Brown v. Southern Pacific Transportation Co.

132 F.R.D. 451, 1990 U.S. Dist. LEXIS 14500, 1990 WL 165080
CourtDistrict Court, E.D. Texas
DecidedJuly 6, 1990
DocketCiv. A. No. B-89-00933-CA
StatusPublished

This text of 132 F.R.D. 451 (Brown v. Southern Pacific Transportation Co.) is published on Counsel Stack Legal Research, covering District Court, E.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown v. Southern Pacific Transportation Co., 132 F.R.D. 451, 1990 U.S. Dist. LEXIS 14500, 1990 WL 165080 (E.D. Tex. 1990).

Opinion

MEMORANDUM OPINION

COBB, District Judge.

This action was brought by plaintiffs Roy and Debra Brown, on October 28, 1988, in the 60th District Court of Jefferson County, Texas. The Southern Pacific Transportation Company was a defendant, and in the original state court petition the Browns sued “The Estate of Wanda Carol Griffin.” No service was sought or perfected against the “Estate.” Defendant Southern Pacific was served November 3, 1988, and answered on November 23, 1988. After several months, an administratrix of the Estate of Griffin qualified, and with leave of the state court, intervened, seeking damages from Southern Pacific only. This “intervention” and its effects are at the heart of the present controversy, which is a motion to remand this action to the state court from whence it came. More about the intervention and its consequences later.

I.

Southern Pacific claims the “Estate of Wanda Carol Griffin” is not a proper party and was not a legal entity when the original suit was filed by the Browns, and no valid service against the defendant was effected prior to its removal to this court.

Under Texas law, a decedent’s estate can only be sued by naming the personal representative of the estate as a defendant. Henson v. Estate of Crow, 734 S.W.2d 648 (Tex.1987). Price v. Estate of Anderson, 522 S.W.2d 690 (Tex.1975). When the case was filed and at the time of removal, only one defendant, Southern Pacific Transportation Company, had been properly named, served, and had answered. Diversity existed at all times and removal was proper. Aynesworth v. Beech Aircraft Corp., 604 F.Supp. 630 (W.D.Tex.1985).

It is clear that in order to have a valid claim against the estate of a decedent, a party must name the personal representative as defendant. The Estate of Wanda Carol Griffin is not, and as such, can never be, a proper party in this lawsuit. The intervention by the administratrix of the Estate of Wanda Carol Griffin as plaintiff does not destroy diversity jurisdiction. At the time the suit was filed and at the time of removal, all plaintiffs were diverse from all defendants, thereby satisfying 28 U.S.C. § 1332, and removal of this cause to the United States District Court for the Eastern District of Texas was proper. As the parties stand now before the court, each plaintiff is still diverse from each defendant.

Plaintiffs assert if the Estate of Wanda Carol Griffin was not properly named as a defendant in their original petition, then diversity for removal purposes [453]*453existed at the time of service on the defendant Southern Pacific. Plaintiffs, however, clearly contemplated the personal representative of the Estate was the proper party to serve, since they point out in their original petition that a personal representative is yet to be named, and will be named at a later time. (Paragraph I, p. 2 of plaintiffs’ original petition.) This is an announced promise to sue some party in the future, which the original Brown plaintiffs might or might not do.

Defendant was entitled to rely on this statement, and for it to file a petition for removal in light of plaintiffs’ representation would amount to premature removal. See Aydell v. Sterns, 677 F.Supp. 877 (M.D.La.1988) (fact that service has not yet been made upon resident defendant is insufficient to allow a diverse defendant to remove); Stamm v. American Telephone and Telegraph Co., 129 F.Supp. 719 (W.D.Mo.1955). Southern Pacific was therefore justified in waiting for the plaintiffs to attempt service on the then yet to be named personal representative. It was only when faced with the one-year time limitation of 28 U.S.C. § 1446(b) that Southern Pacific filed its petition for removal, having surmised the plaintiffs were not going to amend their complaint to name the administratrix as a defendant within the time for the defendant to remove the case. The administratrix was appointed on May 30, 1989, over one year ago. Plaintiffs have seemingly assumed this court would rule that the administratrix’s intervention eliminated plaintiffs’ burden to name and serve the administratrix in accordance with Rule 4 of the Federal Rules of Civil Procedure.

THE INTERVENTION AND ANSWER

On May 30, 1989, Nelda Wakefield, a sister of Wanda Griffin, was appointed administratrix of the Estate of Wanda Griffin. On or about September 8, 1989, Mrs. Wakefield, as administratrix of the Estate of Wanda Griffin, intervened in the civil action filed by the plaintiff against Southern Pacific Transportation Company and the Estate of Wanda Griffin, seeking damages from Southern Pacific on behalf of the Estate of Wanda Griffin. The order allowing intervention was entered on September 20, 1989, by the 60th Judicial District Court of Jefferson County, Texas.

Plaintiffs and intervenor argue the intervention by the administratrix is a general appearance, which destroys diversity of citizenship of the parties. Movants cite several cases that hold an appearance by a defendant is a general appearance and eliminates the requirement of service of process. Unfortunately, movants do not cite (nor have we found) a case where intervention as plaintiff amounts to a general appearance and negates the need for service when, as here, the intervenor was an intended defendant. See plaintiffs’ original petition and application for temporary restraining order and temporary injunction, I, par. 3. Apparently, plaintiffs argue that the appearance of Nelda Wake-field, a Texas citizen, as administratrix of the Estate of Wanda Griffin, is equivalent to an appearance by the Estate of Wanda Griffin, a Texas citizen, if a legal entity, as defendant. Movants contend this destroys diversity jurisdiction.

Plaintiffs contend that once the administratrix of the Estate of Wanda Griffin intervened in this lawsuit, no service was necessary for the Estate of Wanda Griffin to be a party for all purposes, citing Dodson v. Seymour, 664 S.W.2d 158, 161 (Tex.App.—San Antonio 1983, no writ) (An appearance constitutes a waiver of the need for service of process); Warner v. Irving Lumber Co., 584 S.W.2d 893 (Tex.Civ.App.—Dallas 1979, no writ); Carter v. G & L Tool Co. of Utah, Inc., 428 S.W.2d 677, 681 (Tex.Civ.App.—San Antonio 1968, no writ).

Defendant Southern Pacific says such an appearance is limited to one in the form of an answer by defendant. TEX.R.CIV.P. ANN. 121 (Vernon 1979). Southern Pacific further contends that intervenor’s petition as plaintiff is not an answer, and therefore not such an appearance as to negate the need for service, citing Warner v. Irving, at 894 (a petition does not rid the need for service of a compulsory counterclaim); see also Brown v. Brown, 521 S.W.2d 730

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Related

Owen Equipment & Erection Co. v. Kroger
437 U.S. 365 (Supreme Court, 1978)
Aynesworth v. Beech Aircraft Corp.
604 F. Supp. 630 (W.D. Texas, 1985)
Stamm v. American Telephone & Telegraph Company
129 F. Supp. 719 (W.D. Missouri, 1955)
Brown v. Brown
521 S.W.2d 730 (Court of Appeals of Texas, 1975)
Carter v. G & L Tool Co. of Utah, Inc.
428 S.W.2d 677 (Court of Appeals of Texas, 1968)
Aydell v. Sterns
677 F. Supp. 877 (M.D. Louisiana, 1988)
Allright, Inc. v. Roper
478 S.W.2d 245 (Court of Appeals of Texas, 1972)
Warner v. Irving Lumber Co.
584 S.W.2d 893 (Court of Appeals of Texas, 1979)
Henson v. Estate of Crow
734 S.W.2d 648 (Texas Supreme Court, 1987)
Dodson v. Seymour
664 S.W.2d 158 (Court of Appeals of Texas, 1983)
Price v. Estate of Anderson
522 S.W.2d 690 (Texas Supreme Court, 1975)
Hensgens v. Deere & Co.
833 F.2d 1179 (Fifth Circuit, 1987)

Cite This Page — Counsel Stack

Bluebook (online)
132 F.R.D. 451, 1990 U.S. Dist. LEXIS 14500, 1990 WL 165080, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-v-southern-pacific-transportation-co-txed-1990.