Dr. David Delapp, an orthopedist and Westaff’s choice of
physician, examined Ms. Thomas. Her examination was normal and Dr. Delapp
opined that Ms. Thomas could return to work. Ms. Thomas returned to Dr. Rambach
on September 23, 2002. In a letter dated December 12, 2002, Dr. Rambach opined
that Ms. Thomas was still unable to return to her job at Alliance as a result of her
work-related injury.
Trial on this matter was held on July 30, 2003. The WCJ found that an
accident occurred, but that no disability resulted from the accident. The WCJ
dismissed Ms. Thomas’ complaint. Thereafter, she filed this appeal.
2 III.
LAW AND DISCUSSION
Standard of Review
“Factual findings in workers’ compensation cases are subject to the
manifest error or clearly wrong standard of appellate review.” Banks v. Indus.
Roofing & Sheet Metal Works, Inc., 96-2840, p. 7 (La. 7/1/97), 696 So.2d 551, 556.
Under the manifest error-clearly wrong standard, the appellate court must determine
not whether the trier of fact was right or wrong, but whether the factfinder’s
conclusion was a reasonable one. Stobart v. State, through DOTD, 617 So.2d 880
(La.1993). Where there are two permissible views of the evidence, a factfinder’s
choice between them can never be manifestly erroneous or clearly wrong. Id.
Accordingly, if the trier of fact’s findings are reasonable in light of the record
reviewed in its entirety, the court of appeal may not reverse, even if convinced that
had it been sitting as the trier of fact, it would have weighed the evidence differently.
Sistler v. Liberty Mut. Ins. Co., 558 So.2d 1106 (La.1990).
Work-Related Accident
Louisiana Revised Statutes 23:1031 requires a workers’ compensation
claimant to initially establish personal injury by accident arising out of and in the
course of his employment. Bruno v. Harbert Int’l, Inc., 593 So.2d 357 (La.1992).
Louisiana Revised Statutes 23:1021 defines an accident, for purposes of workers’
compensation:
(1) “Accident” means an unexpected or unforseen actual, identifiable, precipitous event happening suddenly or violently, with or without human fault, and directly producing at the time objective findings of an injury which is more than simply a gradual deterioration or progressive degeneration.
3 In Bryan v. Allstate Timber Co., 98-840, pp. 3-4 (La.App. 3 Cir. 12/16/98), 724 So.2d
853, 855, this court discussed the claimant’s burden of proving that an accident
occurred:
To recover workers’ compensation benefits, a claimant must establish by a preponderance of the evidence that an accident occurred on the job site and that an injury was sustained. Garner v. Sheats & Frazier, 95-39 (La.App. 3 Cir. 7/5/95); 663 So.2d 57. A worker’s testimony alone may be sufficient to discharge this burden of proof, provided two elements are satisfied: (1) no other evidence discredits or casts serious doubt upon the worker’s version of the incident; and (2) the worker’s testimony is corroborated by the circumstances following the alleged incident. [Id.] at 60. The evidence is viewed in a light most favorable to the claimant. When there is proof of an accident and attendant disability, without an intervening cause, it is presumed that the accident caused the disability.
Westaff claims that the WCJ erred in finding that an accident occurred.
It argues that the WCJ found that there was no “objective evidence of disabling
injury.” Therefore, the WCJ should not have found that an accident occurred because
the definition of accident requires “objective findings of injury.” This argument is
without merit. The WCJ found that there was no “objective findings of a disability.”
His mention of “objective findings” is directed toward a finding of disability, and not
toward his finding that an accident occurred. The WCJ found that an accident
occurred and, after careful review of the record, we agree.
Ms. Thomas testified that, at the time of her injury, she was testing
compressors. This procedure involved putting plugs into several holes. She plugged
the first hole without difficulty, but as she was plugging the bottom hole, she pushed
hard and felt a sharp pain travel up her right hand. Ms. Thomas testified that she felt
the pain in the center part of her hand on the inside and it went all the way up to her
elbow. She testified that she told her team leader, Jeff Morgan, about the accident the
same day. After Ms. Andrews was informed of the accident, she recommended that
4 Ms. Thomas see Dr. Corley. Dr. Corley diagnosed Ms. Thomas with fasciitis, which
is an aggravation of the hand.
Ms. Thomas’ testimony that she had an accident was uncontradicted. “In
determining whether the worker has discharged his or her burden of proof, the trial
court should accept as true a witness’s uncontradicted testimony, although the witness
is a party, absent ‘circumstances casting suspicion on the reliability of this
testimony.’” Bruno, 593 So.2d at 361(quoting West v. Bayou Vista Manor, Inc., 371
So.2d 1146 (La.1979)). There is no evidence in the record to contradict that Ms.
Thomas had an accident.
The WCJ’s decision as to whether the testimony is credible or not is a
factual determination not to be disturbed on review unless clearly wrong or in absence
of showing manifest error. Gonzales v. Babco Farm, Inc., 535 So.2d 822 (La.App.
2 Cir.), writ denied, 536 So.2d 1200 (La.1988). The WCJ relied on the testimony of
Ms. Thomas and the circumstances following the incident in determining that an
accident occurred on March 11, 2002. Based on this evidence, we cannot say that the
WCJ’s finding was manifestly erroneous.
Supplemental Earnings Benefits
In Palmer v. Schooner Petroleum Services, 02-397, pp. 11-12 (La.App.
3 Cir. 12/27/02), 834 So.2d 642, 649-50, writ denied, 03-367 (La. 4/21/0/03), 841
So.2d 802, this court stated the following with respect to a claimant’s entitlement to
SEBs:
Integral to an employee’s claim for SEBs is his proof by a preponderance of the evidence that he is disabled due to a work-related injury that rendered him unable to earn ninety percent of his pre-injury wages. “In determining if an injured employee has made out a prima facie case of entitlement to supplemental earnings benefits, the trial court may and should take into account all those factors which might bear on an employee’s ability to earn a wage.” 5 Daigle v. Sherwin-Williams Co., 545 So.2d 1005, 1007 (La.1989). La.R.S. 23:1221(3)(a).
Ms. Thomas argues that the WCJ required her to prove “objective
findings of disability” and that this was legal error. However, after careful review of
the record, we find that this argument is without merit. The WCJ did state that there
were no “objective findings of disabling injury.” However, the WCJ did not state that
“objective findings of disabling injury” were a requirement. Moreover, the WCJ
made the conclusion that there was no evidence of disabling injury after reviewing all
of the evidence, the medical and the lay testimony.
Dr. Corley examined Ms. Thomas a few days after the accident. He
determined that she had fasciitis of the right hand and released her to return to her
regular duties because his examination did not reveal any swelling or any type of
finding with regard to neurological problems.
Dr. Rambach saw Ms. Thomas on April 18, 2002, several weeks after the
accident and after she filed her workers’ compensation claim. Dr. Rambach noted
some fullness about the right palm and tenderness in the mid-palmar area but no
tenderness in the wrist itself. He also noted that the grip of her right hand was weaker
than the grip of her left hand. However, he did not note any other problems and all
of her test results were normal. His diagnosis was probable contusion of the right
hand with possible median nerve involvement. He suggested an EMG to rule out a
nerve problem. He stated that she could continue to work at McDonald’s, but could
not continue the type of work she was doing at Alliance. Her EMG was done on July
18, 2002 and showed no abnormalities.
On August 23, 2002, Ms. Thomas saw Dr. Delapp. He diagnosed her
with a right hand contusion. However, he opined that she had reached maximum
6 medical improvement and that she was fully capable of returning to work without any
restrictions.
Ms. Thomas returned to Dr. Rambach on September 23, 2002. Most of
his evaluation pertained to the July 8, 2002 car accident. Although he had not seen
her for several months, in a letter dated December 12, 2002, he stated that she was still
unable to return to her job at Alliance as a result of her work-related injury.
The lay testimony included that of Ms. Thomas, who testified at trial that she
was continuing to experience problems with her hand. She testified that she sleeps
with her right arm up on a pillow and that her arm goes numb and starts hurting. Mr.
David Williams, Ms. Thomas’ boyfriend, corroborated this testimony. However, the
WCJ questioned whether the numbness was due to the car accident in July 2002
because Ms. Thomas testified about a problem with her whole arm and not just her
hand. Mr. Charles Moran, Ms. Thomas’ manager at McDonald’s, testified that she
was a good employee and that he was aware that she had hand problems since
working at Alliance. He testified that he accommodated her when she complained
about the pain in her hand by letting her leave early or avoid jobs that aggravated her
hand. Ms. Thomas continues to work at McDonald’s and also has a second job at
Wal-Mart.
In Brown v. Churchill & Thibaut, Inc., 93-1216, p. 7 (La.App. 1 Cir.
5/20/94), 637 So.2d 764, 768, the court stated:
The finding of disability within the framework of the worker’s compensation law is a legal rather than a purely medical determination. Pollock v. Louisiana Insurance Guaranty Association, 587 So.2d 823, 825 (La.App. 3rd Cir. 1991); Manson v. City of Shreveport, 577 So.2d 1167, 1169 (La.App. 2nd Cir.), writ denied, 580 So.2d 928 (La.1991). Therefore, the question of disability must be determined by reference to the totality of the evidence, including both lay and medical testimony. Moore v. Mason & Dixon Tank Lines, 540 So.2d 525, 529 (La.App. 1st
7 Cir.), writ denied, 541 So.2d 1390 (La.1989). Ultimately the question of disability is a question of fact, which cannot be reversed in the absence of manifest error. See Landry v. Central Industries, Inc., 592 So.2d 478, 480 (La.App. 3rd Cir.1991), writ denied, 593 So.2d 381 (La.1992); Pollock v. Louisiana Insurance Guaranty Association, 587 So.2d at 825.
From the medical and lay testimony the WCJ concluded that Ms. Thomas did not
prove by a preponderance of the evidence that she was disabled due to a work-related
injury that rendered her unable to earn ninety percent of her pre-injury wages. After
careful review of the evidence, we cannot say that the WCJ was manifestly erroneous
in his determination and, thus, affirm his judgment.
Failure to Authorize
In Authement v. Shappert Eng’g, 02-1631(La. 2/25/03), 840 So.2d 1181,
the supreme court recognized that failure to authorize comes under La.R.S.
23:1203(A). Under La.R.S. 23:1203(A), the employer is obligated to “furnish all
necessary drugs, supplies, hospital care and services, medical and surgical treatment,
and any nonmedical treatment recognized by the laws of this state as legal.” La.R.S.
23:1203(A). Thus, a failure to authorize treatment can result in the imposition of
penalties and attorney fees except when the claim is reasonably controverted. La. R.S.
23:1201(F)(2); Authement, 840 So.2d at 1187.
Ms. Thomas claims that the WCJ erred in dismissing her claim for failure
to authorize the EMG and not awarding penalties and attorney fees. However, the
record before us does not provide sufficient information to determine that Westaff
failed to authorize the EMG.
The record indicates than an EMG was recommended by Dr. Rambach
in his reported dated April 18, 2002. Dr. Rambach’s report was forwarded to Westaff
8 on May 6, 2002. The EMG was performed on July 18, 2002, a little over two months
after the request. The bill from Dr. J. Eric Bicknell, who performed the EMG, was
sent to Westaff on August 20, 2002 and it was paid on August 31, 2002. Although
Westaff may not have authorized the EMG, the record does not contain any evidence
to prove this. The only information in the record is the argument of Ms. Thomas’
attorney that he pre-paid the bill himself. There is no evidence that he paid the bill,
no letter regarding the authorization, and no testimony on the issue. The record is
void of any evidence of what occurred between the request for authorization and the
date when the EMG was performed.
The record available to the WCJ did not contain sufficient factual
information from which to conclude that Westaff failed to authorize the EMG. “The
determination of whether an employer or insurer should be cast with penalties and
attorney fees in a workers’ compensation action is essentially a question of fact.”
Authement, 840 So.2d at 1188. Factual findings are subject to the manifest error or
clearly wrong standard of review. Banks, 696 So.2d at 556. Therefore, we cannot say
that the WCJ was manifestly erroneous in dismissing Ms. Thomas’ claim and not
awarding penalties and attorney fees.
IV.
CONCLUSION
For the above reasons, the judgment appealed from is affirmed. Costs
of this appeal are assessed to Ms. Calithia S. Thomas.