Brinkman v. Doughty

748 N.E.2d 116, 140 Ohio App. 3d 494
CourtOhio Court of Appeals
DecidedNovember 17, 2000
DocketC.A. Case No. 99-CA-92, T.C. Case No. 97-CV-0548.
StatusPublished
Cited by44 cases

This text of 748 N.E.2d 116 (Brinkman v. Doughty) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brinkman v. Doughty, 748 N.E.2d 116, 140 Ohio App. 3d 494 (Ohio Ct. App. 2000).

Opinion

*496 Brogan, Judge.

This case is before us on the appeal of plaintiffs-appellants from a decision granting summary judgment in favor of the defendants-appellees. The plaintiffs are seven siblings and the mother of Lois Butler, who died on August 7, 1994, as the result of a head-on collision. The defendants are two lawyers and a law firm that represented Butler’s estate, and also represented Butler’s three surviving children, Karen, Jim, and Scott Butler. Lois Butler additionally had an eighth sibling, who is not a party to this appeal.

For purposes of summary judgment, the defendants assumed that the facts in the complaint were true. According to the complaint, the Butler children retained Jon Doughty, James Doughty, and Doughty & Doughty as attorneys for Butler’s estate on September 26, 1994. The attorneys were also retained to pursue claims for Lois Butler’s wrongful death.

Subsequently, Karen Butler was appointed administrator of her mother’s estate. On October 12, 1994, the probate court approved the retention of Doughty & Doughty. Thereafter, the Doughtys negotiated a $100,000 settlement with Motorists Mutual (the tortfeasor’s insurance carrier). This settlement was based on an assumption that the tortfeasor’s policy limits would be exhausted by the $100,000 payment. However, about $110,000 more in proceeds was still potentially available from the policy. A further settlement of $195,000 was later obtained from Nationwide (Mrs. Butler’s underinsurance carrier).

On April 10,1995, the probate court approved the Motorists Mutual settlement. Likewise, the probate court approved the Nationwide settlement on June 5, 1995. The settlement amounts were distributed to the three Butler children and to the defendants for their legal services. Although the defendants knew that Lois Butler was survived by a mother and several siblings, the mother and siblings were not listed as next of kin on the application to approve the partial wrongful death settlement. Further, defendants did not try to obtain any settlement or recovery for any next of kin other than the Butler children. The plaintiffs were not notified of the settlements, hearings, or approvals. In fact, they did not learn about the probate court proceedings until August 1996.

On June 27, 1997, plaintiffs filed a legal malpractice action against Jon Doughty, James Doughty, and Doughty & Doughty. In the complaint, plaintiffs alleged that the defendants refused and failed to fulfill their professional duty to adequately represent all beneficiaries and next of kin. After discovery was conducted, the defendants filed a motion for summary judgment.

On November 19, 1999, the trial court issued a decision granting summary judgment to the defendants. In the decision, the trial court noted that legal malpractice liability to third parties arises only where the third party is in privity *497 with the attorney’s client or where the attorney acts maliciously. Concerning the first point, the court found that the interests of the decedent’s mother and siblings were not vested but were subject to a contingency. Accordingly, the court concluded that the plaintiffs’ interests were only potential and that the plaintiffs were not in privity with the fiduciary for the estate. This being the case, the attorneys for the fiduciary owed no duty to plaintiffs. The court also found that defendants had not acted maliciously.

Seven of the eight siblings who originally filed the complaint, and Mrs. Butler’s mother, Cordia Brinkman, now appeal from the summary judgment decision. In a single assignment of error, the plaintiffs assert that the trial court erred in granting the motion for summary judgment. The specific issue presented for review is whether defendants owed a professional duty as attorneys to adequately represent the plaintiffs.

Before addressing this point, we note that our review of summary judgment decisions is de novo, ie., we apply the standards used by the trial court. Long v. Tokai Bank of California (1996), 114 Ohio App.3d 116, 119, 682 N.E.2d 1052, 1054-1055. Under established standards, “summary judgment is appropriate when (1) there is no genuine issue of material fact, (2) the moving party is entitled to judgment as a matter of law, and (3) reasonable minds can come to but one conclusion and that conclusion is adverse to the nonmoving party, said party being entitled to have the evidence construed most strongly in his favor.” Zivich v. Mentor Soccer Club, Inc. (1998), 82 Ohio St.3d 367, 369-370, 696 N.E.2d 201, 204.

In the present case, there is nothing to construe in plaintiffs’ favor, since defendants accepted the facts in the complaint as true. Furthermore, the general law regarding an attorney’s liability to third parties is not disputed. Specifically:

“An attorney is immune from liability to third persons arising from his performance as an attorney in good faith on behalf of, and with the knowledge of his client, unless such third person is in privity with the client or the attorney acts maliciously.” Scholler v. Scholler (1984), 10 Ohio St.3d 98, 10 OBR 426, 462 N.E.2d 158, paragraph one of the syllabus.

Given these facts, the only pertinent question is whether the trial court was legally correct when it found a lack of privity between the wrongful death beneficiaries and the administrator.

As we mentioned, the trial court concluded that the beneficiaries had a “contingent,” rather than a “vested” interest. Plaintiffs contend that this is incorrect, because the wrongful death statute (R.C. 2125.02) fixes the status of beneficiaries as of the decedent’s death. According to plaintiffs, wrongful death beneficiaries are the “real parties in interest,” and the administrator is merely a *498 nominal party. Further, because the administrator owes a fiduciary duty to each statutory beneficiary, the attorneys she retains owe the beneficiaries a corresponding duty of care.

In response, defendants claim that the siblings’ interests are merely contingent because the wrongful death statute does not presume that they have suffered damages. Notably, defendants make no similar assertion about Cordia Brink-man, the decedent’s mother, who was within the class of persons “rebuttably presumed” to have suffered damages as a result of Lois Butler’s death. See R.C. 2125.02(A)(1).

In Simon v. Zipperstein (1987), 32 Ohio St.3d 74, 76-77, 512 N.E.2d 636, 637-639, the Ohio Supreme Court held that a potential beneficiary of an estate had no vested interest in the estate. Accordingly, the court held that the beneficiary lacked privity and could not sue the estate’s attorney for negligently failing to comply with the decedent’s testamentary intent. Subsequently, in Elam v. Hyatt Legal Serv., Inc. (1989), 44 Ohio St.3d 175, 541 N.E.2d 616, the Ohio Supreme Court held:

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Estate of Sudman
2023 Ohio 4356 (Ohio Court of Appeals, 2023)
Homan v. Franklin Twp. Bd. of Zoning Appeals
2018 Ohio 3717 (Ohio Court of Appeals, 2018)
In re Estate of Watson
2018 Ohio 3209 (Ohio Court of Appeals, 2018)
Omega Riggers & Erectors, Inc. v. Koverman
2016 Ohio 2961 (Ohio Court of Appeals, 2016)
Key Ads, Inc. v. Dayton Bd. of Zoning Appeals
2014 Ohio 4961 (Ohio Court of Appeals, 2014)
Busbee v. Eaton Med. Transport, Inc.
2014 Ohio 4701 (Ohio Court of Appeals, 2014)
Crespo v. Harvey
2014 Ohio 1755 (Ohio Court of Appeals, 2014)
Home City Fed. Savs. Bank v. Becraft & Sons Gen. Contrs., Ltd.
2013 Ohio 4945 (Ohio Court of Appeals, 2013)
Foster v. Bur. of Workers' Comp.
2013 Ohio 4075 (Ohio Court of Appeals, 2013)
Mason v. Townhouses of Catalpa
2013 Ohio 3940 (Ohio Court of Appeals, 2013)
Peterson v. Amigo Mobility Internatl., Inc.
2013 Ohio 3933 (Ohio Court of Appeals, 2013)
George v. Kroger Co.
2013 Ohio 2929 (Ohio Court of Appeals, 2013)
Hendricks v. Patton
2013 Ohio 2121 (Ohio Court of Appeals, 2013)
Tarpley v. Aldi Inc. Ohio
2013 Ohio 624 (Ohio Court of Appeals, 2013)
Anadell v. Office of Pub. Defender
2012 Ohio 6355 (Ohio Court of Claims, 2012)
Craycraft v. Simmons
2011 Ohio 3273 (Ohio Court of Appeals, 2011)
City of Trotwood v. South Central Construction, L.L.C.
192 Ohio App. 3d 69 (Ohio Court of Appeals, 2011)
Perez v. Stern
777 N.W.2d 545 (Nebraska Supreme Court, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
748 N.E.2d 116, 140 Ohio App. 3d 494, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brinkman-v-doughty-ohioctapp-2000.