1 2 WO 3 4 5 6 7 IN THE UNITED STATES DISTRICT COURT 8 FOR THE DISTRICT OF ARIZONA
10 Manuel E Bustos, No. CV-22-00855-PHX-DJH
11 Plaintiff, ORDER
12 v.
13 Commissioner of Social Security Administration, 14 Defendant. 15 16 Mr. Manuel Bustos (“Plaintiff”) seeks this Court’s review of the Social Security 17 Administration (“SSA”) Commissioner’s (the “Commissioner”) denial of his applications 18 for Social Security Disability Insurance (“SSDI”) and Supplemental Security Income 19 (“SSI”). (Doc. 14 at 1). Plaintiff has filed an Opening Brief, the Commissioner filed a 20 Response, and Plaintiff filed a Reply (Docs. 14; 15; 16). Upon review of the briefs and the 21 Administrative Record (Doc. 11, “AR”), the Court affirms the Administrative Law Judge’s 22 decision (AR at 21–33). 23 I. Background 24 Plaintiff filed applications for SSDI and SSI benefits on September 18, 2019, and 25 November 30, 2020, respectively, based on a disability beginning on December 30, 2017. 26 (AR at 21). Both applications allege that Plaintiff initially became disabled as of 27 December 30, 2017, when Plaintiff was twenty-seven years old. (Id. at 242, 21). Plaintiff’s 28 past relevant work includes work he performed as a stocker. (Id. at 31). Plaintiff claims 1 he is unable to work due to various mental disabilities as well as hand tremors. (Id. at 151). 2 Plaintiff’s applications for SSDI and SSI were denied by the SSA and Plaintiff requested a 3 hearing to determine whether he was disabled under the Social Security Act. (Id. at 21). 4 On December 9, 2020, Administrative Law Judge Laura Speck Havens (the “ALJ”) 5 held a telephonic hearing to determine whether Plaintiff is disabled. Plaintiff was twenty- 6 nine years old at the time of the December 2020 hearing and has a high school diploma. 7 (Id. at 57). A supplemental hearing was convened on May 12, 2021, after Plaintiff 8 underwent a consultative examination with Dr. Julian Kivowitz (“Dr. Kivowitz”). (Id. at 9 21). The ALJ found, in a written order issued after the supplemental hearing, that Plaintiff 10 was not disabled under the Social Security Act. (Id. at 33). To reach this finding, the ALJ 11 followed a five-step process that the SSA has established for disability hearings. 12 II. The ALJ’s Five Step Process 13 To be eligible for Social Security benefits, a claimant must show an “inability to 14 engage in any substantial gainful activity by reason of any medically determinable physical 15 or mental impairment which can be expected to result in death or which has lasted or can 16 be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. 17 § 423(d)(1)(A); see also Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). The ALJ 18 follows a five-step process1 to determine whether a claimant is disabled for purposes of the 19 Social Security Act (“the Act”): 20 The five-step process for disability determinations begins, at the first and 21 second steps, by asking whether a claimant is engaged in “substantial gainful activity” and considering the severity of the claimant’s impairments. 22 See 20 C.F.R. § 416.920(a)(4)(i)-(ii). If the inquiry continues beyond the 23 second step, the third step asks whether the claimant’s impairment or combination of impairments meets or equals a listing under 24 20 C.F.R. pt. 404, subpt. P, app. 1 and meets the duration requirement. 25 See id. § 416.920(a)(4)(iii). If so, the claimant is considered disabled and benefits are awarded, ending the inquiry. See id. If the process continues 26 beyond the third step, the fourth and fifth steps consider the claimant’s 27 1 The claimant bears the burden of proof on the first four steps, but the burden shifts to the 28 Commissioner at step five. Tackett, 180 F.3d at 1098. 1 “residual functional capacity”[2] in determining whether the claimant can still do past relevant work or make an adjustment to other work. 2 See id. § 416.920(a)(4)(iv)-(v). 3 4 Kennedy v. Colvin, 738 F.3d 1172, 1175 (9th Cir. 2013); see also 20 C.F.R. § 404.1520(a)– 5 (g). If the ALJ determines no such work is available, the claimant is disabled. 6 Id. § 404.1520(a)(4)(v). 7 After applying this five-step process, the ALJ found that Plaintiff was not disabled 8 and not entitled to benefits. (AR at 33). At the first and second steps of the five-step 9 inquiry, the ALJ concluded that Plaintiff had not engaged in substantial gainful activity 10 since the alleged onset date of disability and that he had several severe impairments, 11 including depression, bipolar disorder, anxiety and specific learning disorder. (Id. at 24). 12 At the third step, the ALJ concluded that Plaintiff did not have an impairment or 13 combination of impairments that meets or medically equals the severity of one of the listed 14 impairments in 20 CFR Part 404, Subpart P, Appendix 1. (Id. at 25). 15 At step four, the ALJ concluded that Plaintiff has the residual functional capacity 16 (“RFC”) to “perform a full range of work at all exertional levels but with the following 17 nonexertional limitations: Claimant can understand, remember and carryout simple job 18 instructions only with only occasional interaction with the public, coworkers and 19 supervisors.” (Id. at 27). In making this determination, the ALJ discredited Plaintiff’s 20 testimony about the extent of his impairments, as well as opinions by medical expert Neil 21 Horowitz, Ph.D. (“Dr. Horowitz”). (Id. at 28). The ALJ found that these statements 22 “concerning the intensity, persistence and limiting effects of these symptoms are not 23 entirely consistent with the medical evidence and other evidence in the record.” (Id.). The 24 ALJ also found that Plaintiff was unable to perform any past relevant work. (Id. at 31). 25 Finally, at step five, the ALJ concluded that Plaintiff could make an adjustment to other 26 work that exists in significant numbers in the national economy—considering Plaintiff’s 27 2 A claimant’s “residual functional capacity” is defined as their ability to do physical and 28 mental work activities on a sustained basis despite limitations from their impairments. See 20 C.F.R. §§ 404.1520(e), 416.920(e). 1 age, education, work experience, and RFC. (Id. at 32). Thus, the Court must determine 2 whether this decision by the ALJ below was erroneous. 3 III. Standard of Review 4 In determining whether to reverse a decision by an ALJ, the district court reviews 5 only those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 F.3d 6 503, 517 n.13 (9th Cir. 2001). The court may set aside the Commissioner’s disability 7 determination only if the determination is not supported by “substantial evidence” or is 8 based on legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). Substantial 9 evidence is more than a scintilla, but less than a preponderance; it is relevant evidence that 10 a reasonable person might accept as adequate to support a conclusion considering the 11 record as a whole. Id. Substantial evidence is the type of evidence that would suffice, at 12 trial, to avoid a directed verdict. See Nat’l Labor Relations Bd. v.
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1 2 WO 3 4 5 6 7 IN THE UNITED STATES DISTRICT COURT 8 FOR THE DISTRICT OF ARIZONA
10 Manuel E Bustos, No. CV-22-00855-PHX-DJH
11 Plaintiff, ORDER
12 v.
13 Commissioner of Social Security Administration, 14 Defendant. 15 16 Mr. Manuel Bustos (“Plaintiff”) seeks this Court’s review of the Social Security 17 Administration (“SSA”) Commissioner’s (the “Commissioner”) denial of his applications 18 for Social Security Disability Insurance (“SSDI”) and Supplemental Security Income 19 (“SSI”). (Doc. 14 at 1). Plaintiff has filed an Opening Brief, the Commissioner filed a 20 Response, and Plaintiff filed a Reply (Docs. 14; 15; 16). Upon review of the briefs and the 21 Administrative Record (Doc. 11, “AR”), the Court affirms the Administrative Law Judge’s 22 decision (AR at 21–33). 23 I. Background 24 Plaintiff filed applications for SSDI and SSI benefits on September 18, 2019, and 25 November 30, 2020, respectively, based on a disability beginning on December 30, 2017. 26 (AR at 21). Both applications allege that Plaintiff initially became disabled as of 27 December 30, 2017, when Plaintiff was twenty-seven years old. (Id. at 242, 21). Plaintiff’s 28 past relevant work includes work he performed as a stocker. (Id. at 31). Plaintiff claims 1 he is unable to work due to various mental disabilities as well as hand tremors. (Id. at 151). 2 Plaintiff’s applications for SSDI and SSI were denied by the SSA and Plaintiff requested a 3 hearing to determine whether he was disabled under the Social Security Act. (Id. at 21). 4 On December 9, 2020, Administrative Law Judge Laura Speck Havens (the “ALJ”) 5 held a telephonic hearing to determine whether Plaintiff is disabled. Plaintiff was twenty- 6 nine years old at the time of the December 2020 hearing and has a high school diploma. 7 (Id. at 57). A supplemental hearing was convened on May 12, 2021, after Plaintiff 8 underwent a consultative examination with Dr. Julian Kivowitz (“Dr. Kivowitz”). (Id. at 9 21). The ALJ found, in a written order issued after the supplemental hearing, that Plaintiff 10 was not disabled under the Social Security Act. (Id. at 33). To reach this finding, the ALJ 11 followed a five-step process that the SSA has established for disability hearings. 12 II. The ALJ’s Five Step Process 13 To be eligible for Social Security benefits, a claimant must show an “inability to 14 engage in any substantial gainful activity by reason of any medically determinable physical 15 or mental impairment which can be expected to result in death or which has lasted or can 16 be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. 17 § 423(d)(1)(A); see also Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). The ALJ 18 follows a five-step process1 to determine whether a claimant is disabled for purposes of the 19 Social Security Act (“the Act”): 20 The five-step process for disability determinations begins, at the first and 21 second steps, by asking whether a claimant is engaged in “substantial gainful activity” and considering the severity of the claimant’s impairments. 22 See 20 C.F.R. § 416.920(a)(4)(i)-(ii). If the inquiry continues beyond the 23 second step, the third step asks whether the claimant’s impairment or combination of impairments meets or equals a listing under 24 20 C.F.R. pt. 404, subpt. P, app. 1 and meets the duration requirement. 25 See id. § 416.920(a)(4)(iii). If so, the claimant is considered disabled and benefits are awarded, ending the inquiry. See id. If the process continues 26 beyond the third step, the fourth and fifth steps consider the claimant’s 27 1 The claimant bears the burden of proof on the first four steps, but the burden shifts to the 28 Commissioner at step five. Tackett, 180 F.3d at 1098. 1 “residual functional capacity”[2] in determining whether the claimant can still do past relevant work or make an adjustment to other work. 2 See id. § 416.920(a)(4)(iv)-(v). 3 4 Kennedy v. Colvin, 738 F.3d 1172, 1175 (9th Cir. 2013); see also 20 C.F.R. § 404.1520(a)– 5 (g). If the ALJ determines no such work is available, the claimant is disabled. 6 Id. § 404.1520(a)(4)(v). 7 After applying this five-step process, the ALJ found that Plaintiff was not disabled 8 and not entitled to benefits. (AR at 33). At the first and second steps of the five-step 9 inquiry, the ALJ concluded that Plaintiff had not engaged in substantial gainful activity 10 since the alleged onset date of disability and that he had several severe impairments, 11 including depression, bipolar disorder, anxiety and specific learning disorder. (Id. at 24). 12 At the third step, the ALJ concluded that Plaintiff did not have an impairment or 13 combination of impairments that meets or medically equals the severity of one of the listed 14 impairments in 20 CFR Part 404, Subpart P, Appendix 1. (Id. at 25). 15 At step four, the ALJ concluded that Plaintiff has the residual functional capacity 16 (“RFC”) to “perform a full range of work at all exertional levels but with the following 17 nonexertional limitations: Claimant can understand, remember and carryout simple job 18 instructions only with only occasional interaction with the public, coworkers and 19 supervisors.” (Id. at 27). In making this determination, the ALJ discredited Plaintiff’s 20 testimony about the extent of his impairments, as well as opinions by medical expert Neil 21 Horowitz, Ph.D. (“Dr. Horowitz”). (Id. at 28). The ALJ found that these statements 22 “concerning the intensity, persistence and limiting effects of these symptoms are not 23 entirely consistent with the medical evidence and other evidence in the record.” (Id.). The 24 ALJ also found that Plaintiff was unable to perform any past relevant work. (Id. at 31). 25 Finally, at step five, the ALJ concluded that Plaintiff could make an adjustment to other 26 work that exists in significant numbers in the national economy—considering Plaintiff’s 27 2 A claimant’s “residual functional capacity” is defined as their ability to do physical and 28 mental work activities on a sustained basis despite limitations from their impairments. See 20 C.F.R. §§ 404.1520(e), 416.920(e). 1 age, education, work experience, and RFC. (Id. at 32). Thus, the Court must determine 2 whether this decision by the ALJ below was erroneous. 3 III. Standard of Review 4 In determining whether to reverse a decision by an ALJ, the district court reviews 5 only those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 F.3d 6 503, 517 n.13 (9th Cir. 2001). The court may set aside the Commissioner’s disability 7 determination only if the determination is not supported by “substantial evidence” or is 8 based on legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). Substantial 9 evidence is more than a scintilla, but less than a preponderance; it is relevant evidence that 10 a reasonable person might accept as adequate to support a conclusion considering the 11 record as a whole. Id. Substantial evidence is the type of evidence that would suffice, at 12 trial, to avoid a directed verdict. See Nat’l Labor Relations Bd. v. Columbian Enameling 13 & Stamping Co., 306 U.S. 292, 300 (1939). 14 To determine whether substantial evidence supports a decision, the Court must 15 consider the record as a whole and may not affirm simply by isolating a “specific quantum 16 of supporting evidence.” Orn, 495 F.3d at 630. The ALJ must “set forth the reasoning 17 behind its decisions in a way that allows for meaningful review.” Brown-Hunter v. Colvin, 18 806 F.3d 487, 492 (9th Cir. 2015). The ALJ is responsible for resolving conflicts, 19 ambiguity, and determining credibility. Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 20 1995); Magallanes v. Bowen, 881 F.2d 747, 750 (9th Cir. 1989). While the Court is 21 required to examine the record as a whole, it may neither reweigh the evidence nor 22 substitute its judgment for that of the Commissioner. Thomas v. Barnhart, 278 F.3d 947, 23 954 (9th Cir. 2002). Generally, “[w]here the evidence is susceptible to more than one 24 rational interpretation, one of which supports the ALJ’s decision, the ALJ’s conclusion 25 must be upheld.” Id. at 954 (citations omitted). 26 IV. Discussion 27 Plaintiff argues the ALJ erred by (1) discrediting his own symptom testimony; and 28 (2) by rejecting the assessment by his examining psychologist, Dr. Horowitz. 1 (Doc. 14 at 1). Plaintiff asks this Court to remand for an award of benefits, or in the 2 alternative, to remand for further proceedings. (Id. at 17–18). Commissioner argues that 3 the ALJ’s decision should be affirmed as it is free from harmful error. (Doc. 15 at 2). 4 A. Plaintiff’s Symptom Testimony 5 Plaintiff first argues that the ALJ erred by rejecting his symptom testimony without 6 providing specific, clear, and convincing reasons supported by substantial evidence to do 7 so. (Doc. X at 8). The Court disagrees. 8 An ALJ performs a two-step analysis to evaluate a claimant’s testimony regarding 9 pain and symptoms. Garrison v. Colvin, 759 F.3d 995, 1014 (9th Cir. 2014). First, the 10 ALJ evaluates whether the claimant has presented objective medical evidence of an 11 impairment “which could reasonably be expected to produce the pain or symptoms 12 alleged.” Lingenfelter v. Astrue, 504 F.3d 1028, 1035–36 (9th Cir. 2007) (quoting Bunnell 13 v. Sullivan, 947 F.2d 341, 344 (9th Cir. 1991) (en banc) (internal quotation marks 14 omitted)). Second, absent evidence of malingering, an ALJ may only discount a claimant’s 15 allegations for reasons that are “specific, clear and convincing” and supported by 16 substantial evidence. Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir. 2012). “The clear 17 and convincing standard is the most demanding required in Social Security cases.” 18 Garrison, 759 F.3d at 1015. 19 “[T]he ALJ must specifically identify the testimony she or he finds not to be credible 20 and must explain what evidence undermines the testimony.” Holohan v. Massanari, 246 21 F.3d 1195, 1208 (9th Cir. 2001). General findings regarding the Plaintiff’s credibility are 22 insufficient. Id. “Although the ALJ’s analysis need not be extensive, the ALJ must provide 23 some reasoning in order for [the Court] to meaningfully determine whether the ALJ’s 24 conclusions were supported by substantial evidence.” Treichler v. Comm’r of Soc. Sec. 25 Admin., 775 F.3d 1090, 1099 (9th Cir. 2014). However, “an ALJ [is not] required to 26 believe every allegation of disabling pain, or else disability benefits would be available for 27 the asking, a result plainly contrary to 42 U.S.C. § 423(d)(5)(A).” Fair v. Bowen, 885 F.2d 28 597, 603 (9th Cir. 1989). “[T]he ALJ may consider inconsistencies either in the claimant’s 1 testimony or between the testimony and the claimant’s conduct.” Molina, 674 F.3d at 2 1112. For instance, the ALJ may consider “whether the claimant engages in daily activities 3 inconsistent with the alleged symptoms.” Id (quoting Lingenfelter, 504 F.3d at 1040). 4 Additionally, “[a]lthough [a] lack of medical evidence cannot form the sole basis for 5 discounting pain [or symptom] testimony, it is a factor that the ALJ can consider in his 6 credibility analysis.” Burch v. Barnhart, 400 F.3d 676, 681 (9th Cir. 2005). 7 Plaintiff testified at both the hearing on December 9, 2020, and the supplemental 8 hearing on May 12, 2021. (AR at 41, 52). Plaintiff testified that he could not perform the 9 job of a cashier due to anxiety and panic attacks. (Id. at 62). He also testified that he could 10 not perform the duties of a stocker either because he could not perform the task at a 11 reasonable pace. (Id.) After the Plaintiff testified, the vocational expert, Ms. Lynda 12 Berkley, testified that, given Plaintiff’s limitations, he could not perform the job of a 13 stocker, but that he could perform other work. (Id. at 64). 14 At the supplemental hearing, Plaintiff testified that his mental health had improved 15 since the last hearing five months earlier. (Id. at 44). Dr. Kivowitz, an impartial medical 16 examiner, also testified at the supplemental hearing. (Id. at 46). Dr. Kivowitz testified 17 that, in his opinion, Plaintiff has depression and anxiety, but that Plaintiff only has 18 moderate impairments. (AR at 48). Dr. Kivowitz also testified that Plaintiff should be 19 limited to simple, repetitive tasks and should only have occasional contact with peers, the 20 public, and supervisors. (Id.) Aside from this, however, Dr. Kivowitz opined that Plaintiff 21 had no other work-related restrictions. (Id.) Dr. Kivowitz also testified that Plaintiff was 22 given a mini-mental status exam, where he scored a twenty-eight out of thirty possible 23 points, and that no further cognitive testing was necessary. (Id. at 40 citing id. at 1019 24 (Psychological Report by Dr. Michael Moore)). 25 After the supplemental hearing, the ALJ concluded that Plaintiff was not disabled. 26 (Id. at 33). The ALJ acknowledged that Plaintiff had several severe impairments, including 27 depression, bipolar disorder, anxiety and specific learning disorder. (Id. at 24). However, 28 based on the entire record, including Plaintiff’s own testimony, the ALJ found that Plaintiff 1 has the RFC to perform a full range of work at all exertional levels with some limitations. 2 (Id. at 27). 3 To support this finding, the ALJ stated that Plaintiff’s allegations were not “entirely 4 consistent” with the medical evidence and other evidence in the record. (Id. at 28). The 5 ALJ noted that Plaintiff testified that he stopped working due to a mental breakdown and 6 suicide attempt but reconciled this testimony with the fact that Plaintiff worked at JCPenny 7 as a seasonal hire and “enjoyed” the work there. (Id citing Ex. 6F, 20; id. 57–58). The 8 ALJ also noted that, according to Plaintiff’s mother, Plaintiff has lived independently on 9 his own for the past five years.3 (Id citing Ex. 20E). The ALJ further noted that Plaintiff’s 10 conditions were improving due to medication and psychotherapy. (AR at 30). 11 Ultimately, the ALJ found Plaintiff’s allegations were inconsistent with his reported 12 activities, stating that Plaintiff testified that he would receive assistance from his father, 13 but that “the claimant’s mother submitted a [December 5, 2020,] statement that the 14 claimant has lived independently for the past five years, with reminders from her to 15 complete some household related activities.” (Id. at 28). Similarly, regarding Plaintiff’s 16 learning disorder, Plaintiff’s IQ was measured at an 80 in 2010, but Plaintiff scored an 82 17 on an updated test in 2012.4 (Id. at 28). The ALJ also noted that Plaintiff played video 18 games eight hours a day. (Id.) Due to this evidence, the ALJ found that limiting Plaintiff 19 to simple job instructions would address his learning disorder. (Id. at 28–29). The ALJ 20 additionally addressed the inconsistency of Plaintiff’s allegations to his daily activities, 21 finding that Plaintiff had no more than a moderate limitation in any broad area of 22 functioning and that the RFC assessment reflected the ALJ’s moderate limitation findings. 23 (Id. at 25). 24 The ALJ provided sufficient reasoning in her order for this Court to meaningfully 25 determine whether the ALJ’s conclusions were supported by substantial evidence. 26 Treichler, 775 F.3d at 1099 (stating that the ALJ “must provide some reasoning in order 27 3 At the hearing, Plaintiff testified that his father lives with him. (AR at 58). 28 4 “The mean IQ test score is 100.” Hall v. Fla., 572 U.S. 701, 711 (2014). 1 for [the Court] to meaningfully determine whether the ALJ’s conclusions were supported 2 by substantial evidence”). The ALJ found that there were inconsistencies in the evidence 3 in the record, such as the discrepancy between Plaintiff’s testimony and his mother’s letter. 4 (Id. at 31). “The Court does not read the ALJ’s ‘not entirely consistent’ statement [ ] as 5 requiring Plaintiff to fully corroborate her symptom testimony with objective medical 6 evidence. Instead, the ALJ’s statement merely notes that the record contains conflicting 7 evidence.” McPherson v. Comm’r of Soc. Sec. Admin., 2021 WL 3709845, at *7 (D. Ariz. 8 Aug. 20, 2021). Because the ALJ found that Plaintiff “engages in daily activities [that are] 9 inconsistent with [his] alleged symptoms,” her decision to “reject” Plaintiff’s symptom 10 testimony is supported by substantial evidence. Molina, 674 F.3d at 1112 (internal 11 citations omitted). 12 Given the scope of the record, the ALJ properly relied upon objective medical 13 evidence to find that Plaintiff’s allegations were inconsistent with the record. As stated 14 previously, “[w]here the evidence is susceptible to more than one rational interpretation, 15 one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas, 16 278 F.3d at 954. Here, the evidence is susceptible to more than one rational interpretation, 17 therefore, the ALJ’s conclusion must be upheld. Furthermore, the ALJ is responsible for 18 resolving conflicts in testimony, determining credibility, and resolving ambiguities. 19 Andrews, 53 F.3d at 1039. The ALJ did so here. Thus, the Court concludes that the ALJ 20 did not err in rejecting Plaintiff’s pain and symptom testimony. The ALJ provided specific, 21 clear, and convincing reasons to dismiss Plaintiff’s claims and those reasons are supported 22 by substantial evidence. Molina, 674 F.3d at 1112. 23 B. The Medical Opinions 24 Plaintiff also argues that the ALJ committed legal error by failing to articulate and 25 explain her finding that Dr. Horowitz’ opinion was not persuasive and failed to explain a 26 rational and reasonable basis for consideration of the supportability and consistency factors 27 when analyzing medical opinions. (Doc. 14 at 15). The Court is not persuaded. 28 The SSA recently revised its regulations regarding the evaluation of medical 1 evidence from medical providers. See 20 C.F.R. § 416.920c. Previously, the SSA favored 2 the medical opinions of treating healthcare providers over non-treating providers. See Orn 3 v. Astrue, 495 F.3d 625, 631 (9th Cir. 2007) (“By rule, the Social Security Administration 4 favors the opinion of a treating physician over non-treating physicians.”). The changes to 5 Section 416.920c effectively displaced the former hierarchy of medical opinions. See 6 Woods v. Kijakazi, 32 F.4th 785, 787 (9th Cir. 2022). The new regulations eliminate the 7 previous hierarchy of medical opinions, and the ALJ is not allowed to defer to or give 8 specific weight to any medical opinions. The new regulations state: 9 We will not defer or give any specific evidentiary weight, including controlling weight, to any medical opinion(s) or prior administrative medical 10 finding(s), including those from your medical sources . . . The most important 11 factors we consider when we evaluate the persuasiveness of medical opinions and prior administrative medical findings are supportability (paragraph 12 (c)(1) of this section) and consistency (paragraph (c)(2) of this section). We 13 will articulate how we considered the medical opinions and prior administrative medical findings in your claim according to paragraph (b) of 14 this section. 15 20 C.F.R. § 416.920c (emphasis added).5 16 The longstanding rule that assigned “presumptive weight based on the extent of the 17 doctor’s relationship with the claimant [] no longer applies.” Woods, 32 F.4th at 787. An 18 ALJ no longer needs to articulate “specific and legitimate reasons” for rejecting a treating 19 or examining doctor’s opinion. Id. at 792. “Now, an ALJ’s decision . . . to discredit any 20 medical opinion, must simply be supported by substantial evidence.” Id. at 787 (emphasis 21 added). 22 Even under the new regulations, however, an ALJ “cannot reject an examining or 23 treating doctor’s opinion as unsupported or inconsistent without providing an explanation 24 supported by substantial evidence. The agency must ‘articulate . . . how persuasive’ it finds 25 ‘all of the medical opinions’ from each doctor or other source, 20 C.F.R. § 404.1520c(b), 26
27 5 Other factors that may be considered by the ALJ in addition to supportability and consistency include the provider’s relationship with the claimant, the length of the 28 treatment relationship, frequency of examinations, purpose and extent of the treatment relationship, and the specialization of the provider. 20 C.F.R. § 416.920c. 1 and ‘explain how [it] considered the supportability and consistency factors’ in reaching 2 these findings, id. § 404.1520c(b)(2).” Id. at 792. The SSA regulations provide that the 3 most important factors to consider when evaluating the persuasiveness of medical opinions 4 are “supportability” and “consistency.” 20 C.F.R. § 404.1520c(a). Supportability refers 5 to “the extent to which a medical source supports the medical opinion by explaining the 6 ‘relevant . . . objective medical evidence.” Id. at 791–92 (quoting 20 C.F.R. § 7 404.1520c(c)(1)). 8 Consistency refers to “the extent to which a medical opinion is ‘consistent . . . with 9 the evidence from other medical sources and nonmedical sources in the claim.” Woods, 32 10 F.4th at 792 (quoting 20 C.F.R. § 404.1520c(c)(2)). Woods makes clear that to properly 11 reject a medical opinion under the substantial evidence standard, the ALJ “must articulate 12 how persuasive it finds all the medical opinions from each doctor or other source and 13 explain how it considered the supportability and consistency factors in reaching these 14 findings.” Id. (quoting 20 C.F.R. § 404.1520c(b)). 15 Thus, the narrow issue before the Court is whether the ALJ provided an explanation 16 supported by substantial evidence when rejecting Dr. Horowitz’s medical opinions. The 17 Court concludes that she did. 18 Below, the ALJ found that Plaintiff had the RFC to perform a full range of work at 19 all exertional levels with some limitations. (AR at 27). To reach this finding, the ALJ 20 reviewed evidence from SSA psychological consultants Eugene Campbell, Ph.D., and 21 Hillary Weiss, Ph.D.; consultative examiner Neil Horowitz, Ph.D.; medical expert Julian 22 Kivowitz, M.D.; and medical provider Michael Moore, Ph.D. (“Dr. Moore”). Plaintiff 23 limits his argument to Dr. Horowitz’ medical opinion. (See OB at 15-17; AR at 29-31). 24 The ALJ stated that she considered Dr. Horowitz’ opinion, but that she ultimately 25 found him unpersuasive. (AR at 30). Dr. Horowitz examined Plaintiff on September 25, 26 2018, and diagnosed Plaintiff with major depressive disorder, anxious distress and 27 psychotic features as well as learning disabilities. (Id. at 592, 594). Based on his diagnosis, 28 Dr. Horowitz opined that Plaintiff’s limitations would last twelve continuous months. (Id. 1 at 595). Dr. Horowitz also reported that Plaintiff is not capable of tasks that require 2 sustained concentration or social interaction as he loses track of what he is doing, has a 3 history of explosive or erratic behavior, has difficulty sustaining focus, and experiences 4 voices telling him to leave or quit and is sometimes unaware of this behavior. (Id.) 5 The ALJ did not find Dr. Horowitz’ opinion persuasive because Dr. Horowitz 6 examined Plaintiff shortly after Plaintiff began taking medication to treat his conditions 7 and Plaintiff’s records show that he has “responded well to medication management and 8 counseling.” (Id. at 30). The ALJ also stated that this finding was supported by the fact 9 that Plaintiff’s “symptoms did not last for at least 12 continuous months at this severe level, 10 particularly considering that prior to the admission he had not been treated for his mental 11 impairments and was using marijuana (without a medical marijuana card) to calm himself.” 12 (Id.) 13 Dr. Horowitz’ medical opinion is but a piece of the puzzle which the ALJ used to 14 support his decision—a decision which the Court concludes is supported by substantial 15 evidence. The ALJ noted in her decision that Plaintiff was treated inpatient from January 16 19–24, 2018, because he began to hear voices telling him to kill himself. (Id. at 29). 17 Plaintiff was discharged with prescriptions to alleviate his symptoms. (Id.) The ALJ also 18 noted that Plaintiff was seen outpatient and that after his medications were changed, he 19 reported no side effects from his medication, only occasional anxiety, better control over 20 his temper and improvement in his paranoia and auditory hallucinations. (Id. at 29). An 21 April 2020, note from his primary care provider indicated his psychiatric conditions were 22 well controlled on medication. (Id. at 30). Based on the totality of the medical evidence, 23 objective findings, and the opinions of the individuals who had the opportunity to assess 24 Plaintiff, the ALJ found that Plaintiff had the RFC to perform a full range of work at all 25 exertional levels with some limitations. (Id. at 27). 26 The ALJ also considered the medical opinions of Dr. Moore, the consultative 27 examiner, and Dr. Kivowitz, an impartial medical expert, and found their opinions partially 28 persuasive. Dr. Moore found that Plaintiff had several moderate impairments in his ability 1 to accomplish tasks and interact with others. (Id. at 1013–1014). Dr. Moore also reported 2 that Plaintiff’s condition had improved with medication and psychotherapy but noted that 3 his symptoms would likely worsen if he were to deviate from his treatment plan. 4 (Id. at 1019–1020). As for Dr. Kivowitz, he testified at the hearing that Plaintiff has 5 depression and anxiety and that he has moderate limitations in all four functional domains. 6 (Id. at 28). Based on this, Dr. Kivowitz opined that Plaintiff should be limited to simple 7 routine tasks with only occasional interaction with peers, the public, and supervisors. 8 (See id). 9 Based on the above, the Court concludes that the ALJ’s decision is supported by 10 substantial evidence. The evidence in the record that the ALJ relied on to reach her 11 conclusion is susceptible to more than one rational interpretation, therefore, the ALJ’s 12 conclusion must be upheld. See Thomas, 278 F.3d at 954 (“[w]here the evidence is 13 susceptible to more than one rational interpretation, one of which supports the ALJ’s 14 decision, the ALJ’s conclusion must be upheld.”). Furthermore, the ALJ sufficiently 15 established the supportability and consistency factors. See 416.920c (stating that the most 16 important factors considered in disability proceedings are “supportability” and 17 “consistency.”). 18 In her written opinion, the ALJ stated that she reviewed the medical opinions of Dr. 19 Horowitz, Dr. Moore, and Dr. Kivowitz. (AR at 30-31). The ALJ did not find Dr. 20 Horowitz opinion persuasive, but she did find Dr. Moore and Dr. Kivowitz persuasive. 21 (Id.). The ALJ came to these findings by taking into account the supportability and 22 consistency of each of these opinions. The ALJ found that Dr. Horowitz’ opinion was not 23 supported by the other relevant medical evidence in the record because Dr. Horowitz 24 examined Plaintiff shortly after he began taking medications to manage his impairments 25 and because his symptoms did not last twelve consecutive months. (AR at 30). The ALJ 26 also noted that Plaintiff was using marijuana without a medical marijuana card to calm 27 himself down. (Id.) Thus, Dr. Horowitz’ opinion was not persuasive because it was not 28 supported by the relevant objective medical evidence. Woods, 32 F.4th at 791-792 (stating 1 that “supportability” refers to “the extent to which a medical source supports the medical 2 opinion by explaining the ‘relevant . . . objective medical evidence.”). Furthermore, the 3 ALJ also found that a statement from Plaintiff’s mother was persuasive as she indicated 4 that Plaintiff was more functional than what he himself had claimed. (AR at 30). Thus, in 5 the aggregate, Dr. Horowitz’ opinion was not consistent with the evidence from other 6 medical and nonmedical sources in the record. See id. (stating that consistency refers to 7 “the extent to which a medical opinion is ‘consistent . . . with the evidence from other 8 medical sources and nonmedical sources in the claim”). 9 The ALJ is responsible for resolving conflicts in the testimony, determining 10 credibility, and resolving ambiguities. Andrews, 53 F.3d at 1039. The ALJ did so here by 11 weighing the evidence and finding that Dr. Horowitz was unpersuasive based on the 12 supportability and consistency of his opinion. (AR at 30). This Court will not reweigh the 13 evidence on appeal. See Trejo v. Colvin, 2016 WL 769106, at *3 (C.D. Cal. Jan. 28, 2016) 14 (“This Court does not reweigh the evidence or act as a next-level fact-finder on appeal; its 15 appellate review is limited to determining whether the agency committed reversible legal 16 error.”). Thus, the ALJ met her burden to articulate how persuasive it finds all of the 17 medical opinions from each doctor or other source and explain how it considered the 18 supportability and consistency factors in reaching these findings. See Woods, 32 F.4th at 19 792 (stating that “The agency must ‘articulate . . . how persuasive’ it finds ‘all of the 20 medical opinions’ from each doctor or other source, 20 C.F.R. § 404.1520c(b), and ‘explain 21 how [it] considered the supportability and consistency factors’ in reaching these 22 findings.”). Accordingly, the ALJ’s decision to discredit Dr. Horowitz’ medical opinion 23 is supported by substantial evidence. 24 V. Conclusion 25 For the reasons set forth above, the Court concludes that substantial evidence 26 supports the ALJ’s nondisability determination. The ALJ properly discounted Plaintiff’s 27 symptom testimony by providing specific, clear, and convincing reasons supported by 28 substantial evidence, and properly considered the medical opinion evidence of record. 1|| Therefore, the Court finds that the ALJ did not err in her decision, which is based on || substantial evidence. The Court need not reach the merits of Plaintiff's request to remand || for an award of benefits since the Court finds a remand is unwarranted. 4 IT IS HEREBY ORDERED that the decision of the Administrative Law Judge (AR at 21-33) is AFFIRMED. The Clerk of Court is directed to enter judgment || accordingly and dismiss this action. 7 Dated this 18th day of September, 2023. 8 9 fe □□ 10 norable'Diang/. Hunfetewa 1 United States District Fudge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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