Breen v. Henshaw

472 F.2d 1398, 176 U.S.P.Q. (BNA) 519, 1973 CCPA LEXIS 422
CourtCourt of Customs and Patent Appeals
DecidedFebruary 15, 1973
DocketPatent Appeal No. 8825
StatusPublished
Cited by13 cases

This text of 472 F.2d 1398 (Breen v. Henshaw) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Breen v. Henshaw, 472 F.2d 1398, 176 U.S.P.Q. (BNA) 519, 1973 CCPA LEXIS 422 (ccpa 1973).

Opinion

MARKEY, Chief Judge.

This appeal is from the decision of the Board of Patent Interferences awarding priority of invention of the subject matter of the ten counts to sen-

[1399]*1399ior party Henshaw. Appellants provoked the interference by presenting claims in their application serial No. 343,856, filed February 10, 1964, which were copied from U. S. Patent No. 3,225,533, issued December 28, 1965, to Henshaw on application serial No. 231,457, filed October 18, 1962.1 Hen-shaw relied upon his Australian priority dates of October 19, 1961 and January 16, 1962, the benefit of which was accorded only for counts 1 and 2. Breen et al. asserted four actual reductions to practice of counts 1 and 2 and one actual reduction of counts 3 to 10, all at times well before Henshaw’s earliest date. The board found otherwise, holding that Breen et al. had not proven “with the requisite preponderance of the evidence actual reduction to practice of a process for forming (our emphasis) ‘stable twisted threads’ as set forth in the counts in issue.” We affirm the board’s decision.

THE SUBJECT MATTER

The basic invention involved in this interference is set forth in the Henshaw patent:

This invention resides in forming a thread having alternating zones of opposite twist and stabilizing the twist by bringing the thread so twisted together with another thread and allowing it to twist around the other thread. Conveniently two or more threads each with zones of alternating twist, may be brought together with their twist zones in suitable phase relationship and allowed to twist around each other to achieve stabilization.

The initial step of forming alternating zones of opposite twist is known in the art as false twisting and the false twist so imparted differs from the stabilized “self-twist” of the invention in that some form of setting is necessary to retain the twist when the thread is left free of support.

The counts are directed to the process for forming these stable twisted threads, count 2 being representative:

2. The process for forming stable twisted threads from at least two strands, comprising the steps of separately twisting each of at least two strands so that each strand has repeated along its length alternating zones of opposite twist, converging the twisted strands in such a way that like twist zones thereof are at least partly in phase, and leaving the converged strands free of support along a distance sufficient to allow the strands to partly untwist and thereby to twist about one another.

Count 1 requires that only one of the strands be false twisted in the initial step. Counts 3 to 10 add limitations on the length of distance allowed for untwisting and cabling around the other strand, the phase relationships at convergence, and the method of effecting the false twisting.

THE RECORD

The parties did not take testimony but instead filed stipulated records pursuant to Rule 272(c). The Breen et al. record consists of affidavits by the joint inventors and ten corroborating witnesses and documentary exhibits. Henshaw presented only rebuttal evidence in the form of his own affidavit, abridged transcripts of interviews with Breen, Freeman, and coworker Meyer and documentary exhibits from the files of DuPont, assignee of the Breen et al. application.

THE BREEN ET AL. ALLEGED REDUCTIONS TO PRACTICE

I. Tow-To-Yarn Work

The first three asserted actual reductions to practice stem from activities of the inventors during the investigation of a tow-to-yarn process. The basic idea was to false twist a multifilament [1400]*1400strand, converge it with other similarly false-twisted strands to form a rope, combine several ropes into a tow, subject the tow to various treatments, then separate the tow back into ropes and thence into the original strands. Originally, the false twist was conceived as means for “identifying” the individual strands, i. e. for preventing entanglement and thus aiding separation.

The first experiment relied upon by appellants was run at the Tech. Lab of the “May plant” in Camden, South Carolina on February 6, 7 and 8, 1958. The board found, and we agree therewith, that it was established that during these activities the steps of the process as defined in counts 1 and 2 were actually carried out. Although Breen and Freeman had no preconception that the twist cabling of the final step of the process would occur, they did observe and record (Exhibit K) the tendency of the false twisted threadlines to twist together after the same had contacted each other and had been left free of support. These observations are corroborated by the affidavits of coworkers Blackwell and Lunney. Breen also recorded in his notebook the idea that this cabling “is believed to be desirable as a way of holding the twist as would be the case at the tow convergence.” However, the board went on to point out:

[W]e do not hold that the production of a “stable twisted thread” (our emphasis) was proven.

Herein lies the crux of appellants’ case for priority. The counts require not only that the enumerated steps be carried out but also that they produce “stable twisted threads.” See Breen v. Richmond, 54 CCPA 719, 366 F.2d 482, 151 USPQ 194 (1966). Thus, as properly held by the board under the authority of Conner v. Joris, 44 CCPA 772, 241 F.2d 944, 113 USPQ 56 (1957), actual reduction to practice requires proof of utility of the process pursuant to this intended purpose.

It is at this point that the scope of the term “stable” as employed in the counts must be determined. Appellants argue that neither party intended to restrict the counts to the production of a “use-stable” yarn, i. e. one which is per se useful without any preliminary twist setting. Instead, appellants urge, the word “stable” merely indicates a “twist-stable” condition in that the product will retain the twist when a length is freely suspended. Treatment to set the twist prior to practical use may still be contemplated. Or the twisted product may only represent an intermediate stage in textile processing, later to be disassembled. Such a meaning is said to be consistent with the disclosure of the specifications of both parties. Henshaw, on the other hand, contends that “stable” as used in the counts, which originated in the Henshaw patent, refers to stability of the twist “in practical usage, i. e. use-stable.”

The board plainly found applicable a broader meaning than the “use-stable” connotation being advanced by Henshaw. Thus they took into consideration evidence of Breen et al. with respect to proving utility of the process for the production either of

(1) “stable twisted threads” useful in the further processing of ultimately useful yarns or (2) “stable twisted threads” ultimately useful in themselves.

We think the board properly interpreted the counts. As it pointed out, although the disclosure of the Breen et al. application is mainly “directed to a finished yarn structure” with further setting an option that “may be desirable” prior to use, there is reference to the use of the process as an intermediate textile operation.

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472 F.2d 1398, 176 U.S.P.Q. (BNA) 519, 1973 CCPA LEXIS 422, Counsel Stack Legal Research, https://law.counselstack.com/opinion/breen-v-henshaw-ccpa-1973.