Brooks v. United States

88 Fed. Cl. 141, 2009 U.S. Claims LEXIS 240, 2009 WL 1956215
CourtUnited States Court of Federal Claims
DecidedJuly 6, 2009
DocketNo. 03-2470C
StatusPublished
Cited by1 cases

This text of 88 Fed. Cl. 141 (Brooks v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brooks v. United States, 88 Fed. Cl. 141, 2009 U.S. Claims LEXIS 240, 2009 WL 1956215 (uscfc 2009).

Opinion

MEMORANDUM OPINION AND ORDER

WOLSKI, Judge.

Plaintiff Anthony J. Brooks seeks back pay, the correction of his records to indicate that he held the position of Chief Pharmacist Officer of the United States Public Health Service (“PHS”), and increased retirement pay resulting from this correction. After competing for this promotion and having been selected for the position by the Surgeon General, he received a Letter of Reprimand before the date he was to assume the office, and was denied the position. Before plaintiff had succeeded in having the Letter of Reprimand rescinded, competition for the position was reopened, and he was not selected a second time. The Secretary of Health and Human Services, acting through the Board for Correction of PHS Commissioned Corps Records (“BCCCR” or “the Board”), denied plaintiffs requested relief. Both parties have moved for judgment on the administrative record under Rule 52.1 of the Rules of the United States Court of Federal Claims (“RCFC”). As is explained in detail below, because the official with the discretion to remove individuals from the position in question rescinded the selection of plaintiff before the effective date of his appointment, plaintiff is not legally entitled to the relief he seeks. Accordingly, the government’s motion for judgment is GRANTED, and the plaintiffs motion for judgment is DENIED.

I. BACKGROUND

A. The Application to the Correction Board and the Letter of Reprimand

This case concerns a promotion decision within PHS, a sub-agency of the Department of Health and Human Services (“HHS”). The HHS Assistant Secretary for Health is the Service’s chief administrator. 42 U.S.C. § 202 (2000). The Service includes the Office of the Surgeon General and the Commissioned Corps of uniformed officers, whom the [143]*143President appoints with the advice and consent of the Senate. Id. §§ 203-204. By law, Commissioned Corps officers are entitled to pay based on their assigned pay grades. See 37 U.S.C. §§ 101(3), 204(a)(1); 42 U.S.C. § 210(a)(1). They are also entitled to a number of benefits available to Army officers, see 42 U.S.C. § 213a, including recourse to a board for correction of records. 42 U.S.C. § 213a(a)(12).

Captain Anthony J. Brooks joined the Commissioned Corps in 1979.1 Brooks v. United States, 65 Fed.Cl. 135, 137 (2005). He retired from the Corps, effective March 1, 2007. Def.’s Cross-Mot. for J. upon Admin. Rec. & Resp. to Pl.’s Mot. (“Def.’s Cross-Mot.”) at 9; Pl.’s Mot. for J. on Admin. Rec. (“Pl.’s Mot.”) at 11. On July 1, 1999, Capt. Brooks submitted an application to the BCCCR, seeking to have his promotion to the temporary 0-6 grade backdated by nine months. Admin. Rec. (“AR”) at 87-90. Plaintiff contended that a recently-adopted criterion for promotion that evaluated candidates by ranking them in quartiles at an agency-level unjustly favored less qualified candidates from smaller agencies. Id. at 89; see Brooks, 65 Fed.Cl. at 138 n. 4. To support his claim, he gave the example of a former subordinate who was transferred to another agency because of poor performance, yet was promoted over him by being the only candidate from — and hence in the top cohort of — her new agency. AR at 89-90. His application identified this officer by her PHS number and her initials, and contained as attachments three records from her personnel file — from which her name (but not her initials) was blackened out, and one of which contained both her PHS and social security numbers. See Pl.’s App. to Cross-Mot. for Sum. J. (“PL’s App.”) at 3, 8-11.2

The Executive Secretary of the BCCCR referred Capt. Brooks’s application to the Division of Commissioned Personnel (“DCP”), and received guidance in Advisory Opinions that were submitted on December 18, 1999 and April 2, 2000. See AR at 192-204. A few weeks after the second opinion was sent, the DCP’s Chief Legal Advisor, Capt. Denise Canton, received an e-mail from Deborah A. Harris of the Office of the General Counsel of HHS. Id. at 5. Apparently, Capt. Canton had inquired whether Capt. Brooks had violated the Privacy Act, 5 U.S.C. § 552a, by including the former subordinate’s records with his application to the BCCCR. The response from Ms. Harris was that “after some thought, we are certain that this disclosure was a violation of the Privacy Act.” AR at 5. In a revised Advisory Opinion, sent July 31, 2000, the DCP informed the BCCCR that Capt. Brooks “may have violated the Privacy Act,” and thus had “unclean hands,” precluding equitable relief. PL’s App. at 90.3 The cover letter to this report “eall[ed] the Board’s attention to the fact that it appears that [Capt. Brooks] submitted documents that are protected by the Privacy Act from another officer’s Official Personnel Folder,” and noted that “DCP finds that the release of and the access to these records protected by the Privacy Act may constitute misconduct.” Id. at 86. The letter concluded: “DCP retains the authority to take disciplinary action should there be a finding of sufficient evidence to substantiate an allegation of a Privacy Act Violation.” Id.

While his case was pending before the BCCCR, in early 2000 Capt. Brooks was nominated by the director of his institute to be a candidate for the position of Chief Pharmacist Officer (“CPO”), one of eight PHS Chief Professional Officer positions expressly authorized by statute. Brooks, 65 Fed.Cl. at [144]*144137; AR at 48. In the Spring of 2000, Capt. Brooks was one of five candidates recommended to the Surgeon General by the CPO Nomination Board. See AR at 48, 254, 284; Brooks, 65 Fed.Cl. at 137. On July 7, 2000, Capt. Brooks was interviewed for the CPO position by Deputy Surgeon General Kenneth Moritsugu. See AR at 284, 385. In mid-August 2000, plaintiff apparently first learned of DCP’s Privacy Act concerns. AR at 110; Brooks, 65 Fed.Cl. at 138. On September 17, 2000, Surgeon General David Satcher interviewed the plaintiff for the CPO position. AR at 284.

The next day the Surgeon General issued a memorandum to the Director of the DCP, with a copy to Capt. Brooks, selecting the plaintiff as the CPO to serve a term of four years beginning October 1, 2000. AR at 63. On September 22, the Acting Chief of Staff of the Surgeon General’s office, Richard G. Wyatt, contacted Capt. Brooks to inform him that the “memorandum had been sent in error,” citing “a problem in processing the action.” Brooks, 65 Fed.Cl. at 137; AR at 55. Earlier that day, the Deputy Surgeon General’s office requested from DCP the records of both the plaintiff and an individual selected for another position, “for final review.” AR at 384.

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Cite This Page — Counsel Stack

Bluebook (online)
88 Fed. Cl. 141, 2009 U.S. Claims LEXIS 240, 2009 WL 1956215, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brooks-v-united-states-uscfc-2009.