Calaff v. Capra

714 F. App'x 47
CourtCourt of Appeals for the Second Circuit
DecidedNovember 6, 2017
Docket16-4048-pr
StatusUnpublished
Cited by9 cases

This text of 714 F. App'x 47 (Calaff v. Capra) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Calaff v. Capra, 714 F. App'x 47 (2d Cir. 2017).

Opinion

SUMMARY ORDER

Petitioner-Appellant Ivan Calaff appeals from a November 3, 2016 judgment of the United States District Court for the Southern District of New York (Sweet, J.) denying Calaff s petition for a writ of habeas corpus. We presume the parties’ familiarity with the underlying facts, the procedural history, and the issues presented for review.

I. Background

In 2004, Calaff was sentenced as a persistent violent felony offender pursuant to New York Criminal Procedure Law sections 400.15 and 400.16, receiving an enhanced sentence because of prior convictions, including a 1993 New York state conviction. The 1993 conviction, where Ca-laff was charged with second-degree burglary and pleaded guilty to a lesser-included charge of attempted second-degree burglary, is the subject of this appeal. At sentencing on March 24, 1993, Justice Harold Rothwax instructed Calaff s attorney “[cjounsel, please advise [Calaff] of his Appellate rights and advise me that you have done §o.” J.A. 149. In response, counsel stated on the record, “[l]et the record reflect I am handing my client written notice of his right to appeal, which indicates th[e] steps he can take to perfect that appeal.” Id.

Calaff s trial counsel timely filed a notice of appeal. However, because Calaff did not follow the steps required to perfect his appeal and obtain appointed appellate counsel, Calaff was never assigned an appellate attorney. Calaffs sentence expired in 1999. Calaff was convicted of new crimes in 2000 and 2004, both times receiving enhanced sentences due to the 1993 conviction. As relevant here, Calaff s 2004 conviction was for second-degree burglary. At Calaff s 2004 sentencing, the court adjudicated Calaff as a persistent violent felony offender. Unlike in 1993, Calaff moved for assignment of appellate counsel by following the required procedures. The Center for Appellate Litigation was appointed as appellate counsel. The 2004 conviction was unanimously affirmed on appeal. People v. Calaff, 30 A.D.3d 193, 815 N.Y.S.2d 824 (1st Dep’t 2006). Calaff made no effort during this period to perfect the appeal from his 1993 conviction or obtain appellate counsel for that appeal.

II. Procedural History

In 2012, again represented by the Center for Appellate Litigation, Calaff finally pursued his 1993 appeal. The Appellate Division, First Department, following briefing and oral argument, dismissed Ca-laffs appeal, noting the 19-year-delay and finding that Calaff s excuse for the delay— that his 1993 trial counsel had promised to take care of the appeal—was refuted by the 1993 sentencing minutes. People v. Calaff, 103 A.D.3d 500, 959 N.Y.S.2d 427 (1st Dep’t 2013), aff'd sub nom., People v. Perez, 23 N.Y.3d 89, 989 N.Y.S.2d 418, 12 N.E.3d 416 (2014). The New York Court of Appeals unanimously affirmed the dismissal order and, in response to a constitutional argument from Calaff, upheld the constitutionality of a New York state rule of criminal procedure that Calaff asserted had deprived him of his constitutional right to appellate counsel. See People v. Perez, 23 N.Y.3d 89, 989 N.Y.S.2d 418, 12 N.E.3d 416 (2014). The U.S. Supreme Court denied Calaffs certiorari petition. See Calaff v. New York, — U.S.-, 135 S.Ct. 273, 190 L.Ed.2d 201 (2014).

Calaff then brought the habeas petition at issue in this appeal, collaterally attacking the 1993 conviction, primarily marshaling the same constitutional claim, ie., that the Appellate Division, First Department’s procedures for assigning appellate counsel run afoul of the U.S. Constitution. Although Calaff maintains that the First Department’s procedures for assigning appellate counsel are confusing, he successfully complied with the same procedures in 2004. On October 18, 2016, the district court denied Calaffs petition on this basis, reasoning that Calaffs “failure to prosecute his appeal between 2004 [when Calaff was aware of and complied with the First Department’s procedures for assigning appellate counsel] and 2012 was a valid ground for dismissal by the New York Court of Appeals.” Calaff v. Capra, 215 F.Supp.3d 245, 256 (S.D.N.Y. 2016).

III. Discussion

Calaff is in custody pursuant to a 2004 sentence that was enhanced as a result of his earlier, allegedly unconstitutional 1993 conviction. 1 As a result, he confronts the general rule that

once a state conviction is no longer open to direct or collateral attack in its own right because the defendant failed to pursue those remedies while they were available (or because the defendant did so unsuccessfully), the conviction may be regarded as conclusively valid. If that conviction is later used to enhance a criminal sentence, the defendant generally may not challenge the enhanced sentence through a petition under § 2254 on the ground that the prior conviction was unconstitutionally obtained.

Lackawanna Cty. Disk Attorney v. Coss, 532 U.S. 394, 403-04, 121 S.Ct. 1567, 149 L.Ed.2d 608 (2001) (internal citation omitted).

The Supreme Court has recognized at least one exception to this general rule: where a prior conviction was obtained in violation of a defendant’s Sixth Amendment right to trial counsel under Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963), a defendant can use that violation to attack a sentence that was enhanced because of the prior conviction. Lackawanna Cty. Disk Attorney, 532 U.S. at 404, 121 S.Ct. 1567. Because Calaffs constitutional claim concerns the right to appellate counsel under the Fourteenth Amendment, the Gideon exception does not apply.

Calaff argues, however, that a second exception is available where a petitioner through no fault of his own did not have an opportunity to challenge the earlier conviction. He suggests that six Lackawanna justices—three in the majority, three in the dissent—would have endorsed such an exception. See id. 405, 121 S.Ct. 1567 (opinion of O’Connor, J.) (noting that “another exception to the general rule ... might be available” when “a defendant can[not] be faulted for failing to obtain timely review of a constitutional claim”); id. at 408, 121 S.Ct. 1567 (Souter, J., dissenting) (incorporating his dissent from Daniels v. United States, 532 U.S. 374, 121 S.Ct. 1578, 149 L.Ed.2d 590 (2001), which would permit review of sentence-enhancing conviction regardless of constitutional violation alleged). The plurality in Lackawanna provided a non-exhaustive list of two examples that could qualify for this second exception: first, when “a state court ... without justification ] refuse[s] to rule on a constitutional claim that has been properly presented to it,” 532 U.S. at 405, 121 S.Ct. 1567; or second, after the limitations period for direct or collateral review has expired, when a defendant “obtain[s] compelling evidence that he is actually innocent of the crime for which he was convicted, and which he could not have uncovered in a timely manner,” id. (citing Brady v.

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714 F. App'x 47, Counsel Stack Legal Research, https://law.counselstack.com/opinion/calaff-v-capra-ca2-2017.