Brian Marshall v. Department of the Interior

CourtMerit Systems Protection Board
DecidedMarch 15, 2024
DocketDE-1221-17-0386-W-1
StatusUnpublished

This text of Brian Marshall v. Department of the Interior (Brian Marshall v. Department of the Interior) is published on Counsel Stack Legal Research, covering Merit Systems Protection Board primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brian Marshall v. Department of the Interior, (Miss. 2024).

Opinion

UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD

BRIAN D. MARSHALL, DOCKET NUMBER Appellant, DE-1221-17-0386-W-1

v.

DEPARTMENT OF THE INTERIOR, DATE: March 15, 2024 Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Joshua L. Klinger , Esquire, Denver, Colorado, for the appellant.

Ernest J. Walker , Lakewood, Colorado, for the agency.

BEFORE

Cathy A. Harris, Chairman Raymond A. Limon, Vice Chairman

FINAL ORDER

The appellant has filed a petition for review of the initial decision, which denied corrective action in this individual right of action (IRA) appeal. Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact; the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative 1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2

judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED to clarify that the statute at 5 U.S.C. § 2302(f)(2) does not apply to this matter and to supplement the administrative judge’s analysis of the agency’s clear and convincing burden, we AFFIRM the initial decision.

BACKGROUND The following facts, as recited in the initial decision, are generally undisputed. Initial Appeal File (IAF), Tab 52, Initial Decision (ID). The appellant became a GS-14 Supervisory Physical Scientist in 2010, and his major duties involved managing operations in the Energy Geochemistry Laboratory (EGL) and supervising its personnel. ID at 2; Hearing Transcript (HT) at 161 (testimony of the appellant). From 1996-2008, before the appellant occupied this supervisory position, there was a significant data manipulation incident at the laboratory. ID at 4. On October 16, 2014, the appellant was informed by a subordinate employee that there was laboratory data manipulation by another employee. ID at 3. The appellant made four disclosures based on this information. ID at 3-4. The agency’s Scientific Integrity Review Panel (SIRP) issued a report in September 2015. ID at 4. The SIRP report included negative findings about the appellant’s management of the laboratory, including his failure to implement effective measures to prevent a data manipulation reoccurrence, and it recommended the immediate shutdown of the EGL Inorganic Chemistry 3

Laboratory. ID at 4-5; IAF, Tab 13 at 158-80. The agency announced the laboratory’s closure in January 2016. ID at 5-6; IAF, Tab 13 at 136-37. In late 2016, the agency proposed to the appellant and effected a 14-day suspension based on the appellant’s negligence as a laboratory manager. ID at 6; IAF, Tab 13 at 23-29, 80-88. The appellant also received a Fully Successful FY 2016 performance rating, which was lower than his previous ratings. ID at 6; IAF, Tab 33 at 79. The appellant requested reconsideration of the performance rating, which was denied. ID at 6; IAF, Tab 19 at 25, Tab 34 at 24-28. After filing a complaint with the Office of Special Counsel, the appellant filed an IRA appeal, in which he alleged that the agency proposed and effected a 14-day suspension and issued to him a FY 2016 Fully Successful performance rating in reprisal for his whistleblowing disclosures. ID at 6; IAF, Tab 1. After a hearing was held, the administrative judge found that the appellant proved by preponderant evidence that he made four whistleblowing disclosures that were protected by 5 U.S.C. § 2302(b)(8), and these disclosures were a contributing factor in the three personnel actions. ID at 1, 6-9. The administrative judge also found that these disclosures were made in the normal course of the appellant’s duties. ID at 9-12. The administrative judge further found that the appellant failed to prove that the agency took the actions against him “in reprisal for” his disclosures pursuant to 5 U.S.C. § 2302(f)(2). ID at 12-14. Alternatively, the administrative judge determined that, even if the appellant satisfied his burden, the appellant was not entitled to corrective action. ID at 14-16. The appellant has filed a petition for review, the agency has filed a response, and the appellant has filed a reply. Petition for Review (PFR) File, Tabs 3, 5-6. On petition for review, the appellant argues that his whistleblowing disclosures were not made during the normal course of his duties, he proved that his whistleblowing disclosures were a contributing factor in the personnel actions taken against him, and the agency did not prove by clear and convincing evidence 4

that it would have taken the actions absent his whistleblowing disclosures. PFR File, Tab 3 at 16-30.

DISCUSSION OF ARGUMENTS ON REVIEW Under the Whistleblower Protection Enhancement Act of 2012 (WPEA), an appellant may establish a prima facie case of retaliation for whistleblowing disclosures and/or protected activity by proving by preponderant evidence that (1) he made a disclosure described under 5 U.S.C. § 2302(b)(8) or engaged in protected activity described under 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D), and (2) the whistleblowing disclosure or protected activity was a contributing factor in the agency’s decision to take, fail to take, or threaten to take or fail to take, a personnel action against him. 2 5 U.S.C. § 1221(e)(1); Webb v. Department of the Interior, 122 M.S.P.R. 248, ¶ 6 (2015). If the appellant makes out a prima facie case, the agency is given an opportunity to prove, by clear and convincing evidence, that it would have taken the same personnel action in the absence of the whistleblowing disclosure(s). 3 5 U.S.C. § 1221(e)(2); Webb, 122 M.S.P.R. 248, ¶ 6. Prior to the WPEA’s enactment, disclosures made in the normal course of an employee’s duties were not protected. Salazar v. Department of Veterans Affairs, 2022 MSPB 42, ¶¶ 10-12. However, under a provision of the WPEA codified as 5 U.S.C.

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Brian Marshall v. Department of the Interior, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brian-marshall-v-department-of-the-interior-mspb-2024.