Brookshire v. Pennsylvania R. Co.

14 F.R.D. 154, 1953 U.S. Dist. LEXIS 3788
CourtDistrict Court, N.D. Ohio
DecidedApril 1, 1953
DocketCiv. No. 28914
StatusPublished
Cited by18 cases

This text of 14 F.R.D. 154 (Brookshire v. Pennsylvania R. Co.) is published on Counsel Stack Legal Research, covering District Court, N.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brookshire v. Pennsylvania R. Co., 14 F.R.D. 154, 1953 U.S. Dist. LEXIS 3788 (N.D. Ohio 1953).

Opinion

McNAMEE, District Judge.

This action was filed originally in the Common Pleas Court of Mahoning County, Ohio and removed here on the ground of diversity of citizenship. The action is filed by the Administratrix of the decedent for pecuniary damages to next of kin. The allegations of the petition are that this 38 year old man, the father of eight children ranging from 2 to 18 years (the eldest boy allegedly permanently crippled), was a passenger in an automobile which was struck at the crossing of the railroad at Twelfth Street in the Village of Se-bring, Ohio at 4:30 a. m. on January 12, 1952, by a train traveling 80 miles an hour. The auto was carried down the tracks more than three-fourths of a mile and both the driver and passenger were killed almost instantly.

The plaintiff has filed a motion under Rule 34, Fed.Rules Civ.Proc. 28 U.S.C.A., for discovery to permit the production and copying of certain statements. The motion makes nine requests,—for the production of all written statements of the Engineer, the Conductor, the Supervisor of Tracks, reports and statements of other employees, all reports and records made, kept or furnished in connection with the accident, all statements of any other witnesses, all company rules and regulations with reference to this train operation, all photos taken, and all maps and surveys made in connection with this accident or to be used at the trial.

In support of the motion plaintiff’s counsel has filed an affidavit in which he deposes that he learned the names and addresses of the Engineer and Conductor of the train and the Supervisor of Tracks; that in long distance telephone conversation with each of said persons he attempted to effect arrangements to interview them and obtain statements as to their knowledge of the relevant facts of the accident. All of said persons refused to comply with counsel’s [156]*156requests in this regard. All of them are employees of the defendant company and made statements as to their knowledge of the accident to their employer. The other members of the train crew are unknown to plaintiff.

Defendant opposes the motion on the ground that the statements and other items described are in the possession of its counsel and are privileged under the law of Ohio. Defendant’s . argument poses the question whether under the doctrine of Erie R. Co. v. Tompkins, 304 U.S. 64, 58 S. Ct. 817, 82 L.Ed. 1188, this court is bound by the Ohio law on the subject of attorney-client privilege.

It is settled that under the rule of Erie v. Tompkins, federal courts in diversity cases are governed by the pertinent substantive law of the States. The Supreme Court has extended the rule of Erie v. Tompkins to so-called procedural rights where it has been shown that such rights materially affected the substantive rights of the parties. Cities Service Oil Co. v. Dunlap, 308 U.S. 208, 60 S.Ct. 201, 84 L. Ed. 196 (burden of proof); Palmer v. Hoffman, 318 U.S. 109, 63 S.Ct. 477, 87 L. Ed. 645 (contributory negligence); Guaranty Trust Co. v. York, 326 U.S. 99, 65 S.Ct. 1464, 89 L.Ed. 2079 (statute of limitations) ; Ragan v. Merchants Transfer Co., 337 U.S. 530, 69 S.Ct. 1233, 93 L.Ed. 1520 (statute of limitations) ; Cohen v. Beneficial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (a state statute requiring security for expenses).

In Cities Service Oil Co. v. Dunlap, supra, it was held that on an issue of a bona fide purchase where the state law places the burden of proof upon him who attacks the legal title and asserts a superior equity this rule must be followed by the federal court because “This is not a matter of practice in courts of equity but a matter of substantial right—a valuable assurance in favor of the legal title.”

In Guaranty Trust Co. v. York, supra [326 U.S. 99, 65 S.Ct. 1470], Mr. Justice Frankfurter said:

“And so the question is not whether a statute of limitations is deemed a matter of ‘procedure’ in some sense. The question is whether such a statute concerns merely the manner and the means by which a right to recover, as recognized by the State, is enforced, or whether such statutory limitation is a matter of substance in the aspect that alone is relevant to our problem, namely, does it significantly affect the result of a litigation for a federal court to disregard a law of a State that would be controlling in an action upon the same claim by the same parties in a State court?” (Emphasis supplied.)

And in Cohen v. Beneficial Loan Corp., supra [337 U.S. 541, 69 S.Ct. 1230], Mr. Justice Jackson said:

“Even if we were to agree that the New Jersey statute is procedural, it would not determine that it is not applicable. Rules which lawyers call procedural do not always exhaust their effect by regulating procedure. But this statute is not merely a regulation of procedure. With it or with•out it the main action takes the same course. However, it creates a new liability where none existed before, for it makes a stockholder who institutes a derivative action liable for the expense to which he puts the corporation and other defendants, if he does not make good his claims”.

But in no case of which I am aware, has it been held that Erie v. Tompkins makes it incumbent upon federal courts to follow the state law governing strictly procedural rights which relate only to the manner and means of enforcing a state-created substantive right. It is held, therefore, that as to matters purely procedural the Federal Rules of Civil Procedure govern in diversity cases tried in a federal court. This is in accord with the ruling recently made by Judge Freed of this court in Humphries v. Penna. R. Co., D.C., 14 F.R. D. 177. It is also in harmony with the view expressed by Professor Moore that—•

[157]*157“It seems clear, however, that privilege is not a substantive matter, i. e., one that will substantially affect the outcome of a case, but rather a matter of procedure like most other aspects of the law of evidence. The federal courts, therefore, while respecting state statutes on privilege, should be free to give their own interpretation to the concept of privilege.” 4 Moore’s Federal Practice, 2d Ed., Par. 26. 23, page 1152.

Rule 34 of the Federal Rules of Civil Procedure provides in part:

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Cite This Page — Counsel Stack

Bluebook (online)
14 F.R.D. 154, 1953 U.S. Dist. LEXIS 3788, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brookshire-v-pennsylvania-r-co-ohnd-1953.