Burlington Police Officers' Ass'n v. City of Burlington

689 A.2d 1071, 166 Vt. 581, 1996 Vt. LEXIS 165
CourtSupreme Court of Vermont
DecidedOctober 14, 1996
DocketNo. 94-665
StatusPublished

This text of 689 A.2d 1071 (Burlington Police Officers' Ass'n v. City of Burlington) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Burlington Police Officers' Ass'n v. City of Burlington, 689 A.2d 1071, 166 Vt. 581, 1996 Vt. LEXIS 165 (Vt. 1996).

Opinions

Plaintiffs Theodore Everlof and the Burlington Police Officers’ Association appeal a superior court order dismissing their complaint for injunctive relief. We vacate and dismiss the claim because the suit is against the wrong party.

In August 1994, Everlof, then a police officer employed by the Burlington Police Department and a member of the Burlington Police Officers’ Association, was the subject of an internal investigation by the Department. The Department charged him with violating its administrative rules by engaging in domestic abuse and, in accordance with procedure, ordered him to attend an interview and answer questions. Everlof was told that he would lose his job if he refused to answer.

On August 17, Everlof and the Burlington Police Officers’ Association filed a complaint seeking a declaratory judgment that the Department’s promise of use and derivative-use immunity was insufficient to protect him against self-incrimination under the Vermont Constitution. The form used by the Department to notify officers about internal investigations states that “[n]o answers given nor any information gained by this administrative interview may be admissible against you in any proceeding.” Plaintiffs also sought to enjoin the Department from compelling Everlof to give evidence in an internal investigation without providing him transactional immunity, which would bar prosecution for conduct that is the subject of compelled testimony.

Shortly thereafter, plaintiffs filed an amended complaint seeking summary judgment and certification of a class including all patrol officers below the rank of sergeant. The City of Burlington filed a motion to dismiss for failure to state a claim upon which relief can be granted, arguing that the Department’s procedures complied with the state constitution and that plaintiffs’ claim was not ripe for adjudication.

In September the Department modified its interview requirements for Everlof’s case such that he would not be disciplined if he chose to invoke his privilege against self-incrimination. Everlof submitted to the interview but did not answer questions. The Department pursued its investigation without his testimony. The City then moved to dismiss on the ground that the ease was moot. The court denied defendant’s motion, concluding that the issue was capable of repetition, but evaded review. Ultimately, the trial court certified the class and granted summary judgment to the City. This appeal followed.

In essence, plaintiffs seek to have the form used to notify police officers about internal investigations modified to read that if an officer answers questions about conduct, the officer cannot be prosecuted for that conduct. Plaintiffs base their claim to such a notice on Chapter I, Article 10 of the Vermont Constitution, because the self-incrimination clause of the Fifth Amendment to the United States Constitution has been interpreted to require only use and derivative-use immunity.

As is common, plaintiffs’ state constitutional argument urges us to accept federal doctrine, except for the one matter in issue, and engraft onto it a more liberal state rule for that issue. Although we have some precedents exploring the self-incrimination right in Article 10, the issues raised here are entirely those of first impression, and we should not blindly accept the federal scheme.

The critical federal decisions are [582]*582Garrity v. New Jersey, 385 U.S. 493 (1967), Gardner v. Broderick, 392 U.S. 273 (1968), Uniformed Sanitation Men Ass’n v. Commissioner of Sanitation, 392 U.S. 280 (1968), and Lefkowitz v. Turley, 414 U.S. 70 (1973). In Garrity, a police officer, who faced dismissal if he refused to answer questions in an internal investigation hearing, was convicted in a criminal proceeding based on evidence that included the testimony he gave in the administrative investigation. The Supreme Court held the statements in the investigation were coerced because of the threat of dismissal and were inadmissible in the criminal proceeding because there was no effective waiver of defendant’s self-incrimination rights. 385 U.S. at 500. Gardner, 392 U.S. at 279, and Uniformed Sanitation Men Ass’n, 392 U.S. at 284-85, announced the corollary holding that public employees could not be fired for refusing to waive their self-incrimination rights in an administrative investigation of then- misconduct. Gardner, 392 U.S. at 278, added dicta, amplified in Lefkowitz, 414 U.S. at 81, that the public employee could be required to answer incriminating questions, and be fired for refusal to answer, if offered immunity against use of the answers in future criminal proceedings. As the Court summarized in Lefkowitz, “[I]f answers are to be required in such circumstances States must offer to the witness whatever immunity is required to supplant the privilege and may not insist that the employee or contractor waive such immunity.” 414 U.S. at 85.

The Supreme Court has never returned to the issue to define how the state must offer immunity to the witness. There are three resolutions to the question, and each has some support in case law: a formal grant of immunity, warnings from the employer, and self-executing immunity. See B. Warnken, The Law Enforcement Officers’ Privilege Against Compelled, Self-Incrimination, 16 Balt. L. Rev. 452, 481-88 (1987). First, the requirement could be that the employee must be offered immunity by the official or officials who are empowered to grant such immunity under state law. Massachusetts appears to have adopted this approach under its state constitution. See Baglioni v. Chief of Police, 656 N.E.2d 1223, 1224 (Mass. 1995); Carney v. City of Springfield, 532 N.E.2d 631, 635-36 (Mass. 1988).

Second, the requirement could be that the employer advise the employee that the relevant immunity covers the testimony given in the internal investigation and that the giving of such testimony does not involve waiver of a defendant’s self-incrimination rights. Some federal and state courts, applying federal law, have required such an advisement. See Uniformed Sanitation Men Ass’n v. Commissioner of Sanitation, 426 F.2d 619, 627 (2d Cir. 1970), cert. denied, 406 U.S. 961 (1972); Brown v. City of North Kansas City, 779 S.W.2d 596, 600 (Mo. Ct. App. 1989). The requirement for such an advisement is a central element of plaintiffs’ complaint here. Indeed, as defined in the complaint, the sole issue is the content of such advisement.

Third, the requirement could be that the giving of coerced testimony in the internal investigation, without an explicit waiver of the privilege against self-incrimination, creates a form of immunity applicable in any related criminal proceeding. This is the narrow holding of Garrity. 385 U.S. at 500. It need not be accompanied by any employer advisement or action by a prosecutor or court, prior to the employee giving testimony in the internal investigation.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Baker v. Carr
369 U.S. 186 (Supreme Court, 1962)
Garrity v. New Jersey
385 U.S. 493 (Supreme Court, 1967)
Gardner v. Broderick
392 U.S. 273 (Supreme Court, 1968)
Dunn v. Blumstein
405 U.S. 330 (Supreme Court, 1972)
Roe v. Wade
410 U.S. 113 (Supreme Court, 1973)
Lefkowitz v. Turley
414 U.S. 70 (Supreme Court, 1973)
Sosna v. Iowa
419 U.S. 393 (Supreme Court, 1975)
Gerstein v. Pugh
420 U.S. 103 (Supreme Court, 1975)
Weinstein v. Bradford
423 U.S. 147 (Supreme Court, 1975)
Franks v. Bowman Transportation Co.
424 U.S. 747 (Supreme Court, 1976)
State v. Pelican
580 A.2d 942 (Supreme Court of Vermont, 1990)
State v. Tallman
537 A.2d 422 (Supreme Court of Vermont, 1987)
Carney v. City of Springfield
532 N.E.2d 631 (Massachusetts Supreme Judicial Court, 1988)
Doria v. University of Vermont
589 A.2d 317 (Supreme Court of Vermont, 1991)
State v. Hedding
172 A.2d 599 (Supreme Court of Vermont, 1961)
Brown v. City of North Kansas City
779 S.W.2d 596 (Missouri Court of Appeals, 1989)
In re S. H.
448 A.2d 148 (Supreme Court of Vermont, 1982)
Robidoux v. Celani
987 F.2d 931 (Second Circuit, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
689 A.2d 1071, 166 Vt. 581, 1996 Vt. LEXIS 165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/burlington-police-officers-assn-v-city-of-burlington-vt-1996.