Burke v. Lewis

2005 UT 44, 122 P.3d 533, 530 Utah Adv. Rep. 3, 2005 Utah LEXIS 82, 2005 WL 1618547
CourtUtah Supreme Court
DecidedJuly 12, 2005
Docket20040500
StatusPublished
Cited by6 cases

This text of 2005 UT 44 (Burke v. Lewis) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Burke v. Lewis, 2005 UT 44, 122 P.3d 533, 530 Utah Adv. Rep. 3, 2005 Utah LEXIS 82, 2005 WL 1618547 (Utah 2005).

Opinion

DURRANT, Justice:

¶ 1 In addressing this petition for extraordinary relief, we must determine whether a district court may, without express authorization by statute or rule, appropriately appoint counsel for an absent, nonindigent civil litigant. We conclude that, in this case, the district court operated within the bounds of its discretion when it ordered such an appointment. This conclusion is based upon our determination that a court’s inherent power to appoint counsel is not limited to situations involving indigency and our decision that, despite ethical concerns raised by the litigant’s absence, the appointed attorney’s good-faith compliance with the appointment order will not constitute a violation of the rules of professional conduct.

BACKGROUND

¶2 Athan Montgomery suffered serious injuries at the time of his birth, including paralysis and brain damage, as the result of a botched forceps delivery performed by Dr. Gregory Drezga. Heidi Judd, as the parent and guardian of Montgomery, subsequently filed a medical malpractice suit against Drez-ga on Montgomery’s behalf, ultimately obtaining a jury award of nearly $2.3 million. 1

¶ 3 Although the exact timing of his departure is uncertain, Drezga apparently disappeared from Utah soon after Montgomery’s birth, but before the malpractice suit was filed against him. Despite Drezga’s absence, The Doctors’ Company (“TDC”), Drezga’s malpractice insurer, hired counsel for Drezga and prepared to mount a defense against Judd’s malpractice claim.

¶4 However, before trial commenced in the malpractice action, TDC filed a separate action against Drezga, seeking a declaration that TDC had no duty to defend Drezga in the malpractice suit because Drezga had failed to comply with his contractual duty to cooperate in his own defense. TDC named Judd as a codefendant in the declaratory action, but asserted no separate claims against Judd.

¶ 5 After uncovering documentation indicating that Drezga may have omitted material information in his application for insurance, TDC amended its complaint in the declaratory action, seeking retroactive invalidation of the insurance contract. Although TDC received the district court’s permission to serve the initial complaint by publication, service of the amended complaint was initially accepted by David Slagle, the attorney representing Drezga in the malpractice action. However, Slagle subsequently sent a letter to the district court, expressing his belief that he could not properly accept service on behalf of Drezga and purporting to withdraw his acceptance of service. While concerns about the effectiveness of service lingered in the background, TDC pursued its new legal theory, arguing in a summary judgment motion that the district court should declare the insurance contract invalid as a matter of law.

¶ 6 Judd, no doubt realizing that a retroactive invalidation of Drezga’s malpractice insurance policy would effectively preclude the possibility of collecting any judgment awarded in the malpractice action, successfully opposed TDC’s summary judgment motion. However, when TDC subsequently renewed its earlier request for a default judgment against Drezga, citing his failure to appear in the declaratory action, Judd filed a motion asking the court to appoint counsel to represent Drezga’s interests in the case.

¶ 7 For over two years, Judd and TDC argued over the propriety of appointing *535 counsel for Drezga. TDC contended that any attorney undertaking representation of Drezga would necessarily violate the Utah Rules of Professional Conduct because no lawyer-client relationship can be formed with an absent, incommunicado, individual and the appointed attorney would be unable to comply with communication obligations imposed by those rules. According to TDC, the ethical problems inherent in commencing representation of an absent client rendered inappropriate any attempt to appoint counsel for Drezga. Judd and TDC supplied the district court with opinions from four individuals, all knowledgeable in matters of legal ethics, who addressed the potential ethical quandaries an appointed attorney would face in undertaking representation of Drezga. Two of those individuals concluded that representation of Drezga would be ethical, while two reached the opposite conclusion.

¶ 8 After allowing extensive briefing, and after considering the countervailing arguments raised by TDC and Judd, the district court appointed the current petitioner, Paul C. Burke, to represent Drezga. Burke sought appellate review of the appointment order, but his appeal was dismissed on procedural grounds by the court of appeals. Citing his inability to gain speedy review of the appointment order through normal appellate channels, Burke filed the current Petition for Extraordinary Relief pursuant to rule 65B of the Utah Rules of Civil Procedure, requesting that we review the district court’s order of appointment. 2 We have jurisdiction pursuant to Utah Code section 78-2-2(2) (2002).

STANDARD OF REVIEW

¶ 9 Our rules of civil procedure provide that, “[w]here no other plain, speedy and adequate remedy is available, a person may petition the court for extraordinary relief.” Utah R. Civ: P. 65B(a). Extraordinary relief may be granted if, among other grounds detailed in rule 65B, the petitioner can establish that a lower court “exceeded its jurisdiction or abused its discretion.” Id. 65B(d)(2)(A).

¶ 10 In the present ease, no party contends that the district court acted beyond the bounds of its jurisdiction by issuing the appointment order. Rather, the issue in this ease, properly framed, is whether the district court abused its discretion by choosing to wield its appointment power under the circumstances. See, e.g., Hutchings v. State, 2003 UT 52, ¶ 20, 84 P.3d 1150 (appointment of counsel in civil postconviction relief context is left to the discretion of the district court); State v. Arguelles, 2003 UT 1, ¶ 83, 63 P.3d 731 (mentioning courts’ discretion to appoint amicus counsel); see also Hill v. SmithKline Beecham Corp., 393 F.3d 1111, 1115 (10th Cir.2004) (appointment of counsel for an indigent prisoner in a civil action is a matter left to the discretion of the district, court). Consequently, we will review the district court’s action only to determine whether the court abused its discretion by appointing Burke.

¶ 11 We note that the parties disagree as to whether an abuse of discretion must be particularly egregious before extraordinary relief becomes appropriate. Interpreting our prior decisions addressing petitions for extraordinary relief, the Utah Court of Appeals has held that “ ‘abuse of discretion’ for [extraordinary writs] must be much more blatant than the garden variety ‘abuse of discretion’ featured in routine appellate review.” State v. Stirba 972 P.2d 918, 922 (Utah Ct.App.1998). TDC argues, however, that our case law is properly read as creating two distinct abuse of discretion standards of review variously applicable to petitions for extraordinary relief, a garden variety standard and a gross and flagrant standard.

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Cite This Page — Counsel Stack

Bluebook (online)
2005 UT 44, 122 P.3d 533, 530 Utah Adv. Rep. 3, 2005 Utah LEXIS 82, 2005 WL 1618547, Counsel Stack Legal Research, https://law.counselstack.com/opinion/burke-v-lewis-utah-2005.