Brooks v. Alabama State Bar

574 So. 2d 33, 1990 WL 226859
CourtSupreme Court of Alabama
DecidedJanuary 11, 1991
Docket89-932
StatusPublished
Cited by5 cases

This text of 574 So. 2d 33 (Brooks v. Alabama State Bar) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brooks v. Alabama State Bar, 574 So. 2d 33, 1990 WL 226859 (Ala. 1991).

Opinion

574 So.2d 33 (1990)

Eleanor I. BROOKS
v.
ALABAMA STATE BAR.

89-932.

Supreme Court of Alabama.

December 7, 1990.
As Modified on Denial of Rehearing January 11, 1991.

Jere L. Beasley and Frank M. Wilson of Beasley, Wilson, Allen, Mendelsohn & Jemison, Montgomery, for appellant.

Robert W. Norris, General Counsel, Alabama State Bar, for appellee.

ALMON, Justice.

Eleanor I. Brooks, chief assistant district attorney for the Fifteenth Judicial Circuit, appeals from a private reprimand given to her by the Disciplinary Commission of the Alabama State Bar.[1] The Disciplinary Commission found that Ms. Brooks had violated Disciplinary Rules 7-107(A)(4) and 7-107(A)(6) of the Code of Professional Responsibility by making an extra-judicial statement on October 13, 1988, to a television reporter concerning a pending criminal case that she was prosecuting.

Proceedings before the Disciplinary Commission are governed by the Rules of Disciplinary Enforcement. Prior to December 13, 1988, Rule 1(a) of those Rules read as follows:

"Jurisdiction. Any attorney admitted to practice law in this State and any attorney specially admitted by any court in this State for a particular proceeding is subject to the exclusive disciplinary jurisdiction of the Supreme Court of Alabama and the Disciplinary Board of the Alabama State Bar, hereafter established."

On December 13, 1988, this Court issued an order[2] amending Rule 1(a) to read:

"Jurisdiction. All attorneys admitted to practice law in this state, including district attorneys, assistant district attorneys, United States attorneys, assistant United States attorneys, and the attorney general, assistant attorneys general, and any attorneys specially admitted by any court in this state for a particular proceeding are subject to the exclusive disciplinary jurisdiction of the Disciplinary Board of the Alabama State Bar, with review by the Supreme Court of Alabama."

This Court adopted the Code of Professional Responsibility on May 6, 1974,[3] and the Rules of Disciplinary Enforcement on *34 February 13, 1978.[4] On April 10, 1975, the Court decided Simpson v. Alabama State Bar, 294 Ala. 52, 311 So.2d 307 (1975), and Watson v. Alabama State Bar, 294 Ala. 57, 311 So.2d 311 (1975). Simpson involved a disciplinary proceeding under the Rules Governing the Conduct of Attorneys, which were in effect prior to the Code of Professional Responsibility and which will be hereinafter referred to as "the Rules Governing Conduct," against a district attorney for holding a press conference "concerning the disposition of a criminal case." 294 Ala. at 55, 311 So.2d at 308. Watson involved a similar proceeding against a deputy district attorney.

The rule under which the Bar sought to discipline Simpson used the broad jurisdictional language, "all persons heretofore or hereafter admitted to practice law in the State of Alabama," 294 Ala. at 54, 311 So.2d at 308. Nevertheless, the unanimous Court held that "a district attorney was not subject to discipline by the Board of Bar Commissioners for alleged violation of the Rules Governing the Conduct of Attorneys." 294 Ala. at 55, 311 So.2d at 309. The Court noted that "The question of whether a district attorney may be disciplined for violation of [the] Code of Professional Responsibility is not before us." 294 Ala. at 57, 311 So.2d at 310.

The courts have twice mentioned that Simpson did not decide whether district attorneys could be disciplined under the Code of Professional Responsibility. Honeycutt v. Simpson, 388 So.2d 990 (Ala. 1980); Stringer v. State, 372 So.2d 378, 382 (Ala.Crim.App.), cert. denied, 372 So.2d 384 (Ala.1979). This Court, in holding district attorneys immune from civil suit for actions taken in pursuit of their official duties, made the following reference to Simpson, without remarking that a different result might obtain under the Code of Professional Responsibility: "See [Simpson], where this Court refused to allow the Alabama State Bar to discipline a District Attorney." Jones v. Benton, 373 So.2d 307, 310 (Ala.1979).

A comparison in October 1988 of the Rules Governing Conduct with the Code of Professional Responsibility and the Rules of Disciplinary Enforcement, together with a study of the above-cited cases, would not have yielded a clear answer to the question of whether a district attorney or an assistant district attorney was subject to discipline by the Disciplinary Commission. Due process of law requires fair notice that one's conduct is subject to a law or regulation.

"The ex post facto principle applies to any activity in which a person engages with a reason to believe that it does not give rise to a particular penalty. This additional protection comes not from the ex post facto constitutional prohibition itself but from the `due process' clause of the Fifth amendment, which incorporates the same concept for judicial interpretations and holds that they rise to the level of a guaranty. Marks v. United States, 430 U.S. 188, 97 S.Ct. 990, 51 L.Ed.2d 260 (1977)."

United States v. Hayes, 703 F.Supp. 1493, 1502 (N.D.Ala.1989). Cf. Ala. Const.1901, art. I, §§ 6, 7, and 13.

"The right to due process is guaranteed to the citizens of Alabama under the Alabama Constitution of 1901, Article 1, Sections 6 and 13. This constitutional right to due process applies in civil actions as well as criminal proceedings. Pike v. Southern Bell Telephone and Telegraph Co., 263 Ala. 59, 81 So.2d 254 (1955). The courts have found that this right is violated when a statute or regulation is unduly vague, unreasonable, or overbroad."

Ross Neely Express, Inc. v. Alabama Dep't of Environmental Mgt., 437 So.2d 82, 84 (Ala.1983).

Because Ms. Brooks had reason to believe that her conduct was not governed by the Code of Professional Responsibility at the time she made the statement, due process prohibits the imposition of discipline on her under that Code. The order of reprimand is therefore reversed and the *35 cause is remanded for entry of an order setting aside the reprimand.

REVERSED AND REMANDED.

HORNSBY, C.J., and MADDOX, SHORES, ADAMS, HOUSTON and STEAGALL, JJ., concur.

JONES, J., dissents.

JONES, Justice (dissenting).

This case poses a difficult and important issue of first impression. The Court decides it, I believe, incorrectly.

On March 16, 1990, Ms. Brooks was privately reprimanded for making an extrajudicial statement to a Montgomery television station on October 13, 1988, concerning the results of tests on a criminal defendant and expressing an opinion as to the guilt of that defendant, in violation of DR 7-107(A)(4) and (6) of the Code of Professional Responsibility. DR 7-107(A)(4) and (6) provide, respectively, as follows:

"(A) A lawyer involved in a criminal matter shall not, from the time of the filing of a complaint, information, or indictment, the issuance of an arrest warrant, or arrest until the commencement of the trial or disposition without trial, make or participate in making an extra-judicial statement that a reasonable person would expect to be disseminated by means of public communication and that relates to:

"....

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Bluebook (online)
574 So. 2d 33, 1990 WL 226859, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brooks-v-alabama-state-bar-ala-1991.