Brown v. Clark Equipment Co.

96 F.R.D. 166, 35 Fed. R. Serv. 2d 1164, 1982 U.S. Dist. LEXIS 16426
CourtDistrict Court, D. Maine
DecidedNovember 24, 1982
DocketCiv. No. 78-111-B
StatusPublished
Cited by9 cases

This text of 96 F.R.D. 166 (Brown v. Clark Equipment Co.) is published on Counsel Stack Legal Research, covering District Court, D. Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown v. Clark Equipment Co., 96 F.R.D. 166, 35 Fed. R. Serv. 2d 1164, 1982 U.S. Dist. LEXIS 16426 (D. Me. 1982).

Opinion

MEMORANDUM DECISION AND ORDER

CYR, District Judge.

The United States Magistrate recommends that plaintiffs be relieved from that portion of the judgment entered on August 11, 19811 which dismissed counts I and IV of their complaint for lack of privity with the defendant manufacturer, because the privity requirement of Maine law was abruptly abolished eight months after judgment, see Adams v. Buffalo Forge Co., Me., 443 A.2d 932 (1982). Plaintiffs moved for relief from judgment within days of the Buffalo Forge decision. The relevant facts are laid out in the attached copy of the recommended decision.

The defendant asserts that the change in law is not so extraordinary a circumstance as would justify relief from judgment. It points out that the change of law occurred in a case unrelated to the present action; that plaintiffs elected to proceed in federal court, thereby depriving themselves of the opportunity to persuade the Maine Law Court that the privity requirement should be abandoned; that plaintiffs failed to appeal or to request certification of the state law issue to the Law Court; and that if plaintiffs are permitted to reinstate their action because of the change of law brought about by Buffalo Forge “any number of other plaintiffs” in both state and federal courts may do so as well. Defendant further suggests that a grant of relief from judgment in these circumstances would violate the Erie doctrine, since the Law Court has not indicated that Buffalo Forge is to be applied retroactively in.earlier, unrelated cases already finally adjudicated. It is asserted that when the Law Court has changed Maine tort law in the past, the new rule has been applied only in cases not “terminated in a final manner.” MacDonald v. MacDonald, Me., 412 A.2d 71 (1980) [abolishing spousal immunity]. Also citing Myrick v. James, Me., 444 A.2d 987 (1982); Black v. Solmitz, Me., 409 A.2d 634, 640 (1979); Higgins v. Robbins, Me., 265 A.2d 90, 93 (1970).

I. STANDARDS FOR RELIEF FROM JUDGMENT

Federal law prescribes the standards and procedures for setting aside a final judgment in a federal court action. Johnson Chemical Co. v. Condado Center, Inc., 453 F.2d 1044, 1047 (1st Cir.1972). Federal Rule of Civil Procedure 60(b)(6) provides:

On motion and upon such terms as are just, the court may relieve a party ... from a final judgment, order or proceeding, for ... any other reason justifying relief from the operation of the judgment.2

Rule 60(b)(6) “vests power in courts adequate to enable them to vacate judgments whenever such action is appropriate to accomplish justice.” Klapprott v. United States, 335 U.S. 601, 614-15, 69 S.Ct. 384, 390, 93 L.Ed. 266 (1949).

Although the United States Supreme Court has not directly determined the applicability of Rule 60(b)(6) to a re[168]*168quest for relief from judgment based on a change in the law, it has applied the rule in three cases which are instructive here. See Klapprott v. United States, 335 U.S. 601, 69 S.Ct. 384, 93 L.Ed. 266 (1949) [granting relief from four-year old default judgment procured while petitioner was ill and wrongfully incarcerated]; Ackermann v. United States, 340 U.S. 193, 71 S.Ct. 209, 95 L.Ed. 207 (1950) [denying relief from judgment revoking citizenship, despite later appellate ruling in favor of similarly situated person tried with petitioner, on ground petitioner made deliberate choice not to appeal]; Polites v. United States, 364 U.S. 426, 81 S.Ct. 202, 5 L.Ed.2d 173 (1960) [denying relief from revocation of citizenship, four years after judgment, because change in Supreme Court case law upon which judgment was based was not substantial enough, but indicating that relief might be available, notwithstanding failure to appeal, where appeal was not taken in face of clearly applicable adverse rule of law]. These cases establish that relief from final judgment under Rule 60(b)(6) requires a showing of “extraordinary circumstances,” on the basis of a judicial balancing of the need for finality and the need to do justice in the individual case. See Ackerman, 340 U.S. at 199, 71 S.Ct. at 212; Klaprott, 335 U.S. at 614-15, 69 S.Ct. at 390.

The Court has discovered only one reported case where relief from judgment was granted on the basis of a change made in state law after a federal court judgment became final. In Pierce v. Cook & Co., Inc., 518 F.2d 720 (10th Cir.1975), three individuals, who were riding in the same automobile at the time of an accident, brought three separate state court suits against Cook & Co., Inc., alleging negligence by an independent contractor of Cook & Co., Inc. Two of the three actions were removed to federal court, where summary judgments were granted in favor of the defendant on the basis of state court precedent insulating shippers from liability for the torts of their independent contractors. In December, 1970 the Tenth Circuit affirmed on the basis of the state court precedent. In 1974, after having had his action dismissed by the state trial court on the basis of the same precedent, the plaintiff whose action was not removed to federal court prevailed upon the state’s highest court to overrule the precedent. Six months later the federal court plaintiffs moved for relief from judgment. In June, 1975 the Tenth Circuit, sitting en banc, granted relief under Rule 60(b)(6) on the ground that the divergent state and federal court results on identical claims arising out of a common accident presented extraordinary circumstances and that such treatment of plaintiffs who were forced to litigate in federal court would violate the Erie doctrine. Id. at 723. The court distinguished an earlier case denying relief in similar circumstances, on the ground that there the decisional change had arisen out of an unrelated case. Id. A concurring opinion emphasized that relief from a final federal judgment based on a change in state law should only be available to the party who did not invoke federal jurisdiction, not to one who voluntarily selects the federal forum. Id. at 724-25. Two dissenters expressed the view that there is no authority for the rule that divergent judicial results arising out of the same operative circumstances are, per se,

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96 F.R.D. 166, 35 Fed. R. Serv. 2d 1164, 1982 U.S. Dist. LEXIS 16426, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-v-clark-equipment-co-med-1982.