Brown v. Smith

470 F. Supp. 131, 1979 U.S. Dist. LEXIS 12848
CourtDistrict Court, S.D. New York
DecidedApril 24, 1979
DocketNo. 78 Civ. 2220
StatusPublished
Cited by1 cases

This text of 470 F. Supp. 131 (Brown v. Smith) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown v. Smith, 470 F. Supp. 131, 1979 U.S. Dist. LEXIS 12848 (S.D.N.Y. 1979).

Opinion

MEMORANDUM AND ORDER

WHITMAN KNAPP, District Judge.

On November 19, 1975 petitioner John Brown was convicted of assault in the first degree and sentenced to an indeterminate term of imprisonment no greater than fifteen years and no less than seven and one-half years. His conviction was unanimously affirmed by the Appellate Division, First Department, on December 15, 1977. Leave to appeal to the New York Court of Appeals was denied January 26, 1978.

In this petition for a writ of habeas corpus five claims are presented: 1) Petitioner was denied due process of law in that his decision to waive his right to counsel and to proceed pro se was neither knowingly nor intelligently made. 2) Petitioner was deprived of effective assistance of counsel. 3) The verdict was against the weight of the evidence. 4) The trial court committed reversible error in failing to comply with the jury’s request to read testimony. 5) Petitioner, while conducting his own defense, was denied effective assistance of counsel.

We find that petitioner’s decision to proceed pro se was neither knowingly nor intelligently made, and therefore we need not consider his other claims, but must sustain the writ on that ground alone.

The Facts

On January 9, 1975, the Grand Jury of Bronx County filed an indictment against petitioner for the crimes of attempted murder in the second degree, assault in the first degree and criminal possession of a weapon in the second degree. On May 6, 1975, a Wade hearing was held on the petitioner’s motion to preclude complainant Anthony Wingate from making an in-court identification at trial based upon allegedly suggestive pre-trial photo identification procedure. Petitioner conducted the Wade hearing pro se, but there is no contention that the Justice presiding made any attempt to question or advise the petitioner about the hazards of representing himself.

On October 1, 1975, when petitioner’s trial was scheduled to begin, Alvin Morris, Esq., his court-appointed attorney, opened the proceedings by asserting that the petitioner had notified him upon his, arrival at court that morning that he did not wish Mr. Morris to represent him, but rather had decided to appear pro se. The Court, upon learning of petitioner’s decision to conduct his own defense, engaged in the following colloquy with him:

“The Court: Mr. Brown [petitioner] it is your wish to represent yourself?
Mr. Brown: That’s right, sir.
The Court: Are you familiar with judicial or court proceedings?
Mr. Brown: I believe I am to a certain extent. That’s why I asked that the Court assign another attorney to advise me as I go along.
The Court: Have you been subject to other proceedings in the past?
Mr. Brown: Have I been subject .
The Court: Yeah, have you ever been—
Mr. Brown: No, I have never represented myself if that’s what you mean.
The Court: Have you ever been on trial before?
Mr. Brown: Yes, I have.
The Court: Basically you are familiar with the general decorum of the courtroom, the procedure and who and how everything is done.
Mr. Brown: That’s right.
The Court: I assume from your application you, of course, will comply with the usual courtroom decorum and rules and regulations to control the evidence and how it is presented.
Mr. Brown: Yes sir.”

The Court then asked petitioner if he had discussed his decision to conduct his own defense with his lawyer, to which he responded, “no”. When asked by the Court if he wished to discuss the decision with Mr. Morris, petitioner again responded, “no”. The Court then entered a finding that the petitioner was an individual of average in[133]*133telligence, able to express himself, and that the motion to proceed pro se would therefore be granted. The court then appointed Mr. Morris as an advisor and ordered him to sit with petitioner throughout the trial.

Prior to the openings, petitioner represented himself in a Sandoval hearing.1 The court ruled that on cross-examination of the petitioner as defendant in the coming trial the People could bring out his convictions for burglary and petit larceny, but not for drug offenses.

Before beginning to impanel the Jury the presiding Justice asked petitioner if he still wished to proceed pro se. Petitioner responded that he did.2 Petitioner and counsel for the People then conducted voir dire.3

At the trial itself, the People’s three principal witnesses testified to the following: On December 12, 1974 at 4:30 P.M. petitioner entered Arthur’s Roundtable, a bar in the Bronx, and ordered a drink from Diane Jacobs, a barmaid on duty. When asked to pay for the drink, he refused and began physically to harass a female customer and verbally to abuse Ms. Jacobs. Ms. Jacobs became frightened, requested a friend to call her boyfriend, Anthony Wingate, and ask him to pick her up after work. By the time Wingate arrived, petitioner had left the bar. Upon Wingate’s arrival, Ms. Jacobs described to him the details of the incident which had prompted her to summon him. She also described the incident to Arthur Johnson, the bar’s owner.

When petitioner re-entered the bar, Johnson, hoping to resolve the difficulties between Jacobs and petitioner, asked the latter to come to the back and talk. As petitioner and Johnson were conversing, Win-gate approached to speak to petitioner. Johnson requested that Wingate not interfere. Wingate then told petitioner, “The next time my woman tells me you have messed with her, I’m going to blow your brains out.” Petitioner immediately re[134]*134sponded by shooting Wingate in the head. After Wingate fell to the floor, petitioner fired a second shot into Wingate’s face.

After direct examination of the last People’s witness the petitioner requested that he be relieved from conducting his defense and that Mr. Morris be re-assigned as his attorney. The Court inquired as to whether he was making this application “knowingly and intelligently.” He responded that he was, the Court granted the application, and Mr. Morris began trying the case.

Two eye-witnesses testified for the defense, Wyman Earle and Smiley Vaughn. According to Earle’s testimony, on the date of the incident in question Wingate was drunk. Earle saw Diane Jacobs pass an object which looked like a gun to Wingate. He also saw Wingate draw his gun first. A struggle then broke out between petitioner and Wingate and in the midst of the fight two shots rang out.

Smiley Vaughn corroborated Earle’s testimony, except that he did not see Wingate holding a gun.

It thus appears that there was no question but that petitioner in fact shot Win-gate, and that the critical issue presented to the jury was whether — as the People’s witnesses contended — the shooting was a deliberate act or whether — as the defense testimony suggested — it was the unintended result of a barroom brawl precipitated by Wingate’s drunken conduct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Waiters v. Lee
168 F. Supp. 3d 447 (E.D. New York, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
470 F. Supp. 131, 1979 U.S. Dist. LEXIS 12848, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-v-smith-nysd-1979.