Cain v. Park

14 App. D.C. 42, 1899 U.S. App. LEXIS 3544
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 3, 1899
DocketNo. 105
StatusPublished

This text of 14 App. D.C. 42 (Cain v. Park) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cain v. Park, 14 App. D.C. 42, 1899 U.S. App. LEXIS 3544 (D.C. Cir. 1899).

Opinion

Mr. Justice Shepard

delivered the opinion of the Court:

This is an appeal from the decision of the Commissioner of Patents awarding priority of invention to Kennedy Park in an interference proceeding having the following issue:

In a sectional boiler, the combination of vertical pipes or chambers, rectangular headers, the ends of each of which are in substantially the same horizontal plane and connected to and securing together the front vertical pipes, rectangular headers, the ends of each of which are in substantially the same horizontal plane and connected to and securing together the rear vertical pipes, said headers being angularly set so that the inner faces of the front headers are opposite and parallel to the inner faces of the rear headers in lower planes, and a series of tubes longitudinally and angularly arranged and connected at their ends to each opposite pair of headers, each series of tubes and their connected headers constituting a section of the boiler.”

The facts shown by the record are substantially the following :

Kennedy Park filed an application for patent on May 8, ,1895, which disclosed the invention in controversy, but made no claim for the subject-matter of this issue. The records of the Patent Office show that this application was allowed November 16, 1895.

Park did not pay the office fee, and the patent was not issued.

On July 30, 1896, he filed the application on which this interference was declared. Comparison of the two applications shows that the drawing of the first is the same as the first page of the drawings of the second, and that the specifications of the first are incorporated in the second. Addi[44]*44tional drawings were also filed with the second application, and additional matter is included in its specifications. These embody some new features of invention. Had he followed up his first application he could not, it seems, under the practice of the office, have had this new matter incorporated therein by amendment.

In an amendment of the second application filed October 3, 1896, he calls attention to the fact that the subject-matter of former claim 8, now changed to 6, is shown in his forfeited application of May 8, 1895. Attached to subsequent amendments, filed respectively December 28, 1896, and January 28, 1897, are affidavits declaring that applicant is the same person who filed the original application of May 8, 1895, which became forfeited November 16,1895; that the invention forming the subject-matter of said claim 6, among others named, is substantially described in said application, and that he has never abandoned the said invention.

It appears from the testimony taken by Park that he conceived the invention in 1893, and made a drawing illustrating it, and explained it to others in that year and in 1894 and 1895. As early as December, 1895, he had patterns made for casting the headers. Tubes were purchased in April, 1896, and castings of headers, corner-columns, etc., were made in May. The boiler was completed and operated successfully in a boat in July, 1896.

Having been inspected as required by law, and pronounced safe and efficient, a permit was issued by the Secretary of the Treasury, on September 2, 1896, authorizing the grant of a certificate to any steamer using such a boiler.

John J. Cain filed his application December 11,1895, and a patent was issued thereon June 2, 1896, No. 561,257. He took no testimony. His preliminary statement, filed March 3, 1897, in obedience to the notice of the declaration of interference, states that he conceived the invention on or about September 15, 1894, and explained it to others, and “that [45]*45no model of the invention has been made nor a generator constructed, and consequently no reduction of the invention to practice up to the present time.”

We omit some of the evidence relied on by Park in explanation of delay in the matter.of actual reduction to practice, in an attempt to show that he was exercising diligence therein when Cain entered the field, as unimportant in the view that we have taken of the case.

Under the evidence above stated, then, as there was no actual reduction to practice by Park before Cain’s application was filed, his right to the priority of invention that has been awarded by the decision appealed from depends upon the answer to the question, whether his original application of May 8, 1895, can be regarded as a constructive reduction to practice ?

Before passing to the consideration of this question, it becomes necessary to dispose of an objection made by the appellant to the consideration of the evidence of the allowance of that application. A certified copy of the application was introduced in evidence; but no proof was made of its allowance and passage to issue. The Commissioner, however, examined the files of his office, and finding that the said allowance had been formally entered, considered the fact in making his decision. The appellant is right in the contention that, as a general rule, nothing is to be considered as evidence in an interference case unless introduced into the record before final submission. But we think that neither the general purpose nor the efficiency of the ruléis impaired by the creation of an exception thereto in favor of the consideration of a relevant and material fact contained in an order entered of record in' the Patent Office in regular course of proceedings therein. It is not evidence for the interested party in the ordinary sense, but a record of official action in the office, and under the authority of the Commissioner, of which he may take notice in order that justice may be done.

[46]*46We have heretofore held that, in passing upon an application for a patent, the Commissioner may go outside of the records of his own office, and take notice of the decision of the Supreme Court of the United States in a case wherein the invention had been considered. In re Drawbaugh, 9 App. D. C. 219, 257. And while this case is of a different character, in that it is a contest, primarily, between two rival claimants, still we see no good reason why upon the same principle the Commissioner may not at least take notice of the official entries made in his own office and under his own supervision.

Returning now to the main question, and considering all of the evidence in connection with the official record of the allowance of Park’s original application, it is plain that it can not be regarded as an abandoned application within the provisions of Section 4894, Revised Statutes, and controlled in its operation as a constructive reduction to practice by the decision in Carty v. Kellogg, 7 App. D.C. 542, 545, 547.

The original application having never been formally abandoned, but having become forfeited simply by the applicant’s failure to pay the final fee within six months after notice of its allowance, and the second or renewed' application permitted by section 4897, Revised Statutes, having been filed within the two years from allowance, as required thereby, the effect to be given to the original application in the consideration of the second must be determined by the provisions of that section.

This is the first time, so far as we have been able to discover, that the precise question as presented here has come before the Commissioner of Patents or the courts for adjudication.

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Bluebook (online)
14 App. D.C. 42, 1899 U.S. App. LEXIS 3544, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cain-v-park-cadc-1899.