Brown v. Clark Equipment Co.

96 F.R.D. 166, 35 Fed. R. Serv. 2d 1164, 1982 U.S. Dist. LEXIS 16426
District Court, D. Maine·Decided November 24, 1982·No. Civ. No. 78-111-B·Published·Cited by 9 cases

Opinion

MEMORANDUM DECISION AND ORDER

CYR, District Judge.

The United States Magistrate recommends that plaintiffs be relieved from that portion of the judgment entered on August 11, 19811 which dismissed counts I and IV of their complaint for lack of privity with the defendant manufacturer, because the privity requirement of Maine law was abruptly abolished eight months after judgment, see Adams v. Buffalo Forge Co., Me., 443 A.2d 932 (1982). Plaintiffs moved for relief from judgment within days of the Buffalo Forge decision. The relevant facts are laid out in the attached copy of the recommended decision.

The defendant asserts that the change in law is not so extraordinary a circumstance as would justify relief from judgment. It points out that the change of law occurred in a case unrelated to the present action; that plaintiffs elected to proceed in federal court, thereby depriving themselves of the opportunity to persuade the Maine Law Court that the privity requirement should be abandoned; that plaintiffs failed to appeal or to request certification of the state law issue to the Law Court; and that if plaintiffs are permitted to reinstate their action because of the change of law brought about by Buffalo Forge “any number of other plaintiffs” in both state and federal courts may do so as well. Defendant further suggests that a grant of relief from judgment in these circumstances would violate the Erie doctrine, since the Law Court has not indicated that Buffalo Forge is to be applied retroactively in.earlier, unrelated cases already finally adjudicated. It is asserted that when the Law Court has changed Maine tort law in the past, the new rule has been applied only in cases not “terminated in a final manner.” MacDonald v. MacDonald, Me., 412 A.2d 71 (1980) [abolishing spousal immunity]. Also citing Myrick v. James, Me., 444 A.2d 987 (1982); Black v. Solmitz, Me., 409 A.2d 634, 640 (1979); Higgins v. Robbins, Me., 265 A.2d 90, 93 (1970).

I. STANDARDS FOR RELIEF FROM JUDGMENT

Federal law prescribes the standards and procedures for setting aside a final judgment in a federal court action. Johnson Chemical Co. v. Condado Center, Inc., 453 F.2d 1044, 1047 (1st Cir.1972). Federal Rule of Civil Procedure 60(b)(6) provides:

On motion and upon such terms as are just, the court may relieve a party ... from a final judgment, order or proceeding, for ... any other reason justifying relief from the operation of the judgment.2

Rule 60(b)(6) “vests power in courts adequate to enable them to vacate judgments whenever such action is appropriate to accomplish justice.” Klapprott v. United States, 335 U.S. 601, 614-15, 69 S.Ct. 384, 390, 93 L.Ed. 266 (1949).

Although the United States Supreme Court has not directly determined the applicability of Rule 60(b)(6) to a re[168] quest for relief from judgment based on a change in the law, it has applied the rule in three cases which are instructive here. See Klapprott v. United States, 335 U.S. 601, 69 S.Ct. 384, 93 L.Ed. 266 (1949) [granting relief from four-year old default judgment procured while petitioner was ill and wrongfully incarcerated]; Ackermann v. United States, 340 U.S. 193, 71 S.Ct. 209, 95 L.Ed. 207 (1950) [denying relief from judgment revoking citizenship, despite later appellate ruling in favor of similarly situated person tried with petitioner, on ground petitioner made deliberate choice not to appeal]; Polites v. United States, 364 U.S. 426, 81 S.Ct. 202, 5 L.Ed.2d 173 (1960) [denying relief from revocation of citizenship, four years after judgment, because change in Supreme Court case law upon which judgment was based was not substantial enough, but indicating that relief might be available, notwithstanding failure to appeal, where appeal was not taken in face of clearly applicable adverse rule of law]. These cases establish that relief from final judgment under Rule 60(b)(6) requires a showing of “extraordinary circumstances,” on the basis of a judicial balancing of the need for finality and the need to do justice in the individual case. See Ackerman, 340 U.S. at 199, 71 S.Ct. at 212; Klaprott, 335 U.S. at 614-15, 69 S.Ct. at 390.

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Brown v. Clark Equipment Co., 96 F.R.D. 166, 35 Fed. R. Serv. 2d 1164, 1982 U.S. Dist. LEXIS 16426 (D. Me. 1982).

96 F.R.D. 166 (Brown v. Clark Equipment Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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