Brugman v. City of New York

102 A.D.2d 413, 477 N.Y.S.2d 636, 1984 N.Y. App. Div. LEXIS 18801
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 28, 1984
StatusPublished
Cited by9 cases

This text of 102 A.D.2d 413 (Brugman v. City of New York) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brugman v. City of New York, 102 A.D.2d 413, 477 N.Y.S.2d 636, 1984 N.Y. App. Div. LEXIS 18801 (N.Y. Ct. App. 1984).

Opinions

OPINION OF THE COURT

Fein, J.

Plaintiff Dennis Brugman, a sanitation man for the City of New York, sues to recover damages for injuries allegedly sustained on August 30,1979. He claims that in the course of his employment he tripped and fell over a tree stump or pole which defendant had caused or allowed to exist on a public sidewalk. During the pendency of this action, plaintiff applied for New York City Employees Retirement [414]*414System accidental disability retirement status. That application was rejected several times. Initial review by the Medical Board of the Retirement System, based upon a review of the early accident reports submitted by plaintiff to the Sanitation Department, as well as the initial hospital records of Astoria General Hospital, indicated that the injury was sustained as a consequence of heavy lifting. There was no indication in such reports, nor any claim by plaintiff, that he had tripped upon a tree trunk or pole and had twisted his back. The claim, rather, was that the twisting of the back was occasioned by the lifting of heavy sanitation bags.

The Board also reviewed the line-of-duty report and the records of the hospital, which did not disclose a claim of accident or other external event. The Board concluded, upon these records, that plaintiff was performing his usual occupation at the time of the incident, which included heavy lifting.

Plaintiff’s attorney requested that the Board of Trustees reject the Medical Board’s findings, and submitted additional evidence. The matter was referred to the Medical Board by the Board of Trustees for reconsideration. On July 16,1981, the Medical Board re-examined the plaintiff and reviewed the evidence on file, including the additional submissions, which included a statement by an alleged eyewitness to the incident, asserting that the accident was occasioned by plaintiff’s fall over a tree stump. There were also submitted photographs of the alleged defect, together with copies of transcripts of plaintiff’s testimony at the statutory hearings before the Comptroller and the New York City Housing Authority, at which he belatedly asserted the tree stump accident claim.

The Medical Board again concluded that the plaintiff had been injured in lifting a heavy bag and not by tripping over a tree stump. In the face of that finding, plaintiff again sought reconsideration. A third review resulted in reaffirmation of the prior decisions on October 1,1981. The Board of Trustees approved the Medical Board’s report and recommendation on November 26, 1981.

In so doing, the Medical Board and the Board of Trustees determined that there was insufficient evidence to show [415]*415that the accident occurred as plaintiff belatedly described, but noted that his early accounts of the injury, given at the emergency room and in the line-of-duty injury report, contradicted his later version of the incident. In the earlier accounts, more closely related in time to the incident, plaintiff repeatedly ascribed his injury to lifting a heavy bag of compacted garbage.

Plaintiff instituted a CPLR article 78 proceeding to annul the determination of the Board of Trustees denying his application for accidental disability retirement benefits.

As stated by Mr. Justice Ascione at Special Term: “While the disabling nature of the injury is not in question the manner of its occurrence is. Initial reports indicate that petitioner injured his back while lifting a heavy bag of compaction. No mention was made initially of a protruding stump, or support pole. Later petitioner furnished an affidavit of a co-employee and photographs to support petitioner’s contention that while lifting a heavy bag of garbage he stepped on a pole stump causing him to fall.” It is thus clear that the crucial issue before the Medical Board, the Board of Trustees and the Supreme Court in the article 78 proceeding was whether plaintiff’s injury was sustained by reason of his fall on a protruding stump or support pole. Justice Ascione confirmed the administrative finding and dismissed the petition. This court affirmed (Matter of Brugman v Board of Trustees, 91 AD2d 872). Obviously, the same factual question is common to the administrative proceeding and this action: Did plaintiff fall over a tree stump and thus sustain the injuries of which he complains?

It is well settled that the doctrines of res judicata and collateral estoppel generally are applicable to the determinations of administrative agencies rendered pursuant to their adjudicatory functions (Werner v State of New York, 53 NY2d 346; Matter of Evans v Monaghan, 306 NY 312). In determining whether the doctrine of collateral estoppel applies to such determination, it must be shown that there is an identity of parties and of issues. The party against whom collateral estoppel is sought to be asserted must have been afforded a full and fair opportunity to litigate in [416]*416a prior proceeding the issue sought to be litigated in the subsequent proceeding (Matter of Newsday, Inc. v Ross, 80 AD2d 1).

Plaintiffs do not deny, and do not seek to challenge, the Retirement System’s administrative determinations. However, they suggest that the quality of the prior administrative proceeding is insufficient to estop the plaintiff in his action at law. They assert that it has not been established that the documents and reports upon which the Medical Board made its findings, relied upon by the Trustees, “were cross examined”. The need for cross-examination does not appear. The Medical Board relied upon plaintiff’s original statements and reports and rejected his belated claim. There is no evidence that plaintiff denied making the original reports. Quite obviously cross-examination of plaintiff on his own behalf would be pointless.

The determination by the Retirement System, where the issue was whether plaintiff was entitled to accidental disability benefits as opposed to ordinary disability benefits, turned on whether the injury suffered resulted from plaintiff’s ordinary work or resulted from an external, unexpected and unusual event. This question was reviewed on three occasions at plaintiff’s request with an opportunity to submit additional evidence, which he did.

As stated in Schwartz v Public Administrator of County of Bronx (24 NY2d 65), the factors instrumental in determining whether a party has had his day in court include the size of the claim, the forum of the prior litigation, the use of initiative, the expense of litigation, the competence and experience of counsel, and the availability of new evidence. Applying these standards, it is notable that plaintiff was represented by counsel who performed extensive legal work on his behalf in asserting his claim before the Medical Board and Board of Trustees, which was substantial since it would affect plaintiff’s retirement allowance. Moreover, this action had been commenced 10 months prior to the application to the Retirement System. Accordingly, it may reasonably be inferred that the preparation for proving the case to the Retirement System, was diligent and extensive.

[417]*417The dissent does not challenge the proposition that collateral estoppel is applicable to administrative determinations as well as judicial proceedings. However, it suggests that here there was lacking “that full and fair opportunity to contest the decision” which is a prerequisite to collateral estoppel (Schwartz v Public Administrator of County of Bronx, supra). It relies upon language in

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Bluebook (online)
102 A.D.2d 413, 477 N.Y.S.2d 636, 1984 N.Y. App. Div. LEXIS 18801, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brugman-v-city-of-new-york-nyappdiv-1984.