1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Amie Josephine Bruyer, No. CV-20-01574-PHX-SMB
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 At issue is the denial of Plaintiff Amie Josephine Bruyer’s Application for Social 16 Security Disability Insurance (“SSDI”) benefits by the Social Security Administration 17 (“SSA”) under the Social Security Act (the “Act”). Plaintiff filed a Complaint, (Doc. 1), 18 and an Opening Brief, (Doc. 22), seeking judicial review of that denial. Defendant SSA 19 filed an Answering Brief, (Doc. 24), to which Plaintiff replied, (Doc. 25). The Court has 20 reviewed the parties’ briefs, the Administrative Record, (Doc. 17), and the Administrative 21 Law Judge’s (“ALJ’s”) decision, (Doc. 17-3 at 25–34), and will affirm the ALJ’s decision 22 for the reasons addressed herein. 23 I. BACKGROUND 24 Plaintiff filed an Application for SSDI benefits in January of 2017, alleging a 25 disability beginning in February of 2016. (Id. at 25.) Plaintiff’s claim was initially denied 26 in June of 2017. (Id.) A hearing was held before ALJ Myriam C. Fernandez Rice on 27 October 2, 2019. (Id.) After considering the medical evidence and opinions, the ALJ 28 determined that Plaintiff suffered from severe impairments including migraine disorder, 1 spine disorder, fibromyalgia, obesity, vestibulopathy, chronic bilateral knee pain status 2 (post knee surgery), and osteoarthritis. (Id. at 28.) However, the ALJ concluded that, 3 despite these impairments, Plaintiff had the residual functional capacity (“RFC”) to 4 perform a reduced range of sedentary work. (Id. at 29.) Consequently, Plaintiff’s 5 Application was again denied by the ALJ on October 25, 2019. (Id. at 25.) Thereafter, the 6 Appeals Council denied Plaintiff’s Request for Review of the ALJ’s decision—making it 7 the final decision of the SSA Commissioner (the “Commissioner”)—and this appeal 8 followed. (Doc. 1 at 2; Doc. 24 at 2.) 9 II. LEGAL STANDARDS 10 An ALJ’s factual findings “shall be conclusive if supported by substantial 11 evidence.” Biestek v. Berryhill, 139 S. Ct. 1148, 1153 (2019). The Court may set aside 12 the Commissioner’s disability determination only if it is not supported by substantial 13 evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). 14 Substantial evidence is relevant evidence that a reasonable person might accept as adequate 15 to support a conclusion considering the record as a whole. Id. Generally, “[w]here the 16 evidence is susceptible to more than one rational interpretation, one of which supports the 17 ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas v. Barnhart, 278 F.3d 947, 18 954 (9th Cir. 2002). In determining whether to reverse an ALJ’s decision, the district court 19 reviews only those issues raised by the party challenging the decision. See Lewis v. Apfel, 20 236 F.3d 503, 517 n.13 (9th Cir. 2001). 21 III. DISCUSSION 22 Plaintiff argues that the ALJ committed error in evaluating Plaintiff’s symptom 23 testimony and in weighing the medical opinion evidence. (Doc. 22 at 10, 17.) The 24 Commissioner argues that the ALJ’s opinion is supported by the record as a whole and free 25 of legal error. (See generally Doc. 24.) The Court has reviewed the medical record and 26 agrees with the Commissioner for the following reasons. 27 A. Plaintiff’s Symptom Testimony 28 An ALJ performs a two-step analysis to evaluate a claimant’s testimony regarding 1 pain and symptoms. Garrison v. Colvin, 759 F.3d 995, 1014 (9th Cir. 2014). First, the 2 ALJ evaluates whether the claimant has presented objective medical evidence of an 3 impairment that “could reasonably be expected to produce the pain or symptoms alleged.” 4 Lingenfelter v. Astrue, 504 F.3d 1028, 1035–36 (9th Cir. 2007) (quoting Bunnell v. 5 Sullivan, 947 F.2d 341, 344 (9th Cir. 1991)) (internal quotation marks omitted). Second, 6 absent evidence of malingering, an ALJ may only discount a claimant’s allegations for 7 reasons that are “specific, clear and convincing” and supported by substantial evidence. 8 Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir. 2012). 9 “[T]he ALJ must specifically identify the testimony she or he finds not to be credible 10 and must explain what evidence undermines the testimony.” Holohan v. Massanari, 246 11 F.3d 1195, 1208 (9th Cir. 2001). General findings are insufficient. Id. “Although the 12 ALJ’s analysis need not be extensive, the ALJ must provide some reasoning in order for 13 [the Court] to meaningfully determine whether the ALJ’s conclusions were supported by 14 substantial evidence.” Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1099 (9th 15 Cir. 2014). “[T]he ALJ may consider inconsistencies either in the claimant’s testimony or 16 between the testimony and the claimant’s conduct.” Molina, 674 F.3d at 1112. For 17 instance, the ALJ may consider “whether the claimant engages in daily activities 18 inconsistent with the alleged symptoms.” Id. (quoting Lingenfelter, 504 F.3d at 1040). 19 Plaintiff argues that the ALJ committed fundamental legal error—applying the 20 wrong legal standard—by rejecting the severity of her symptom testimony because it was 21 “not entirely consistent with the medical evidence.” (Doc. 22 at 19.) Plaintiff also argues 22 that the ALJ committed materially harmful error by rejecting Plaintiff’s symptom 23 testimony without specific, clear, and convincing reasons that were supported by 24 substantial evidence in the record as a whole. (Id. at 17.) The Court is not persuaded by 25 either argument. 26 Here, at step one, the ALJ acknowledged that Plaintiff had some severe 27 impairments. (Doc. 17-3 at 28.) However, at step two, the ALJ found that Plaintiff had 28 the RCF “to perform a reduced range of sedentary work,” and that Plaintiff’s “statement 1 concerning the intensity, persistence and limiting effects of [her] symptoms [were] not 2 entirely consistent with . . . evidence in the record.” (Id. at 29–30.) 3 First, the Court does not find that the ALJ applied the wrong legal standard. 4 “Although the Court agrees that Plaintiff is not required to provide medical evidence of the 5 severity of [her] symptoms, objective medical evidence is a useful tool for an ALJ to assess 6 Plaintiff's credibility regarding the intensity and persistence of [her] symptoms.” Adams 7 v. Comm'r of Soc. Sec. Admin., No. CV-20-01247-PHX-JAT, 2021 WL 2644272, at *7 (D. 8 Ariz. June 28, 2021) (internal citation omitted). The Court does not read the ALJ's “not 9 entirely consistent” statement, (Doc. 17-3 at 30), as requiring Plaintiff to fully substantiate 10 her symptom testimony with objective medical evidence. See Adams, 2021 WL 2644272, 11 at *7; see also Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir.
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1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Amie Josephine Bruyer, No. CV-20-01574-PHX-SMB
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 At issue is the denial of Plaintiff Amie Josephine Bruyer’s Application for Social 16 Security Disability Insurance (“SSDI”) benefits by the Social Security Administration 17 (“SSA”) under the Social Security Act (the “Act”). Plaintiff filed a Complaint, (Doc. 1), 18 and an Opening Brief, (Doc. 22), seeking judicial review of that denial. Defendant SSA 19 filed an Answering Brief, (Doc. 24), to which Plaintiff replied, (Doc. 25). The Court has 20 reviewed the parties’ briefs, the Administrative Record, (Doc. 17), and the Administrative 21 Law Judge’s (“ALJ’s”) decision, (Doc. 17-3 at 25–34), and will affirm the ALJ’s decision 22 for the reasons addressed herein. 23 I. BACKGROUND 24 Plaintiff filed an Application for SSDI benefits in January of 2017, alleging a 25 disability beginning in February of 2016. (Id. at 25.) Plaintiff’s claim was initially denied 26 in June of 2017. (Id.) A hearing was held before ALJ Myriam C. Fernandez Rice on 27 October 2, 2019. (Id.) After considering the medical evidence and opinions, the ALJ 28 determined that Plaintiff suffered from severe impairments including migraine disorder, 1 spine disorder, fibromyalgia, obesity, vestibulopathy, chronic bilateral knee pain status 2 (post knee surgery), and osteoarthritis. (Id. at 28.) However, the ALJ concluded that, 3 despite these impairments, Plaintiff had the residual functional capacity (“RFC”) to 4 perform a reduced range of sedentary work. (Id. at 29.) Consequently, Plaintiff’s 5 Application was again denied by the ALJ on October 25, 2019. (Id. at 25.) Thereafter, the 6 Appeals Council denied Plaintiff’s Request for Review of the ALJ’s decision—making it 7 the final decision of the SSA Commissioner (the “Commissioner”)—and this appeal 8 followed. (Doc. 1 at 2; Doc. 24 at 2.) 9 II. LEGAL STANDARDS 10 An ALJ’s factual findings “shall be conclusive if supported by substantial 11 evidence.” Biestek v. Berryhill, 139 S. Ct. 1148, 1153 (2019). The Court may set aside 12 the Commissioner’s disability determination only if it is not supported by substantial 13 evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). 14 Substantial evidence is relevant evidence that a reasonable person might accept as adequate 15 to support a conclusion considering the record as a whole. Id. Generally, “[w]here the 16 evidence is susceptible to more than one rational interpretation, one of which supports the 17 ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas v. Barnhart, 278 F.3d 947, 18 954 (9th Cir. 2002). In determining whether to reverse an ALJ’s decision, the district court 19 reviews only those issues raised by the party challenging the decision. See Lewis v. Apfel, 20 236 F.3d 503, 517 n.13 (9th Cir. 2001). 21 III. DISCUSSION 22 Plaintiff argues that the ALJ committed error in evaluating Plaintiff’s symptom 23 testimony and in weighing the medical opinion evidence. (Doc. 22 at 10, 17.) The 24 Commissioner argues that the ALJ’s opinion is supported by the record as a whole and free 25 of legal error. (See generally Doc. 24.) The Court has reviewed the medical record and 26 agrees with the Commissioner for the following reasons. 27 A. Plaintiff’s Symptom Testimony 28 An ALJ performs a two-step analysis to evaluate a claimant’s testimony regarding 1 pain and symptoms. Garrison v. Colvin, 759 F.3d 995, 1014 (9th Cir. 2014). First, the 2 ALJ evaluates whether the claimant has presented objective medical evidence of an 3 impairment that “could reasonably be expected to produce the pain or symptoms alleged.” 4 Lingenfelter v. Astrue, 504 F.3d 1028, 1035–36 (9th Cir. 2007) (quoting Bunnell v. 5 Sullivan, 947 F.2d 341, 344 (9th Cir. 1991)) (internal quotation marks omitted). Second, 6 absent evidence of malingering, an ALJ may only discount a claimant’s allegations for 7 reasons that are “specific, clear and convincing” and supported by substantial evidence. 8 Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir. 2012). 9 “[T]he ALJ must specifically identify the testimony she or he finds not to be credible 10 and must explain what evidence undermines the testimony.” Holohan v. Massanari, 246 11 F.3d 1195, 1208 (9th Cir. 2001). General findings are insufficient. Id. “Although the 12 ALJ’s analysis need not be extensive, the ALJ must provide some reasoning in order for 13 [the Court] to meaningfully determine whether the ALJ’s conclusions were supported by 14 substantial evidence.” Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1099 (9th 15 Cir. 2014). “[T]he ALJ may consider inconsistencies either in the claimant’s testimony or 16 between the testimony and the claimant’s conduct.” Molina, 674 F.3d at 1112. For 17 instance, the ALJ may consider “whether the claimant engages in daily activities 18 inconsistent with the alleged symptoms.” Id. (quoting Lingenfelter, 504 F.3d at 1040). 19 Plaintiff argues that the ALJ committed fundamental legal error—applying the 20 wrong legal standard—by rejecting the severity of her symptom testimony because it was 21 “not entirely consistent with the medical evidence.” (Doc. 22 at 19.) Plaintiff also argues 22 that the ALJ committed materially harmful error by rejecting Plaintiff’s symptom 23 testimony without specific, clear, and convincing reasons that were supported by 24 substantial evidence in the record as a whole. (Id. at 17.) The Court is not persuaded by 25 either argument. 26 Here, at step one, the ALJ acknowledged that Plaintiff had some severe 27 impairments. (Doc. 17-3 at 28.) However, at step two, the ALJ found that Plaintiff had 28 the RCF “to perform a reduced range of sedentary work,” and that Plaintiff’s “statement 1 concerning the intensity, persistence and limiting effects of [her] symptoms [were] not 2 entirely consistent with . . . evidence in the record.” (Id. at 29–30.) 3 First, the Court does not find that the ALJ applied the wrong legal standard. 4 “Although the Court agrees that Plaintiff is not required to provide medical evidence of the 5 severity of [her] symptoms, objective medical evidence is a useful tool for an ALJ to assess 6 Plaintiff's credibility regarding the intensity and persistence of [her] symptoms.” Adams 7 v. Comm'r of Soc. Sec. Admin., No. CV-20-01247-PHX-JAT, 2021 WL 2644272, at *7 (D. 8 Ariz. June 28, 2021) (internal citation omitted). The Court does not read the ALJ's “not 9 entirely consistent” statement, (Doc. 17-3 at 30), as requiring Plaintiff to fully substantiate 10 her symptom testimony with objective medical evidence. See Adams, 2021 WL 2644272, 11 at *7; see also Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir. 2001) (“While subjective 12 pain testimony cannot be rejected on the sole ground that it is not fully corroborated by 13 objective medical evidence, the medical evidence is still a relevant factor in determining 14 the severity of the claimant's pain and its disabling effects.”). Rather, the ALJ's statement 15 simply notes that the record contains conflicting medical evidence. (Id.) 16 Second, the Court finds that the ALJ’s decision was supported by specific, clear, 17 and convincing evidence. Here, the ALJ found that Plaintiff's symptom testimony was 18 contradicted by (1) objective medical evidence; (2) Plaintiff’s improvement through 19 conservative treatment; and (3) other treatment that relieved symptoms, such as knee 20 arthroplasty. (See Doc. 17-3 at 30–31.) For instance, Plaintiff’s testimony of spinal pain 21 was contradicted by MRIs that showed only mild stenosis and mild disc degeneration, (id. 22 at 30), and Plaintiff’s most recent rheumatology records indicated that she had a normal 23 gait and no longer required a cane, (id. at 31). Also, as noted by the ALJ, Plaintiff herself 24 testified that she was experiencing consistent improvement with pain medication and 25 denied that the medication caused any side effects. (Id.) 26 Therefore, the ALJ provided specific, clear, and convincing reasons—supported by 27 the record as a whole—for rejecting Plaintiff’s symptom testimony. Consequently, the 28 Court finds that the ALJ committed no error. 1 B. Evaluation of Medical Testimony 2 While “[t]he ALJ must consider all medical opinion evidence,” there is a hierarchy 3 among the sources of medical opinions. Tommasetti v. Astrue, 533 F.3d 1035, 1041 (9th 4 Cir. 2008). Those who have treated a claimant are treating physicians; those who examined 5 but did not treat the claimant are examining physicians; and those who neither examined, 6 nor treated the claimant are non-examining physicians. Lester v. Chater, 81 F.3d 821, 830 7 (9th Cir. 1995). “As a general rule, more weight should be given to the opinion of a treating 8 source than to the opinion of doctors who did not treat the claimant.” Id. This is so because 9 treating physicians have the advantage of in-person interaction and typically a longer 10 history of treatment than a claimant’s other doctors, and their “subjective 11 judgments . . . . are important, and properly play a part in their medical evaluations.” 12 Embrey v. Bowen, 849 F.2d 418, 422 (9th Cir. 1988). 13 An ALJ “may only reject a treating or examining physician’s uncontradicted 14 medical opinion based on ‘clear and convincing reasons.’” Carmickle v. Comm’r of Soc. 15 Sec., 533 F.3d 1155, 1164 (9th Cir. 2008) (quoting Lester, 81 F.3d at 830–31). “Where 16 such an opinion is contradicted, however, it may be rejected for specific and legitimate 17 reasons that are supported by substantial evidence in the record.” Id. An ALJ meets this 18 standard by “setting out a detailed and thorough summary of the facts and conflicting 19 medical evidence, stating his interpretation thereof, and making findings.” Magallanes v. 20 Bowen, 881 F.2d 747, 751 (9th Cir. 1989). 21 Here, Plaintiff challenges the weight given by the ALJ’s to the “check-box” 22 opinions of Drs. Sabahi and Reinhart. (See Doc. 22 at 12–16.) The Commissioner 23 responds that Plaintiff merely presents a competing interpretation of the record, but that 24 Plaintiff fails to demonstrate that the record compels a different conclusion. (Doc. 24 at 25 14.) The Court agrees with the Commissioner for two reasons. 26 First, the Ninth Circuit has held “that [an] ALJ may permissibly reject check-off 27 reports that do not contain any explanation of the bases of their conclusions.” Molina, 674 28 F.3d at 1111 (quoting Crane v. Shalala, 76 F.3d 251, 253 (9th Cir.1996)) (cleaned up); see 1 also Ford v. Saul, 950 F.3d 1141, 1154 (9th Cir. 2020) (“The ALJ need not accept the 2 opinion of any physician, including a treating physician, if that opinion is brief, conclusory, 3 and inadequately supported by clinical findings.” (quoting Thomas, 278 F.3d at 957)). 4 Here, the check-box opinions of Drs. Sabahi and Reinhart are exactly the type that an ALJ 5 may permissibly reject or accord little weight. Indeed, in assigning little weight to Dr. 6 Sabahi’s opinion, the ALJ specified that the check-box opinion was “simply not supported 7 by [Dr. Sabahi’s] own limited treatment records,” and that it contained a “lack of objective 8 findings” during Dr. Sabahi’s examination. (Doc. 17-3 at 32.) The ALJ, likewise, found 9 a lack of evidence supporting Dr. Reinhart’s check-box opinion. (Id.) 10 Second, the ALJ provided specific and legitimate reasons, supported by the record 11 as a whole, for assigning little weight to—or rejecting—the testimony of Drs. Sabahi and 12 Reinhart. See Carmickle, 533 F.3d at 1164. The ALJ provided a detailed and thorough 13 summary of the facts and conflicting medical evidence—including physical examination 14 records, x-rays, pain management records, chiropractic record, records from The Core 15 Institute (and orthopedic and neurological care facility), rheumatology records, and opinion 16 evidence—and stated her interpretations and findings. (Doc 17-3 at 30–32.) For example, 17 the ALJ found that Dr. Sabahi’s February 2018 opinion—that Plaintiff could sit for 4 hours 18 and stand or walk for less than 2—was inconstant with his own treatment records and 19 findings during Plaintiff’s examination that day; which indicated that Plaintiff 20 neurologically intact, with normal muscle tone and motor strength, and had no localized 21 joint swelling or deformity. (Id. at 32.) 22 Therefore, the Court finds that the ALJ did not error in providing little weight to the 23 check-box opinions of the treating physicians, Drs. Sabahi and Reinhart.1 24 IV. CONCLUSION 25 Having found no error, 26 IT IS ORDERED affirming the October 25, 2019 decision of the ALJ, as upheld
27 1 Plaintiff also argues that there was no medical basis for the ALJ’s decision. (Doc. 22 at 28 17.) Because the Court has already explained the medical basis for the ALJ’s decision, it will not further address this argument. || by the Appeals Council. 2 IT IS FURTHER ORDERED directing the Clerk to enter final judgment 3 || consistent with this Order and close this case. 4 Dated this Ist day of March, 2022. 5 6 = . RP 7 SO ~
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