Burke v. New York City Police Department

115 F.R.D. 220, 1987 U.S. Dist. LEXIS 3603
CourtDistrict Court, S.D. New York
DecidedMarch 26, 1987
DocketNo. 86 Civ. 3116 (DNE)
StatusPublished
Cited by41 cases

This text of 115 F.R.D. 220 (Burke v. New York City Police Department) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Burke v. New York City Police Department, 115 F.R.D. 220, 1987 U.S. Dist. LEXIS 3603 (S.D.N.Y. 1987).

Opinion

MICHAEL H. DOLINGER, United States Magistrate:

Plaintiff Kathleen Burke, a detective in the New York City Police Department, is suing the Department and a number of its officers on claims that are said to arise under both 42 U.S.C. § 1983 and Title VII and of the Civil Rights Act, 42 U.S.C. § 2000e-5 et seq. Specifically, she claims that she was subjected to gender based discrimination in work conditions and harassment by her immediate supervisors, that their actions were approved or acquiesced in by higher ranking department officials, and that she was denied fair and impartial consideration of her administrative complaints with respect to this treatment.

The Department has now moved for a protective order to block the production of various categories of documents sought by plaintiff. For the reasons that follow, the motion is granted in part and denied in part.

The Documents in Dispute

The documents in dispute come within several categories. One consists of the department performance evaluations of four of the individual defendants for the relevant time period. Defendants resist production on the grounds of irrelevance and a privilege said to be established by section 50-a of the New York Civil Rights Law.

A second category encompasses the so-called Command Discipline Log for 1985 for the Major Case Squad, which was the unit to which plaintiff was assigned at the time of the alleged misconduct. Defendants again invoke a section 50-a privilege claim and also argue that the log is irrelevant to the issues in this case.

A third category of documents pertains to a disciplinary investigation of a Det. John Gaspar, who for a time served as plaintiffs partner on the Major Crimes Squad. In opposing disclosure of these documents, defendants assert again section 50-a, as well as a more general claim of privilege for an assertedly confidential internal department investigation, and they also argue that the documents in question are not relevant to plaintiff’s claims.

The fourth category involves documents from the investigatory file of the Department’s Office of Equal Employment Opportunity concerning plaintiff’s administrative complaints. Some of these documents have been turned over to plaintiff, but the Department resists disclosure of several types of documents. One is a series of lists of questions that were to be posed to the officers interviewed by OEEO during the investigation of plaintiff’s complaint. A second item consists of tape recordings of the interview conducted by OEEO. A third group of documents is a set of interview summaries prepared by the investigating officer. A fourth category consisted of entries in the so-called “case progress/activity report” concerning information received from sources other than plaintiff. The fifth, and last, group of documents encompasses assertedly predecisional recommendations in the form of a memorandum from the investigating officer, a report by the Deputy Commissioner to the Commissioner and a memorandum from the Commissioner to the Department Advocate’s Office concerning OEEO’s recommendation.

The various EEO documents are being withheld on a variety of grounds. Principally defendants invoke the so-called agency deliberative privilege (or a variant referred to as the self-critical analysis privilege) to cover the assertedly evaluative [224]*224memoranda prepared to summarize the results of the investigation and to recommend a disposition of plaintiffs charges. As for the other documents — principally the interview materials — the Department invokes a form of executive privilege, claiming that the OEEO investigation, and particularly the interviews, depend upon promises of confidentiality to interviewed officers, and that plaintiff can obtain the same information by deposing the officers who had been interviewed.

Analysis

Since defendants seek to resist production, they bear the burden of establishing the facts on which their asserted privileges depend. See, e.g., Von Bulow v. Von Bulow, 811 F.2d 136, 144-45 (2d Cir. 1987); In re Grand Jury Subpoena Dated January 4, 1984, 750 F.2d 223, 224 (2d Cir.1984). Similarly, to the extent that they rely upon a claim of lack of relevance, they must satisfy the court that the requested documents either do not come within the broad scope of relevance defined pursuant to Fed.R.Civ.P. 26(b)(1) or else are of such marginal relevance that the potential harm occasioned by disclosure would outweigh the ordinary presumption in favor of broad disclosure, particularly in actions under Title VII, see, e.g., Trevino v. Celanese Corp., 701 F.2d 397, 405-06 (5th Cir.1983), and in suits asserting violations of constitutional rights. See, e.g., Inmates of Unit 14 v. Rebideau, 102 F.R.D. 122, 128 (N.D.N.Y.1984); Lora v. Board of Educ. of New York, 74 F.R.D. 565, 579 (E.D.N.Y. 1977); Rios v. Read, 73 F.R.D. 589, 602 (E.D.N.Y.1977).

Bearing these general considerations in mind, I turn to each of the categories of documents at issue on the present motion.

1. Performance Evaluations

Plaintiff has sought the performance evaluations of four individual defendants, all of whom she asserts held supervisory authority over her. Of the four, one — Det. Stiastny — is alleged to have been responsible for the harassment and discrimination, and the other three allegedly acquiesced in that misconduct despite plaintiffs complaints. Apparently plaintiffs principal asserted need for this documentation is to assist her claim that the Department, through its more senior officials, acquiesced in the alleged misconduct of Sgt. Stiastny and his immediate supervisors by giving them good performance evaluations despite their asserted misconduct. Alternatively, it might be posited that if the evaluations reflected prior misconduct, then those officers’ career success reflects the Department’s indifference to or approval of their misconduct.

In opposing production, the Department asserts that the evaluations are irrelevant, principally because they reflect no problems of the sort alleged by plaintiff,1 and, alternatively, that their production is precluded by New York Civil Rights Law § 50-a. I find, on the present record, that the Department’s relevance argument has merit except with respect to a portion of the records relating to Sgt. Stiastny.

Section 50-a of the New York Civil Rights Law provides, in substance, that police “personnel records,” including performance evaluations, are not to be disclosed except by consent of the individual or pursuant to court order. The statute also provides for in camera judicial review of the documents, prior to disclosure, to determine whether they are “relevant and material in the action before” the court.

As a state-law privilege, the statute does not directly apply to this action, which is premised upon federal law claims. See Fed.R.Evid. 501. Compare, e.g., American Civil Liberties Union of Mississippi v. Finch,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
115 F.R.D. 220, 1987 U.S. Dist. LEXIS 3603, Counsel Stack Legal Research, https://law.counselstack.com/opinion/burke-v-new-york-city-police-department-nysd-1987.