Cain v. State

834 S.W.2d 628, 1992 Tex. App. LEXIS 2351, 1992 WL 210668
CourtCourt of Appeals of Texas
DecidedJuly 31, 1992
DocketNo. 09-91-118 CR
StatusPublished
Cited by1 cases

This text of 834 S.W.2d 628 (Cain v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cain v. State, 834 S.W.2d 628, 1992 Tex. App. LEXIS 2351, 1992 WL 210668 (Tex. Ct. App. 1992).

Opinion

OPINION ON MOTION FOR REHEARING

BURGESS, Justice.

Our previous opinion filed June 10, 1992, is withdrawn. This opinion is substituted therefor.

Appellant, the sheriff of Polk County, Texas, was indicted on five counts of official misconduct; two counts were dismissed prior to trial. A jury found him guilty of nepotism, submitted as a lesser included offense of one count, guilty of one count of official misconduct and not guilty of one count. The trial court assessed punishment at a $100 fine on the nepotism count and a $500 fine on the official misconduct count. The trial court also ordered appellant removed from office.1

Appellant urges three points of error.2 While sufficiency of the evidence is not raised, a brief discussion of the facts is necessary. Leamon Cain was elected sheriff of Polk County in November 1988 and took office January 1, 1989. His two chil[629]*629dren, Paul Cain and Janie Cain, were employed at the sheriffs department and had been for more than one year before Sheriff Cain took office.3 In January 1989, Paul Cain received an increase in salary. This event was the basis of the nepotism conviction. In September 1989, Paul Cain was made a Lieutenant. This event was the basis of the not guilty official misconduct charge. Also in September 1989, Janie Cain received an increase in salary. This event was the basis of the official misconduct conviction.

The first point of error is “The statute creating the offense of nepotism, Tex. Rev.Civ.Stat.Ann. art. 5996a, is unconstitutional on its face and cannot support a conviction.” Section 1(a) of the act declares that: “No officer ... of any ... county ... shall appoint, or vote for, ... [the] employment ... of any person related within ... the third degree by consanguinity, .... ” Section 1(b) states: “Nothing herein ... shall prevent the appointment, voting for, ... any person who shall have been continuously employed in any such ... position ... for the following period prior to the ... election ... of the officer ...: (3) at least one year, if the officer ... is elected at the general election for state and county officers.” Section 1(c) then adds:

When a person is allowed to continue in ... employment ... because of the operation of Subsection (b) of this section, the ... officer ... who is related to such person in the prohibited degrees shall not participate in the deliberation or voting upon the appointment, reappointment, employment, confirmation, reemployment, change in status, compensation, or dismissal of such person, if such action applies only to such person and is not taken with respect to a bona fide class or category of employees.

Act of August 31,1987, 70th Leg., R.S., ch. 427, § 1,1987 Tex.Gen.Laws 1988 (Sec. 1(a) amended 1991).

Appellant argues that these provisions, when taken together, allow an office holder, especially a sole officeholder such as a sheriff, to be put into the position where any act or refusal to act with regard to compensation, promotion, reassignment or even dismissal may be considered criminal conduct. Consequently the statute is unconstitutionally vague and violative of the Fifth Amendment of the United States Constitution.

The State counters by citing Bean v. State, 691 S.W.2d 773 (Tex.App.—El Paso 1985, pet. ref’d). In that case the defendant argued that the provisions of article 5996a4 were unconstitutionally vague and failed to give notice of the proscribed conduct. The court of appeals summarily dismissed the argument by stating: “We find the wording of the statute clear and unambiguous.” Bean, 691 S.W.2d at 776. The [630]*630state argues that “[T]he actionable language of both sections are virtually identical in their form_” However, Bean predated section 1(c)5 and, contrary to the state’s proposition, there is considerable difference in the wording of the statute as it appeared before the 1985 amendment. The 1985 amendment added to the main text the language now found in section 1(c).6 Under the guidance of Dillehey v. State, 815 S.W.2d 623 (Tex.Crim.App.1991) we have undertaken to research the legislative history of the 1985 amendment. That amendment not only added the language now found in section 1(c) to the text of article 5996a but also changed the period of previous employment from two years to one year. In reviewing the legislative history there is mention of the time period reduction, but we have found no mention of the language that poses the instant dilemma.

At first blush, the language of section 1(c) seems to be straightforward and unambiguous. While the mere words “shall not participate in the deliberation or voting upon” might be clear, when placed in the context of a sole officeholder do they become so vague as to fail to give notice of proscribed conduct? Papachristou v. City of Jacksonville, 405 U.S. 156, 92 S.Ct. 839, 31 L.Ed.2d 110 (1972); Engelking v. State, 750 S.W.2d 213 (Tex.Crim.App.1988). We believe they do. Clearly a sole officeholder does not deliberate in the sense that a board or commission might. Nor does a sole officeholder vote in the sense that a board or commission does. Rather the sole officeholder considers issues and makes decisions. Under a literal reading of this statute, a sole officeholder cannot consider nor act in any regard concerning a relative who is entitled to remain employed under section 1(b) to include reassigning or even dismissing such a person. While the legislature may have intended that sole officeholders could not hire or promote their relatives, they did not state such an intent. Instead they wrote a statute which does not allow a sole officeholder to determine which conduct is and is not criminal conduct. Section 1(a) is a general prohibition against the employment of certain family members by officeholders. Section 1(b) excepts those family members who have been previously employed. Section 1(c) then prohibits the related officeholder from participating in any decision regarding the employment status of that family member. As applied to sole officeholders, the statute is unconstitutionally vague. Point of error number one is sustained.

[631]*631We are mindful that the constitutionality of a statute will not be determined in a case unless such determination is absolutely necessary to decide the case in which the issue is raised. Smith v. State, 658 S.W.2d 172, 174 (Tex.Crim.App.1983). We therefore consider the remaining two points of error.

Point of error number two urges error “by allowing the jury to convict the defendant of official misconduct for conduct which does not constitute a violation of § 39.01, Tex.Penal Code Ann.” In this point appellant argues that the statute7 does not cover a situation where the benefit obtained is to a third person and alternatively, if the statute does cover that situation because of the definition of “benefit” under Tex.Penal Code Ann., § 1.07(6)8

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Related

Cain v. State
855 S.W.2d 714 (Court of Criminal Appeals of Texas, 1993)

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Bluebook (online)
834 S.W.2d 628, 1992 Tex. App. LEXIS 2351, 1992 WL 210668, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cain-v-state-texapp-1992.