Butts v. Sands

90 Cal. Rptr. 2d 691, 76 Cal. App. 4th 739
CourtCalifornia Court of Appeal
DecidedDecember 1, 1999
DocketB125488
StatusPublished

This text of 90 Cal. Rptr. 2d 691 (Butts v. Sands) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Butts v. Sands, 90 Cal. Rptr. 2d 691, 76 Cal. App. 4th 739 (Cal. Ct. App. 1999).

Opinion

90 Cal.Rptr.2d 691 (1999)
76 Cal.App.4th 739

Kenneth L. BUTTS, Plaintiff and Appellant,
v.
Stephen P. SANDS, as Executive Director, etc., Defendant and Respondent.

No. B125488.

Court of Appeal, Second District, Division One.

December 1, 1999.
Review Denied March 15, 2000.[*]

*692 Law Offices of Abdulaziz & Grossbart, Sam K. Abdulaziz and Bruce D. Rudman, North Hollywood, for Plaintiff and Appellant.

*693 Bill Lockyer, Attorney General, and Reginald Rucoba, Deputy Attorney General, for Defendant and Respondent.

MASTERSON, J.

Business and Professions Code section 5586, which became effective on January 1, 1995, provides: "The fact that the holder of a license has had disciplinary action taken by any public agency for any act substantially related to the qualifications, functions, or duties as an architect constitutes a ground for disciplinary action." (Stats.1994, ch. 258, § 2; unless otherwise specified, further statutory references are to the Bus. & Prof.Code.) Pursuant to this statute, respondent California Board of Architectural Examiners (hereafter "the California Board") sought revocation of the architect's license of appellant Kenneth Butts on the ground that discipline had been imposed on Butts in other jurisdictions in 1993, 1994, 1995 and 1996, all based on a single act of misconduct committed in 1993.

Butts argued that the prior discipline could not be used against him because his misconduct occurred before section 5586 took effect. An administrative law judge disallowed use of the 1993 and 1994 foreign disciplinary orders, but found that the 1995 and 1996 orders provided a sufficient basis for disciplining Butts in California. We find that the presumption against retroactive application of new laws barred use of all of the foreign disciplinary orders. Accordingly, we reverse the judgment of the trial court, which rejected Butts's challenge to the California Board's imposition of discipline on him.

BACKGROUND

In February 1997, the California Board filed an accusation seeking revocation or suspension of Butts's California architect's license "under section 5560[1] in conjunction with section 5586." The grounds alleged were that discipline had previously been imposed on Butts by the architectural licensing agencies of Kentucky, Nevada, Montana, Kansas and Ohio, and that the discipline imposed was substantially related to the qualifications, functions and duties of an architect. Following a contested hearing, an administrative law judge found the following essentially undisputed facts:

As of June 1997, Butts was 73 years old. He received his California architect's license in 1963, and had thereafter become licensed in all 50 states and in the District of Columbia, working primarily on projects involving malls and shopping centers. His practice is centered in California.

In August 1993, the Kentucky State Board of Examiners and Registration of Architects filed a complaint accusing Butts of violating Kentucky law by signing plans for a motel project that had been prepared by a structural engineer who was not a licensed architect.[2] Butts had personally reviewed the plans before approving them and was not aware at that time that his conduct was improper. No allegations were made that the plans or the resulting building were in any way defective. Butts entered into a settlement agreement with the Kentucky Board in November 1993. *694 Pursuant to the agreement, he neither admitted nor denied the truthfulness of the allegations of the complaint. However, he consented to the suspension of his Kentucky architect's license through its period of expiration, and further agreed that he would not seek renewal of the license.

In September 1994, Butts entered into a settlement with the Nevada State Board of Architecture whereby his Nevada architect's license was revoked. The basis of the Nevada Board's action was "information received alleging violation of Kentucky law and revocation of an NCARB [National Council of Architectural Registration Board] license."

In August 1995, an order of the Board of Architects of the State of Montana was entered against Butts by default. The order recited that Butts's NCARB certification had been revoked in 1994 "based on discipline imposed in Kentucky and Nevada resulting in [Butts's] loss of license in both those states." Butts was found in violation of Montana professional standards for representing the work of others as his own and for having his license suspended or revoked by another state. Accordingly, Butts's Montana architect's license was revoked.

In November 1995, the Kansas State Board of Technical Professions ordered Butts to surrender his architect's license. The action was a result of Butts's default in the face of a complaint that his license had been suspended or revoked in Kentucky, based on his having signed plans that had been prepared by someone other than himself.

In September 1996, following a hearing at which Butts personally appeared, the Ohio State Board of Examiners of Architects revoked Butts's license. The basis of the order of revocation was the discipline imposed in 1995 by the State of Montana.

The administrative law judge below found that the presumption against retroactive application of statutes precluded the California Board from imposing discipline on Butts pursuant to section 5586 based on the disciplinary orders entered in Kentucky in 1993 and in Nevada in 1994. However, the judge further found that the presumption did not bar the imposition of discipline in California based on the discipline imposed in Montana, Kansas, and Ohio in 1995 and 1996. In January 1998, the California Board adopted the administrative law judge's findings and revoked Butts's license for three years. The revocation was stayed pending successful completion of three years probation, and Butts was suspended from practicing architecture for a period of 90 days.

In February 1998, Butts filed a petition for writ of administrative mandamus pursuant to Code of Civil Procedure section 1094.5. Following a hearing, the trial court denied the petition in a written order that set forth reasons similar to those stated by the administrative law judge. On July 31, 1991, the trial court issued a statement of decision and filed a judgment denying Butts's petition.[3] Butts thereafter filed a timely notice of appeal.

STANDARD OF REVIEW

Where, as here, "the order or decision of the agency substantially affects a fundamental vested right, the trial court, in determining under [Code of Civil Procedure] section 1094.5 whether there has been an abuse of discretion because the findings are not supported by the evidence, must exercise its independent judgment...." (Strumsky v. San Diego County Employees Retirement Assn. (1974) 11 Cal.3d 28, 32, 112 Cal.Rptr. 805, 520 P.2d 29.) "Where a superior court is required to make such an independent *695 judgment upon the record of an administrative proceeding, the scope of review on appeal is limited. An appellate court must sustain the superior court's findings if substantial evidence supports them. [Citations.]" (Pasadena Unified Sch. Dist. v. Commission on Professional Competence (1977) 20 Cal.3d 309, 314, 142 Cal.Rptr. 439, 572 P.2d 53

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90 Cal. Rptr. 2d 691, 76 Cal. App. 4th 739, Counsel Stack Legal Research, https://law.counselstack.com/opinion/butts-v-sands-calctapp-1999.