BRELAND EX REL. BRELAND v. Rich

69 So. 3d 803, 2011 Ala. LEXIS 30, 2011 WL 835065
CourtSupreme Court of Alabama
DecidedMarch 11, 2011
Docket1091425
StatusPublished
Cited by10 cases

This text of 69 So. 3d 803 (BRELAND EX REL. BRELAND v. Rich) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
BRELAND EX REL. BRELAND v. Rich, 69 So. 3d 803, 2011 Ala. LEXIS 30, 2011 WL 835065 (Ala. 2011).

Opinion

BOLIN, Justice.

Anna Breland, a minor, by and through her mother and next friend, Julie Breland, appeals from a summary judgment entered in favor of defendants Dr. Leonard Rich and Vision Partners, LLC, a professional corporation of which Dr. Rich is a member.

Facts and Procedural History

Anna was born on April 9, 2003, at the University of South Alabama Children’s and Women’s Hospital (hereinafter “USA”) in Mobile. Anna was born prematurely at 23 weeks gestation, and she weighed 12.87 ounces at birth. Because she was premature, Anna was admitted to USA’s Neonatal Intensive Care Unit (hereinafter “the NICU”) for treatment and care. Dr. Fabian Eyal was the medical director of the NICU.

Anna’s prematurity placed her at risk of developing several serious medical conditions, including retinopathy of prematurity (hereinafter “ROP”), a condition that affects the normal growth of retinal blood vessels and can cause blindness in premature infants. ROP typically presents some time after birth. Because early diagnosis is critical for treatment to be successful, premature infants should be screened early and regularly for ROP. Anna was placed on the list of premature infants at risk for ROP by pediatric ophthalmologist Dr. Rich, the board-certified ophthalmologist consulted by the NICU.

*805 Dr. Rich would typically retrieve the NICU’s eye-exam book (a bound book containing the list of premature infants to be examined on a particular date) and would take the eye-exam book with him to each patient’s bedside. Dr. Rich would perform the ROP exam and would note his findings on an eye form, which would be left at the patient’s bedside for inclusion in the patient’s chart. Renée Rogers, nurse manager of the NICU, testified that the eye forms would sometimes be found in a stack on an unused desk in the NICU or that sometimes Dr. Rich would place the eye form in the chart. She also stated that several eye forms might be found at one patient’s bedside and that, on one occasion, an eye form was found in a restroom in the NICU. Dr. Rich would keep a copy of the eye form for his own office records. One section of the eye form contains a drawing of the different zones of the eyes where the various stages of ROP might be located during an eye examination along with separate sections to note other examination findings and information.

After completing the eye form for a particular patient, Dr. Rich would transpose the diagnosis and follow-up-treatment information from each patient’s eye form into the bound eye-exam book. The eye-exam book contains dates, a list of the names of the patients in the NICU needing ROP exams, and an indication as to whether further examination is necessary. Dr. Rich used symbols to indicate whether further treatment was necessary on both the eye form and in the eye-exam book. One of those symbols was two dashes with circles around them to indicate that there was no ROP and that no follow-up ROP exam was necessary. After completing all the scheduled ROP exams each day, Dr. Rich would return the eye-exam book to the ward clerk’s desk. Dr. Rich stated that he was the only person to write diagnosis and treatment information in the eye-exam book and that he used the eye-exam book to make sure that he did not miss any appointments on a given day. Dr. Rich stated that since 1981 he had been writing notations on the eye form and then simultaneously taking that information regarding the diagnosis and any follow-up treatment and writing it in the eye-exam book. Thereafter, the ward clerk would open the eye-exam book to Dr. Rich’s entries and would schedule patients for follow-up ROP examinations as indicated.

On May 21, 2003, Dr. Rich performed an ROP examination on Anna. He noted on the eye form that Anna should be examined again in two weeks. Dr. Rich then entered the same information in the eye-exam book beside Anna’s name. Using the eye-exam book, the ward clerk scheduled Anna for another ROP examination. On June 2, 2008, Dr. Rich examined Anna and entered his findings on the eye form. He indicated that Anna should be examined again in two weeks. Dr. Rich then recorded that information in the eye-exam book. The ward clerk, using the eye-exam book, placed Anna on the list of patients to be examined in two weeks. On June 16, 2003, Dr. Rich again examined Anna. Dr. Rich noted on his eye form “tube, 2wk,” indicating that Anna was on a ventilator and that she should be examined again in two weeks. However, Dr. Rich wrote in the eye-exam book next to Anna’s name that Anna was negative for ROP and that no further examinations were needed. Based on the notations in the eye-exam book, Anna was not placed on the list of patients to be examined in two weeks.

On July 4, July 6, and July 9, 2003, nurse practitioners in the NICU observing Anna made notes that a follow-up ROP examination was due. This is because it had been approximately two weeks since Anna had had her last exam, and, because Dr. Rich did not always have appointments *806 scheduled for exactly two weeks from the prior appointment, the NICU nurse practitioners would note that a follow-up exam was due. Dr. Eyal testified that, at that point, he would have checked the eye-exam book to see if another exam was necessary. Because Dr. Rich had indicated in the eye-exam book following his examination of Anna on June 16, 2003, that no further exam was necessary, Anna was not reexamined.

Dr. Eyal testified that the progress notes made by the NICU nurse practitioners do not “trigger” exams; instead, the eye-exam book is the trigger for scheduling ROP examinations. He stated that the progress notes are often copied from one day to the next. Dr. Eyal testified that the NICU has relied upon the eye-exam book for 15 years because the eye-exam book stays in the NICU and cannot be misplaced, whereas the eye forms do not immediately appear in the patient’s chart and because charts are “thinned out” on a regular basis, possibly removing the eye form from the patient’s chart and placing the culled reports in a different place in the NICU. Dr. Eyal testified that Dr. Rich is the only person to write in the eye-exam book, which prevented a ward clerk from possibly misinterpreting Dr. Rich’s handwriting in transferring the notes from the eye form to the eye-exam book.

On August 12, 2003, a NICU nurse practitioner discovered the conflict in the notations in Dr. Rich’s eye form and his notations in the eye-exam book. The conflicting notes were shown to Dr. Eyal, and he asked that Anna be reexamined for ROP. That same evening, Dr. Rich was in the NICU and he was notified that Anna needed another exam. After examining Anna, Dr. Rich discovered that Anna had stage III to stage IV ROP in both her eyes since her last exam on June 16, 2003. After being diagnosed with ROP, Anna went to a children’s hospital where she underwent several procedures and surgeries, but the ROP had progressed to such an extent that Anna’s retina in her right eye was completely detached and her retina in her left eye was only 10% attached. As a result, Anna was permanently blind.

On December 3, 2007, Julie Breland, Anna’s mother, sued Dr. Rich, Vision Partners, Dr. Eyal, USA, and USA Health Services Foundation pursuant to the Alabama Medical Liability Act (“AMLA”). 1 USA moved for and was granted a summary judgment on the ground of sovereign immunity. Dr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Wilson v. Stewart
S.D. Alabama, 2021
Thornton v. Mitchell
M.D. Alabama, 2020
Coleman v. Anniston HMA, LLC
255 So. 3d 166 (Supreme Court of Alabama, 2017)
Boyles ex rel. Boyles v. Dougherty
143 So. 3d 682 (Supreme Court of Alabama, 2013)
Smith v. Fisher
143 So. 3d 110 (Supreme Court of Alabama, 2013)
Admiral Insurance Co. v. Price-Williams
129 So. 3d 991 (Supreme Court of Alabama, 2013)
Hrynkiw v. Trammell
96 So. 3d 794 (Supreme Court of Alabama, 2012)
Hammonds v. United States
Eleventh Circuit, 2011

Cite This Page — Counsel Stack

Bluebook (online)
69 So. 3d 803, 2011 Ala. LEXIS 30, 2011 WL 835065, Counsel Stack Legal Research, https://law.counselstack.com/opinion/breland-ex-rel-breland-v-rich-ala-2011.