1 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Bushra Ibrahim, No. CV-23-2059-PHX-DLR (MTM)
10 Plaintiff, REPORT AND RECOMMENDATION
11 v.
12 Commissioner of the Social Security Administration, 13 14 Defendant.
15 TO THE HONORABLE DOUGLAS L. RAYES, SENIOR UNITED STATES 16 DISTRICT JUDGE: 17 Plaintiff Bushra Ibrahim (“Plaintiff”) seeks review under 42 U.S.C. § 405(g) of the 18 final decision of the Commissioner of Social Security (“the Commissioner” or 19 “Defendant”), denying her claim for Supplemental Security Income under section 20 1614(a)(3)(A) of the Social Security Act. Because the decision of the Administrative Law 21 Judge (“ALJ”) is not supported by substantial evidence and contains legal error, the Court 22 will recommend that Defendant’s Motion for Remand be granted, the Commissioner’s 23 decision be reversed, and this case be remanded for further administrative proceedings. 24 BACKGROUND 25 Plaintiff was born on February 20, 1985. She has a high school education, and she 26 does not have past relevant work experience. (Administrative Record (“AR”) at 23.) 27 \\\ 28 1 Plaintiff filed an application for Supplemental Security Income under Title XVI of 2 the Social Security Act on April 5, 2019, alleging disability beginning on December 1, 3 2016.1 (AR at 16.) The Commissioner denied Plaintiff’s claims at the initial and 4 reconsideration phases of administrative review. (AR at 98-101, 105-113.) Plaintiff sought 5 further review by an ALJ, who conducted a hearing on July 19, 2022. (AR at 35-75.) In an 6 August 19, 2022, decision, the ALJ found Plaintiff not disabled within the meaning of the 7 Social Security Act. (AR at 13-30.) The Appeals Council denied Plaintiff’s request for 8 review, making the ALJ’s decision the final decision of the Commissioner. (AR at 1-7.) 9 Plaintiff then filed this action pursuant to 42 U.S.C. § 405(g). 10 DISCUSSION 11 I. Legal Standard 12 The district court reviews only those issues raised by the party challenging the ALJ’s 13 decision. See Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). Only issues that are 14 argued specifically and distinctly in a party’s opening brief are reviewed. Indep. Towers of Washington v. Washington, 350 F.3d 925, 929 (9th Cir. 2003). Moreover, “when claimants 15 are represented by counsel, they must raise all issues and evidence at their administrative 16 hearings in order to preserve them on appeal.” Meanel v. Apfel, 172 F.3d 1111, 1115 (9th 17 Cir. 1999). Failure to do so will only be excused when necessary to avoid a manifest 18 injustice. Id. 19 A court may set aside the Commissioner’s disability determination only if it is not 20 supported by substantial evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 21 630 (9th Cir. 2007). Substantial evidence is more than a scintilla, less than a preponderance. 22 Id. In determining whether substantial evidence supports a decision, the court must 23 consider the record as a whole and may not affirm simply by isolating a “specific quantum 24 of supporting evidence.” Id. Generally, when the evidence is susceptible to more than one 25 rational interpretation, courts must uphold the ALJ’s findings if they are supported by 26 inferences reasonably drawn from the record. Molina v. Astrue, 674 F.3d 1104, 1111 (9th 27
28 1 Plaintiff later amended the alleged onset date to April 5, 2019, to correspond with the Title XVI application date. (AR at 16.) 1 Cir. 2012). “Overall, the standard of review is ‘highly deferential.’” Rounds v. Comm’r 2 Soc. Sec. Admin., 807 F.3d 996, 1002 (9th Cir. 2015). 3 Harmless error principles apply in the Social Security Act context. Molina, 674 F.3d 4 at 1115. An error is harmless if there remains substantial evidence supporting the ALJ’s 5 decision, and the error does not affect the ultimate determination. Id. The claimant usually 6 bears the burden of showing that an error is harmful. Id. at 1111. 7 II. Five-Step Sequential Evaluation 8 To determine whether a claimant is disabled for purposes of the Social Security Act, 9 the ALJ follows a five-step process. 20 C.F.R. § 404.1520(a). The claimant bears the 10 burden of proof on the first four steps, but the burden shifts to the Commissioner at step 11 five. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). 12 At the first step, the ALJ determines whether the claimant is engaging in substantial 13 gainful activity. 20 C.F.R. § 404.1520(a)(4)(i). If so, the claimant is not disabled, and the 14 inquiry ends. Id. At step two, the ALJ determines whether the claimant has a severe medically determinable physical or mental impairment. § 404.1520(a)(4)(ii). If not, the 15 claimant is not disabled, and the inquiry ends. Id. At step three, the ALJ considers whether 16 the claimant’s impairment or combination of impairments meets or medically equals an 17 impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Pt. 404. § 404.1520(a)(4)(iii). 18 If so, the claimant is automatically found to be disabled. Id. If not, the ALJ proceeds to step 19 four. At step four, the ALJ assesses the claimant’s residual functional capacity and 20 determines whether the claimant is still capable of performing past relevant work. § 21 404.1520(a)(4)(iv). If so, the claimant is not disabled, and the inquiry ends. Id. If not, the 22 ALJ proceeds to the fifth and final step, where he determines whether the claimant can 23 perform any other work based on the claimant’s residual functional capacity, age, 24 education, and work experience. § 404.1520(a)(4)(v). If so, the claimant is not disabled. 25 Id. If not, the claimant is disabled. Id. 26 At step one, the ALJ determined that Plaintiff has not engaged in substantial gainful 27 activity since April 5, 2019—the amended alleged onset date. (AR at 18.) At step two, the 28 ALJ found that Plaintiff had the following severe impairments: lumbar spondylosis, 1 migraine headaches, diabetes mellitus with peripheral neuropathy of the bilateral lower 2 extremities, bilateral hammer toe, plantar fasciitis, and obesity. (AR at 18-19.) At step 3 three, the ALJ determined that Plaintiff did not have an impairment or combination of 4 impairments that met or medically equaled an impairment listed in 20 C.F.R. Part 404, 5 Subpart P, Appendix 1. (AR at 19.) 6 At step four, the ALJ found that Plaintiff retained the residual functional capacity 7 to perform light work as defined in 20 CFR 404.1567(b) and 416.967(b). The ALJ found 8 that Plaintiff is limited to occasional climbing of ramps and stairs but never ladders, ropes 9 or scaffolds, and occasional stooping, kneeling, crouching, and crawling. (AR at 20-22.) 10 Additionally, Plaintiff can never work at unprotected heights or around moving mechanical 11 parts, and she is limited to occasional vibration and moderate noise. Id.
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1 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Bushra Ibrahim, No. CV-23-2059-PHX-DLR (MTM)
10 Plaintiff, REPORT AND RECOMMENDATION
11 v.
12 Commissioner of the Social Security Administration, 13 14 Defendant.
15 TO THE HONORABLE DOUGLAS L. RAYES, SENIOR UNITED STATES 16 DISTRICT JUDGE: 17 Plaintiff Bushra Ibrahim (“Plaintiff”) seeks review under 42 U.S.C. § 405(g) of the 18 final decision of the Commissioner of Social Security (“the Commissioner” or 19 “Defendant”), denying her claim for Supplemental Security Income under section 20 1614(a)(3)(A) of the Social Security Act. Because the decision of the Administrative Law 21 Judge (“ALJ”) is not supported by substantial evidence and contains legal error, the Court 22 will recommend that Defendant’s Motion for Remand be granted, the Commissioner’s 23 decision be reversed, and this case be remanded for further administrative proceedings. 24 BACKGROUND 25 Plaintiff was born on February 20, 1985. She has a high school education, and she 26 does not have past relevant work experience. (Administrative Record (“AR”) at 23.) 27 \\\ 28 1 Plaintiff filed an application for Supplemental Security Income under Title XVI of 2 the Social Security Act on April 5, 2019, alleging disability beginning on December 1, 3 2016.1 (AR at 16.) The Commissioner denied Plaintiff’s claims at the initial and 4 reconsideration phases of administrative review. (AR at 98-101, 105-113.) Plaintiff sought 5 further review by an ALJ, who conducted a hearing on July 19, 2022. (AR at 35-75.) In an 6 August 19, 2022, decision, the ALJ found Plaintiff not disabled within the meaning of the 7 Social Security Act. (AR at 13-30.) The Appeals Council denied Plaintiff’s request for 8 review, making the ALJ’s decision the final decision of the Commissioner. (AR at 1-7.) 9 Plaintiff then filed this action pursuant to 42 U.S.C. § 405(g). 10 DISCUSSION 11 I. Legal Standard 12 The district court reviews only those issues raised by the party challenging the ALJ’s 13 decision. See Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). Only issues that are 14 argued specifically and distinctly in a party’s opening brief are reviewed. Indep. Towers of Washington v. Washington, 350 F.3d 925, 929 (9th Cir. 2003). Moreover, “when claimants 15 are represented by counsel, they must raise all issues and evidence at their administrative 16 hearings in order to preserve them on appeal.” Meanel v. Apfel, 172 F.3d 1111, 1115 (9th 17 Cir. 1999). Failure to do so will only be excused when necessary to avoid a manifest 18 injustice. Id. 19 A court may set aside the Commissioner’s disability determination only if it is not 20 supported by substantial evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 21 630 (9th Cir. 2007). Substantial evidence is more than a scintilla, less than a preponderance. 22 Id. In determining whether substantial evidence supports a decision, the court must 23 consider the record as a whole and may not affirm simply by isolating a “specific quantum 24 of supporting evidence.” Id. Generally, when the evidence is susceptible to more than one 25 rational interpretation, courts must uphold the ALJ’s findings if they are supported by 26 inferences reasonably drawn from the record. Molina v. Astrue, 674 F.3d 1104, 1111 (9th 27
28 1 Plaintiff later amended the alleged onset date to April 5, 2019, to correspond with the Title XVI application date. (AR at 16.) 1 Cir. 2012). “Overall, the standard of review is ‘highly deferential.’” Rounds v. Comm’r 2 Soc. Sec. Admin., 807 F.3d 996, 1002 (9th Cir. 2015). 3 Harmless error principles apply in the Social Security Act context. Molina, 674 F.3d 4 at 1115. An error is harmless if there remains substantial evidence supporting the ALJ’s 5 decision, and the error does not affect the ultimate determination. Id. The claimant usually 6 bears the burden of showing that an error is harmful. Id. at 1111. 7 II. Five-Step Sequential Evaluation 8 To determine whether a claimant is disabled for purposes of the Social Security Act, 9 the ALJ follows a five-step process. 20 C.F.R. § 404.1520(a). The claimant bears the 10 burden of proof on the first four steps, but the burden shifts to the Commissioner at step 11 five. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). 12 At the first step, the ALJ determines whether the claimant is engaging in substantial 13 gainful activity. 20 C.F.R. § 404.1520(a)(4)(i). If so, the claimant is not disabled, and the 14 inquiry ends. Id. At step two, the ALJ determines whether the claimant has a severe medically determinable physical or mental impairment. § 404.1520(a)(4)(ii). If not, the 15 claimant is not disabled, and the inquiry ends. Id. At step three, the ALJ considers whether 16 the claimant’s impairment or combination of impairments meets or medically equals an 17 impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Pt. 404. § 404.1520(a)(4)(iii). 18 If so, the claimant is automatically found to be disabled. Id. If not, the ALJ proceeds to step 19 four. At step four, the ALJ assesses the claimant’s residual functional capacity and 20 determines whether the claimant is still capable of performing past relevant work. § 21 404.1520(a)(4)(iv). If so, the claimant is not disabled, and the inquiry ends. Id. If not, the 22 ALJ proceeds to the fifth and final step, where he determines whether the claimant can 23 perform any other work based on the claimant’s residual functional capacity, age, 24 education, and work experience. § 404.1520(a)(4)(v). If so, the claimant is not disabled. 25 Id. If not, the claimant is disabled. Id. 26 At step one, the ALJ determined that Plaintiff has not engaged in substantial gainful 27 activity since April 5, 2019—the amended alleged onset date. (AR at 18.) At step two, the 28 ALJ found that Plaintiff had the following severe impairments: lumbar spondylosis, 1 migraine headaches, diabetes mellitus with peripheral neuropathy of the bilateral lower 2 extremities, bilateral hammer toe, plantar fasciitis, and obesity. (AR at 18-19.) At step 3 three, the ALJ determined that Plaintiff did not have an impairment or combination of 4 impairments that met or medically equaled an impairment listed in 20 C.F.R. Part 404, 5 Subpart P, Appendix 1. (AR at 19.) 6 At step four, the ALJ found that Plaintiff retained the residual functional capacity 7 to perform light work as defined in 20 CFR 404.1567(b) and 416.967(b). The ALJ found 8 that Plaintiff is limited to occasional climbing of ramps and stairs but never ladders, ropes 9 or scaffolds, and occasional stooping, kneeling, crouching, and crawling. (AR at 20-22.) 10 Additionally, Plaintiff can never work at unprotected heights or around moving mechanical 11 parts, and she is limited to occasional vibration and moderate noise. Id. The ALJ further 12 found that Plaintiff has no past relevant work. (AR at 23.) 13 At step five, however, the ALJ found that considering Plaintiff’s age, education, 14 work experience, and residual functional capacity, there are jobs that exist in significant numbers in the national economy that the claimant can perform. Specifically, with these 15 limitations, the ALJ found Plaintiff could perform the jobs of parking-lot attendant (DOT 16 915.473-010, light exertion and unskilled, SVP 2), assembler, small parts (DOT 706.684- 17 022, light exertion and unskilled, SVP 2), and cleaner, housekeeping (DOT 323.687-014, 18 light exertion and unskilled, SVP 4). (AR at 23-24.) 19 Accordingly, the ALJ concluded that Plaintiff has not been under a disability, as 20 defined in the Social Security Act, from April 5, 2019, through the date of his decision. 21 (AR at 24.) 22 III. Analysis 23 Plaintiff presents two issues for the Court’s consideration. First, Plaintiff contends 24 the ALJ erred in rejecting the opinion of her treating physician, Steven Sayegh, M.D. 25 Second, Plaintiff argues that the ALJ erred in rejecting her symptom testimony in the 26 absence of clear and convincing reasons supported by substantial evidence in the record. 27 In his Answering Brief and Motion for Remand, Defendant concedes the first issue. The 28 1 Court finds that granting Defendant’s Motion for Remand is necessary to further consider 2 Dr. Sayegh’s opinion. 3 A. Medical Opinion Evidence 4 Plaintiff first argues that the ALJ erred by rejecting the assessment from Dr. Sayegh 5 without providing sufficient explanation supported by substantial evidence, including 6 failing to explain his consideration of the supportability and consistency factors. Plaintiff 7 contends that this error was not harmless as the vocational expert concluded that the 8 assessed limitations from Dr. Sayegh would preclude all work. 9 In 2017, the Commissioner revised the regulations for evaluating medical evidence 10 for all claims filed on or after March 27, 2017. See Revisions to Rules Regarding the 11 Evaluation of Medical Evidence, 82 Fed. Reg. 5844, 5844 (Jan. 18, 2017). Here, Plaintiff’s 12 claim was filed after the effective date; therefore, the revised rules apply. Unlike the old 13 regulations, the revised rules do not require an ALJ to defer to the opinions of a treating 14 physician nor assign every medical opinion a specific evidentiary weight. 20 C.F.R. §§ 404.1520c(a), 416.920c(a); see also Lester v. Charter, 81 F.3d 821, 830-31 (9th Cir. 1995) 15 (requiring an ALJ provide “specific and legitimate reasons that are supported by substantial 16 evidence in the record” when rejecting a treating physician’s opinion). 17 The revised rules instead require the ALJ to consider all opinion evidence and 18 determine the persuasiveness of each medical opinion’s findings based on factors outlined 19 in the regulations. 20 C.F.R. §§ 404.1520c(a)–(b), 416.920c(a)–(b). The most important 20 factors considered by an ALJ are “consistency” and “supportability.” 20 C.F.R. § 21 404.1520c(b)(2). Supportability is defined as how “relevant the objective medical evidence 22 and supporting explanations presented by a medical source are to support his or her medical 23 opinion(s) or prior administrative medical findings.” 20 C.F.R. § 404.1520c(c)(1). 24 Consistency means “the extent to which a medical opinion is ‘consistent . . . with the 25 evidence from other medical sources and nonmedical sources in the claim.’” Woods v. 26 Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022) (citing 20 C.F.R. § 404.1520c(c)(2)). The ALJ 27 should also treat opinions as more persuasive if they are more consistent with “other 28 medical sources and nonmedical sources in the claim.” 20 C.F.R. § 404.1520c(c)(2). 1 Lastly, the ALJ can also consider, to a lesser degree, other factors, such as the length and 2 purpose of the treatment relationship, the kinds of examinations performed, and whether 3 the medical source actually examined the claimant. Woods, 32 F.4th at 792. 4 Recently, the Ninth Circuit held that the revised rules clearly intended to abrogate 5 its precedent requiring ALJs to provide “specific and legitimate reasons” for rejecting a 6 treating physician’s opinion. Id. Nevertheless, “[e]ven under the new regulations, an ALJ 7 cannot reject an examining or treating doctor’s opinion as unsupported or inconsistent 8 without providing an explanation supported by substantial evidence.” Id. Therefore, an 9 ALJ, “must ‘articulate . . . how persuasive’ it finds ‘all of the medical opinions’ from each 10 doctor or other source, and ‘explain how it considered the supportability and consistency 11 factors’ in reaching these findings.” Id. (citing 20 C.F.R. § 404.1520c(b), (b)(2)) (internal 12 citation omitted). 13 Plaintiff began treatment for hypertension, fatigue, and headaches with Dr. Sayegh 14 in April 2018. (AR at 427-430.) In July 2018, Plaintiff told Dr. Sayegh she was experiencing lower back pain and chronic headaches, and he referred her to pain 15 management. (AR at 425-426.) 16 In July 2019, Dr. Sayegh completed a “Medical Assessment of Ability to do Work 17 Related Physical Activities,” as a result of Plaintiff’s pain caused by her conditions.2 (AR 18 at 513-515.) Dr. Sayegh assessed that Plaintiff could stand and/or walk for a total of less 19 than three hours in an eight-hour workday, and she could sit for a total of three hours in an 20 eight-hour workday. (AR at 513.) Dr. Sayegh assessed that Plaintiff had suffered from pain 21 and fatigue to a “severe” degree, defined as “Extreme impairment of ability to function 22 (greater than 15% off task).” (AR at 515.) Through this assessment, Dr. Sayegh limited 23 Plaintiff to markedly less than the full range of sedentary work. (AR at 21, 513-515.) 24 Having considered these assessments, the ALJ found Dr. Sayegh’s opinion not 25 persuasive and “overly restrictive,” stating that “[t]he objective medical evidence … 26 simply does not support Dr. Sayegh’s limitations.” (AR at 23.) The ALJ stated that he 27
28 2 Dr. Sayegh also completed a Headache Questionnaire, but Plaintiff does not rely on this portion of Dr. Sayegh’s assessment for the purpose of this appeal. (AR at 516.) 1 relied mostly on the assessments of State agency medical consultants, “both of whom 2 limited the claimant to light work with occasional climbing and postural changes.” (AR at 3 22, 76-85, 88-97.) 4 The Court finds that the ALJ failed to adhere to the requirements for evaluating 5 medical opinions. Although it may have been the ALJ’s intent to refute Dr. Sayegh’s 6 assessment based on inconsistencies between the assessment, Dr. Sayegh’s own treating 7 notes, and the larger evidentiary record, the ALJ failed to satisfy the regulation’s 8 requirement that the ALJ “explain how we considered the supportability and consistency 9 factors for a medical source’s medical opinions ... in your determination or decision.” 20 10 C.F.R. § 404.1520c(b)(2). The ALJ makes a conclusory reference that the State agency 11 medical doctors’ reports are more “persuasive because they are generally consistent with 12 the preponderance of the longitudinal medical evidence of record as a whole” but leaves 13 the Court to sift through numerous examination findings—“[t]he objective medical 14 evidence, as detailed above…”—to assess which evidence specifically relates to the supportability and consistency factors as set forth in the Commissioner’s regulations. (AR 15 at 23.) 16 While the Ninth Circuit held that “an ALJ’s decision, including the decision to 17 discredit any medical opinion, must simply be supported by substantial evidence[,]” 18 Woods, 32 F.4th at 787, the court clarified that “[t]he agency must articulate how 19 persuasive it finds all of the medical opinions from each doctor or other source, and explain 20 how it considered the supportability and consistency factors in reaching these findings[,]” 21 id. at 792 (cleaned up). See Lambert v. Saul, 980 F.3d 1266, 1277 (9th Cir. 2020) (“[T]he 22 ALJ must provide sufficient reasoning that allows us to perform our own review, because 23 the grounds upon which an administrative order must be judged are those upon which the 24 record discloses that its action was based.”) (internal citations and quotation marks 25 omitted); see also Carrie D. v. Kijakazi, 2022 WL 2901010, at *6 (E.D. Wash. June 6, 26 2022) (holding the ALJ’s general reference to normal clinical findings and the lack of 27 support from the doctor’s treatment notes is “an insufficient explanation under Woods”); 28 Bogner v. Comm’r of Soc. Sec. Admin., 2023 WL 4734120, at *4 (D. Ariz. July 25, 2023) 1 (finding the ALJ did not provide substantial evidence to reject medical opinions when the 2 ALJ failed to discuss how the underlying treatment notes supported or did not support the 3 providers’ opinions); Fairbank v. Comm’r of Soc. Sec. Admin., 2023 WL 3534660, at *4 4 (D. Ariz. May 18, 2023) (finding the ALJ’s notations failed to support discrediting a 5 medical opinion when the ALJ failed to explain how they were inconsistent with specific 6 assessed limitations from the medical opinion). 7 Accordingly, the Court finds that the ALJ erred in disregarding Dr. Sayegh’s 8 opinion. The ALJ’s decision to reject Dr. Sayegh’s opinion is not supported by substantial 9 evidence. 10 B. Plaintiff’s Symptom Testimony 11 Plaintiff argues that the ALJ committed materially harmful error by rejecting 12 Plaintiff’s symptom testimony without “specific, clear and convincing reasons supported 13 by substantial evidence” in the record. Plaintiff contends that this error was not harmless 14 as the vocational expert testified that limitations consistent with Plaintiff’s reported symptoms would interfere with the ability to perform any sustained work. 15 In evaluating a claimant’s symptom testimony, the ALJ employs a two-step process. 16 Garrison v. Colvin, 759 F.3d 995, 1014 (9th Cir. 2014). First, the ALJ considers whether 17 the claimant has presented objective medical evidence of an impairment “which could 18 reasonably be expected to produce the pain or symptoms alleged.” Lingenfelter v. Astrue, 19 504 F.3d 1028, 1035-36 (9th Cir. 2007) (quoting Bunnell v. Sullivan, 947 F.2d 341, 344 20 (9th Cir. 1991) (en banc) (internal quotation marks omitted)). Second, if the claimant 21 presents such evidence, “the ALJ can reject the claimant’s testimony about the severity of 22 her symptoms only by offering specific, clear and convincing reasons for doing so.” 23 Garrison, 759 F.3d at 1014-15 (citing Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 24 1996)). The Ninth Circuit has expressly held that a claimant “need not show that her 25 impairment could reasonably be expected to cause the severity of the symptom she has 26 alleged; she need only show that it could reasonably have caused some degree of the 27 symptom.” Smolen, 80 F.3d at 1282 (internal citation omitted). 28 1 The clear and convincing standard is the most demanding in Social Security cases. 2 Garrison, 759 F.3d at 1015. An ALJ’s “vague allegation” that a claimant’s symptom 3 testimony is inconsistent with the medical record does not meet the clear and convincing 4 standard. Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1102-03 (9th Cir. 2014). 5 Similarly, an ALJ cannot satisfy the clear and convincing standard based solely upon “a 6 lack of medical evidence to fully corroborate the alleged severity of pain.” Burch v. 7 Barnhart, 400 F.3d 676, 680 (9th Cir. 2005). Rather, in making credibility determinations, 8 an ALJ may consider a variety of factors in evaluating symptom testimony including, “[the 9 claimant’s] reputation for truthfulness, inconsistencies either in [her] testimony or between 10 [her] testimony and [her] conduct, [her] daily activities, [her] work record, and testimony 11 from physicians and third parties concerning the nature, severity, and effect of the 12 symptoms of which [she] complains.” Light v. Soc. Sec. Admin., Comm’r, 119 F.3d 789, 13 792 (9th Cir. 1997). 14 Plaintiff testified that she could not work because of her severe migraines that stopped her from doing anything. (AR at 46.) When she gets a migraine, Plaintiff testified 15 that she takes medicine, sleeps for four to five hours, then feels dizzy when she awakes. 16 (AR at 46.) Plaintiff also testified that because of pain in her back, shoulders, neck, hands, 17 feet, and knees, she can only walk for 10 minutes at a time and sit for 15 minutes at a time. 18 (AR at 49-50.) Plaintiff further testifies that due to her neuropathy, she can at most lift a 19 gallon of milk. (AR at 51.) Due to her combination of impairments, Plaintiff testified that 20 she experiences an average daily pain level of an eight out of ten. (AR at 47.) 21 In evaluating her testimony, the ALJ determined that step one was satisfied as “the 22 claimant’s medically determinable impairments could reasonably be expected to cause the 23 alleged symptoms.” (AR at 20.) However, the ALJ rejected Plaintiff’s symptom testimony, 24 offering two reasons. First, the ALJ discounted Plaintiff’s testimony because the 25 “overwhelming results of the claimant’s physical examinations were normal” and that State 26 agency medical consultants’ examinations confirmed these generally benign results. (AR 27 at 21-22.) Second, the ALJ discounted Plaintiff’s testimony because Plaintiff’s daily 28 activities were inconsistent with her symptom testimony. (AR at 20.) 1 As to the inconsistencies between Plaintiff’s symptom testimony and the objective 2 medical evidence, these inconsistencies are a relevant factor the ALJ must consider in the 3 evaluation of symptom testimony. See Social Security Ruling (SSR) 16-3p, 2017 WL 4 5180304 at *6 (“We will consider an individual’s statements about the intensity, 5 persistence, and limiting effects of symptoms, and we will evaluate whether the statements 6 are consistent with objective medical evidence and the other evidence.”). Additionally, the 7 findings of State agency medical consultants are to be considered by the ALJ in the 8 evaluation of symptom testimony. Id. at *7 (“State agency medical and psychological 9 consultants and other program physicians and psychologists may offer findings about the 10 existence and severity of an individual’s symptoms. We will consider these findings in 11 evaluating the intensity, persistence, and limiting effects of the individual’s symptoms.”). 12 Here, the ALJ found that while Plaintiff describes she experiences on average 8 out 13 of 10 pain throughout her body, the objective evidence does not support these allegations. 14 The ALJ specifically found the following in reaching his conclusion. Plaintiff’s alleged neck impairment is refuted by X-rays showing only minimal cervical degeneration. (AR 15 19, 491, 528-529, 560, 562-567, 571, 575, 578, 801-806.) Plaintiff’s alleged shoulder 16 impairment is refuted by MRIs showing only mild to moderate tendinosis without any 17 muscular tear. (AR 20, 806-808, 1053.) Plaintiff’s alleged back impairment is refuted by 18 physical examinations of her spine where the spine was concluded to be “normal.” (AR 21, 19 560, 562-567, 571, 575, 578.) Plaintiff’s alleged hand impairment is refuted by an 20 EMG/NCV showing only mild right carpal tunnel. (AR 20, 801-805.) 21 Despite Plaintiff’s contention that the ALJ “failed to connect anything in the 22 medical evidence with anything inconsistent within Ibrahim’s symptom testimony,” the 23 ALJ specifically referred to the tests above to illustrate the main inconsistency from the 24 testimony: Plaintiff’s high pain rating was not consistent with the objective medical tests. 25 (AR at 47.) Plaintiff testified that on average, she was an experiencing an 8 out of 10 on 26 the pain scale. (AR at 47.) The aforementioned objective medical tests resulted in diagnoses 27 of “mild”, “minimal”, and “moderate” conditions. (AR 19-22.) The ALJ relied on the State 28 agency medical consultants’ assessments that “[t]he severity of [client’s] alleged physical 1 impairments are not consistent [with] listing level severity.” (AR at 81, 93.) The ALJ 2 specifically, and clearly, referred to all these diagnoses and assessments in his evaluation 3 of the inconsistency between Plaintiff’s symptom evidence and the objective medical tests. 4 (AR 19-22.) 5 The Court, therefore, finds the ALJ identified a specific, clear and convincing reason 6 for discounting Plaintiff’s symptom testimony and that reason is supported by substantial 7 evidence. 8 As to the ALJ’s finding that Plaintiff’s activities of daily living are not consistent 9 with the severity of her allegations, where the “record reflects that the claimant has normal 10 activities of daily living including cooking [and] house cleaning . . . [this] suggest[s] that 11 the claimant may still be capable of performing the basic demands of competitive, 12 remunerative, unskilled work on a sustained basis.” Stubbs-Danielson v. Astrue, 539 F.3d 13 1169, 1175 (9th Cir. 2008). While a claimant is not required to be completely incapacitated 14 to be found disabled, an ALJ may consider the Plaintiff’s daily activities to determine whether they are inconsistent with the alleged symptoms. See 20 C.F.R. § 404.1529(c)(3)(i) 15 (permitting consideration of a claimant’s daily activities when weighing symptoms). 16 Here, the ALJ found that Plaintiff could perform a wide range of tasks as a 17 homemaker that are not consistent with the severity of her allegations. Plaintiff testified 18 that she has three children under 12 years-old, and that her husband sleeps during the day 19 as he works the night shift. (AR at 56.) Accordingly, the ALJ found that Plaintiff is 20 responsible for taking care of the three children (i.e., getting them ready for school, driving 21 them to school, and picking them up from school). (AR at 20.) 22 Plaintiff argues this is an insufficient reason to reject her symptom testimony as the 23 ALJ misinterpreted and incorrectly applied Plaintiff’s testimony. Plaintiff claims that she 24 does not always perform these activities, and that she has nearby relatives that help when 25 she experiences the headaches. However, even if the evidence is not clear on how long or 26 often Plaintiff performed her daily activities, as long as the ALJ’s determination is 27 reasonable, it is not the Court’s role to second-guess it. See Rollins v. Massanari, 261 F.3d 28 853, 857 (9th Cir. 2001) (holding that, even when record was equivocal about how long 1 and often plaintiff engaged in daily activities, because ALJ’s interpretation was reasonable 2 the court would not second-guess it). 3 Thus, the Court finds that the ALJ provided a reasonable determination setting forth 4 specific reasons based on substantial evidence in finding that Plaintiff’s daily activities 5 were not consistent with a person unable to perform tasks at the frequency alleged. 6 Accordingly, the Court finds the ALJ properly relied on “specific, clear and convincing 7 reasons” supported by substantial evidence in rejecting Plaintiff’s symptom testimony. See 8 Ghanim v. Colvin, 763 F.3d 1154, 1165 (9th Cir. 2014) (“Engaging in daily activities that 9 are incompatible with the severity of symptoms alleged can support an adverse credibility 10 determination.”); Singh v. Commissioner of Social Security Administration, 2020 WL 11 5757620, at *3 (D. Ariz. Sept. 28, 2020) (finding ALJ did not err in discounting plaintiff’s 12 allegations of disabling symptoms and limitations because they were inconsistent with her 13 reported activities). 14 IV. Remand If the ALJ’s decision is not supported by substantial evidence or suffers from legal 15 error, the Court has discretion to reverse and remand either for an award of benefits or for 16 further administrative proceedings. Smolen, 80 F.3d at 1292; Sprague v. Bowen, 812 F.2d 17 1226, 1232 (9th Cir. 1987). “Remand for further proceedings is appropriate if enhancement 18 of the record would be useful.” Benecke v. Barnhart, 379 F.3d 587, 593 (9th Cir. 2004). 19 “Conversely, where the record has been developed fully and further administrative 20 proceedings would serve no useful purpose, the district court should remand for an 21 immediate award of benefits.” Id. (citing Smolen, 80 F.3d at 1292). 22 Generally, after a finding that the administrative record does not support the 23 agency’s action, the proper course of action is to remand to the ALJ to further develop the 24 record. Treichler, 775 F.3d at 1099-1100. In rare circumstances, courts may remand for an 25 award of benefits. Id. at 1099. To remand for immediate award of benefits, the Court must 26 find: 27 (1) the record has been fully developed and further administrative 28 proceedings would serve no useful purpose; (2) the ALJ has failed to provide 1 legally sufficient reasons for rejecting evidence, whether claimant testimony or medical opinion; and (3) if the improperly discredited evidence were 2 credited as true, the ALJ would be required to find the claimant disabled on 3 remand. 4 Garrison, 759 F.3d at 1020. “Even if those requirements are met, though, we retain 5 ‘flexibility’ in determining the appropriate remedy.” Burrell v. Colvin, 775 F.3d 1133, 1141 6 (9th Cir. 2014) (quoting Garrison, 759 F.3d at 1021). 7 The Court finds that “[r]emand for further administrative proceedings is appropriate 8 [because] enhancement of the record would be useful.” Benecke, 379 F.3d at 593. The ALJ 9 erred by failing to properly address Dr. Sayegh’s medical opinion. Further, the Court has 10 determined that the ALJ properly addressed Plaintiff’s symptom testimony, as he 11 specifically found that the “overwhelming results of the claimant’s physical examinations 12 were normal” and confirmed benign by State agency medical consultants, and her daily 13 activities were not consistent with the severity of her allegations. Thus, it is not clear from 14 the record that the ALJ would be required to find Plaintiff disabled if all the evidence were 15 properly evaluated using the correct standards. On remand, the ALJ shall give further 16 consideration to the previously submitted medical opinion evidence and continue the 17 sequential evaluation process to determine whether Plaintiff is in fact disabled. 18 Therefore, the Court, in its discretion, finds that a remand for further proceedings is 19 appropriate to reconsider the medical opinion evidence of record and issue a new decision. 20 CONCLUSION 21 Accordingly, 22 IT IS RECOMMENDED that Defendant’s Motion for Remand (Doc. 22) be 23 GRANTED; 24 IT IS FURTHER RECOMMENDED that the decision of the Commissioner be 25 REVERSED and this case be REMANDED for further administrative proceedings 26 consistent with this Recommendation. 27 This recommendation is not an order that is immediately appealable to the Ninth 28 Circuit Court of Appeals. Any notice of appeal pursuant to Federal Rules of Appellate || Procedure, Fed. R. App. P. 4(a)(1), should not be filed until entry of the District Court’s || judgment. Pursuant to 28 U.S.C. § 636(b), any party may file and serve written objections □□ within 14 days after being served with a copy of this Report and Recommendation. 4|| Pursuant to Rule 7.2(e)(3), Local Rules of Civil Procedure, objections to the Report and || Recommendation may not exceed ten (10) pages. If objections are not timely filed, the || party’s right to de novo review by the District Judge is waived. See U.S. v. Reyna-Tapia, 328 F.3d 1114, 1121 (9th Cir. 2003). 8 Dated this 19th day of July, 2024. 9 10 Wihek V- Marcis □□ Cited States Masistrate Tudae 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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