Brockman v. Brookwood Capital Advisors, LLC

CourtDistrict Court, S.D. Ohio
DecidedSeptember 29, 2025
Docket1:23-cv-00657
StatusUnknown

This text of Brockman v. Brookwood Capital Advisors, LLC (Brockman v. Brookwood Capital Advisors, LLC) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brockman v. Brookwood Capital Advisors, LLC, (S.D. Ohio 2025).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO WESTERN DIVISION

BRIAN BROCKMAN, et al., : : Plaintiffs, : Case No. 1:23-cv-657 : vs. : Judge Jeffery P. Hopkins : BROOKWOOD CAPITAL ADVISORS, : LLC, et al., : : Defendants.

OPINION AND ORDER

Plaintiffs Bang Realty, Inc. (“Bang Realty”) and Brian Brockman (“Brockman”) (collectively, “Plaintiffs”) bring this case against Defendant Brookwood Capital Advisors, LLC (“Brookwood”), and Defendants Fisher Auction Company, Inc. (“Fisher Auction”) and Lamar P. Fisher (“Fisher”) (collectively, “Fisher Auction Defendants”) asserting claims for fraudulent misrepresentation, unjust enrichment, civil conspiracy, conversion, breach of duty, and injunctive relief. Am. Compl., Doc. 10. Brookwood and the Fisher Auction Defendants now separately seek to dismiss all of the claims asserted against them. Docs. 19, 30. The Fisher Auction Defendants alternatively seek leave to move for summary judgment. Doc. 24. Also before the Court is Brookwood and the Fisher Auction Defendants’ joint request to strike Plaintiffs’ Rule 26(f) report and stay discovery. Doc. 40. Plaintiffs oppose all of these motions. I. FACTUAL BACKGROUND Bang Realty is a realty company engaged in real estate brokerage services in several states throughout the country. Am. Compl., Doc. 10. Brian Brockman is the sole shareholder of Bang Realty. Id. ¶ 3. Over the course of several years, Plaintiffs engaged in “substantial regular business” with Brookwood, a company that buys, rehabs, and sells commercial real estate in various states throughout the United States. Id. ¶¶ 5, 12, 16. To sell its properties, Brookwood uses an online auction service, RealInsight Marketplace (“RIM”), and often names Fisher Auction and Fisher, as the licensed auctioneer.

Id. ¶ 13. Plaintiffs allege that Brookwood named Plaintiffs as the listing broker on numerous commercial real estate listings on RIM without Plaintiffs’ knowledge or consent. Id. ¶¶ 15– 16. Plaintiffs also allege that the Fisher Auction Defendants were listed as the auctioneer on many of those alleged fraudulent listings, id. ¶¶ 21, 24, and that, despite a duty or obligation to do so, the Fisher Auction Defendants failed to verify the auction listing information. Id. According to Plaintiffs, Brookwood has not paid any broker commission or other compensation to Plaintiffs for the sales of the properties. Id. ¶ 20. Despite repeated demands, Brookwood has continued to name Plaintiffs on the auction listings without their consent. Id. ¶ 18.

II. STANDARD OF REVIEW A party may move to dismiss a complaint for “failure to state a claim upon which relief can be granted” under Rule 12(b)(6) of the Federal Rules of Civil Procedure. Fed. R. Civ. P. 12(b)(6). To survive a motion to dismiss, a complaint must include “only enough facts to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). This, however, requires “more than labels and conclusions [or] a formulaic recitation of the elements of a cause of action,” and the “[f]actual allegations must be enough to raise a right to relief above the speculative level.” Id. at 555. “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the

defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Indeed, under the plausibility standard set forth in Twombly and Iqbal, courts play an important gatekeeper role, ensuring that claims meet a plausibility threshold before defendants are subjected to the potential rigors (and costs) of the discovery process. “Discovery, after all, is not designed as a method by which a plaintiff discovers whether he

has a claim, but rather a process for discovering evidence to substantiate plausibly-stated claims.” Green v. Mason, 504 F. Supp. 3d 813, 827 (S.D. Ohio 2020). In deciding a motion to dismiss, the district court must “construe the complaint in the light most favorable to the plaintiff, accept its allegations as true, and draw all reasonable inferences in favor of the plaintiff.” Directv, Inc. v. Treesh, 487 F.3d 471, 476 (6th Cir. 2007). In doing so, the district court “need not accept as true legal conclusions or unwarranted factual inferences.” Gregory v. Shelby County, 220 F.3d 433, 446 (6th Cir. 2000). III. LAW AND ANALYSIS A. Fisher Auction Defendants’ Motion to Dismiss (Doc. 19)

Plaintiffs advance four claims against the Fisher Auction Defendants, including: (1) breach of duty, (2) conversion, (3) unjust enrichment, and (4) injunctive relief. 1. Breach of Duty Plaintiffs assert a claim for breach of duty against the Fisher Auction Defendants. As part of their claim, Plaintiffs allege that the Fisher Auction Defendants have a duty to conduct auctions in accordance with applicable law. Am. Compl., Doc. 10, ¶ 38. Plaintiffs allege that the Fisher Auction Defendants breached that duty because they failed to observe applicable law, rules, and regulations affecting online real estate auctions, and failed to verify that Plaintiffs, who were identified as the listing broker, were actually involved in the sale of the properties being auctioned. Am. Compl., Doc. 10, ¶ 39–44. Plaintiffs say this caused them financial harm. Id. It is not without justification that the Fisher Auction Defendants express confusion on Plaintiffs’ breach of duty claim and speculate that Plaintiffs’ claim must either be a claim for

breach of fiduciary duty or negligence, or both. Doc. 19, PageID 471. In response, Plaintiffs make no attempt to clarify the basis for their claim and instead double down on their position that the Fisher Auction Defendants have a duty to perform their professional duties in the observance of a reasonable standard of care, and that they failed to observe that standard of care, causing harm to Plaintiffs as a result. Doc. 25, PageID 641. Plaintiffs cite to two cases, but neither clarifies the scope or basis of their claim. See Bowling Transp. v. Gregg, 103 Ohio App. 3d 539, 544 (6th Dist. 1995) (discussing duty of auctioneers relative to a negligent misrepresentation claim); Ley Indus., Inc. v. Charleston Auctioneers, 77 Ohio App. 3d 727, 731 (3d Dist. 1991) (explaining that an auction for the sale of real estate is governed by contract

principles). Rule 8 of the Federal Rules of Civil Procedure requires a “short and plain” statement that is sufficiently detailed to “‘give the defendant fair notice of what the plaintiff’s claim is and the grounds upon which it rests.’” Swierkiewicz v. Sorema N.A., 534 U.S. 506, 512 (2002) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957), abrogated on other grounds by Twombly, 550 U.S. 544). “Rule 8 ensures simply that each party has adequate notice of the other’s claims and an opportunity to meet them.” Lawson v. Huerta, 692 F. App’x 790, 794 (6th Cir. 2017) (citing Mayer v.

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Related

Conley v. Gibson
355 U.S. 41 (Supreme Court, 1957)
Swierkiewicz v. Sorema N. A.
534 U.S. 506 (Supreme Court, 2002)
Bell Atlantic Corp. v. Twombly
550 U.S. 544 (Supreme Court, 2007)
Ashcroft v. Iqbal
556 U.S. 662 (Supreme Court, 2009)
Mayer v. Mylod
988 F.2d 635 (Sixth Circuit, 1993)
Smith v. Boston Mut. Life Ins. Co.
2013 Ohio 2510 (Ohio Court of Appeals, 2013)
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State Ex Rel. Nunnally v. Oakwood, Unpublished Decision (4-1-2004)
2004 Ohio 1679 (Ohio Court of Appeals, 2004)
Ley Industries, Inc. v. Charleston Auctioneers
603 N.E.2d 1037 (Ohio Court of Appeals, 1991)
Bowling Transportation, Inc. v. Gregg
660 N.E.2d 497 (Ohio Court of Appeals, 1995)
Matt Lawson v. Michael Huerta
692 F. App'x 790 (Sixth Circuit, 2017)
Hambleton v. R.G. Barry Corp.
465 N.E.2d 1298 (Ohio Supreme Court, 1984)
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Gaines v. Preterm-Cleveland, Inc.
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Gregory v. Shelby County
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Minger v. Green
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Brockman v. Brookwood Capital Advisors, LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brockman-v-brookwood-capital-advisors-llc-ohsd-2025.