Brandon S. Spalding v. State of Indiana (mem. dec.)

• Court: Indiana Court of Appeals
• Decided: April 21, 2016
• Docket: 22A01-1510-CR-1607
• Status: Published

Opinion

MEMORANDUM DECISION FILED Apr 21 2016, 7:49 am Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be CLERK Indiana Supreme Court regarded as precedent or cited before any Court of Appeals and Tax Court

court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.

ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Matthew J. McGovern Gregory F. Zoeller Anderson, Indiana Attorney General of Indiana

Jesse R. Drum Deputy Attorney General Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

Brandon S. Spalding, April 21, 2016 Appellant-Defendant, Court of Appeals Case No. 22A01-1510-CR-1607 v. Appeal from the Floyd Superior Court State of Indiana, The Honorable Maria D. Granger, Appellee-Plaintiff. Judge Trial Court Cause No. 22D03-0904-FA-964

Altice, Judge.

Case Summary

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 1 of 8 [1] After admitting that he violated the terms of his probation, the trial court

revoked the entirety of Brandon S. Spalding’s suspended, three-year sentence.

Spalding argues that such amounted to an abuse of discretion.

[2] We affirm.

Facts & Procedural History

[3] On April 20, 2009, Spalding and three accomplices kicked in Tyson Brownlee’s

apartment door, struck him several times, and then Spalding and another shot

at him with handguns as he ran away. On April 22, 2009, the State charged

Spalding with attempted murder and burglary resulting in bodily injury, both

Class A felonies. On August 12, 2009, Spalding entered into a plea agreement

with the State, whereby he agreed to plead guilty to an amended charge of

criminal recklessness as a Class C felony. The State agreed to dismiss the

attempted murder charge and further agreed that the sentence imposed would

be eight years, with four years suspended to supervised probation. The trial

court sentenced Spalding accordingly on September 14, 2009.

[4] The State filed its first petition to revoke Spalding’s probation on December 9,

2010, alleging that he had failed to maintain good behavior and that he had

committed another crime. On February 9, 2011, Spalding and the State entered

into a plea agreement in another criminal case in which Spalding agreed to

plead guilty to two counts of Class D felony perjury. In exchange, the State

agreed to an aggregate three-year sentence and to dismiss the petition to revoke

probation in this case.

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 2 of 8 [5] Spalding was released to probation on October 29, 2012. On January 1, 2013,

he was arrested for possession of a controlled substance, maintaining a

common nuisance, dealing in marijuana, and possession of marijuana. The

State filed a second petition to revoke Spalding’s probation on February 26,

2013, for failing to behave, committing new crimes (based on January 1, 2013

arrest), using alcohol and/or drugs, and failing to pay fees. At a probation

revocation hearing on August 14, 2013, Spalding admitted to violating his

probation and the court modified his suspended sentence to four years with one

year of home detention and three years suspended to probation.

[6] Spalding started home detention on August 27, 2013. In September and

October, he went to unauthorized locations and failed to attend a Thinking for

Change class. He also failed a drug screen on September 20, 2013, testing

positive for opiates and marijuana. Based on the foregoing, the State filed a

petition to revoke Spalding’s home detention on October 9, 2013. Following a

hearing on November 20, 2013, the trial court revoked Spalding’s placement on

home detention and ordered him to serve one year in the Department of

Correction (DOC) followed by three years of probation.

[7] The State filed another petition to revoke probation on July 31, 2014. The State

amended its petition on October 3, 2014, October 23, 2014, and January 16,

2015. In the January 16 amended petition, the State alleged that Spalding

violated the following terms of his probation: (1) failure to maintain good

behavior; (2) committing criminal acts in Kentucky; (3) failure to report to

probation; (4) failure to comply with community service; (5) failure to comply

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 3 of 8 with Thinking for a Change; (6) use of alcohol and/or controlled substances not

prescribed by a physician; and (7) failure to pay fees. The State filed a fourth

amended notice of probation violation on June 24, 2015, which recounted in

more detail the allegations in the January 16 amended petition. Specifically,

the fourth amended notice detailed that Spalding had been arrested in Kentucky

in one case for possession of marijuana, in a second case for possession of a

controlled substance in the second degree, in a third case for possession of a

controlled substance in the first degree and criminal possession of a forged

instrument, and in a fourth case for giving an officer a false name and identity

theft. It was further noted that Spalding had a positive screen for drugs on June

9, July 18, August 25, and October 14, 2014.

[8] The trial court held a probation revocation and dispositional hearing on

September 23, 2015, at which Spalding admitted to all of the alleged violations

of his probation as outlined in the fourth amended notice of probation

violation. With regard to disposition, Spalding’s probation officer testified,

summarizing his past conduct and his unwillingness to initiate treatment for

drugs and alcohol. She further testified that Spalding is not “a candidate for

probation” because he has “been unable to comply with the conditions of the

probation.” Transcript at 64. A program coordinator with Community

Corrections who was familiar with Spalding testified that Spalding would not

be successful in her program because he does not have the “drive to do better”

and is not ready to change his thinking. Id. at 73. At the conclusion of the

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 4 of 8 hearing, the trial court revoked Spalding’s probation and ordered him to serve

his entire three-year suspended sentence in the DOC. Spalding now appeals.

Discussion & Decision

[9] Spalding argues that the trial court abused its discretion when it ordered him to

serve his three-year suspended sentence in the DOC. Probation is a matter of

grace left to trial court discretion, not a right to which a criminal defendant is

entitled. Sanders v. State, 825 N.E.2d 952, 955 (Ind. Ct. App. 2005), trans.

denied. Where a trial court has exercised its grace by granting a defendant

probation in lieu of incarceration, it has considerable leeway in deciding how to

proceed when the defendant then violates the conditions of his probation.

Prewitt v. State, 878 N.E.2d 184, 188 (Ind. 2007). Thus, the sanction imposed by

the trial court upon a finding of a probation violation is reviewed on appeal for

an abuse of discretion. Brandenburg v. State, 992 N.E.2d 951, 953 (Ind. Ct. App.

2013), trans. denied. An abuse of discretion occurs where the trial court’s

decision is clearly against the logic and effect of the facts and circumstances

before the court. Id. Although the court has several alternative sanctions it

may impose where it has found that a defendant has violated his probation, one

of those sanctions is to order execution of all or part of the sentence that was

suspended at the time of initial sentencing. Id.; see also Ind. Code § 35-38-2-

3(h)(3).

[10] In arguing that the trial court abused its discretion in ordering that he serve the

entirety of his suspended sentence in the DOC, Spalding asserts that the trial

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 5 of 8 court did not adequately appreciate that he “accepted full responsibility for his

actions by admitting his violations.” Appellant’s Brief at 12. He also maintains

that the trial court did not afford sufficient mitigating weight to his assertion

that having recently been blessed with two children, he was now “absolutely

willing to throw in the white flag and change [his] life.” Transcript at 85.

[11] Here, the record reflects that Spalding’s daughter was born in 2013 and that his

son was born in 2015. As appropriately noted by the trial court, Spalding’s

conduct since the birth of his children belies his assertion that he has changed

his outlook on life and wants to move away from his destructive behavior. To

be sure, even after the birth of his daughter, Spalding failed numerous drug

screens and did not initiate substance abuse treatment. Spalding was also

arrested four times for additional offenses, the most recent being shortly after

the birth of his son. Clearly, his children have not provided sufficient incentive

for Spalding to change his behavior.

[12] Spalding also directs us to a general sentencing standard that requires a trial

court to consider a defendant’s willingness to plead guilty as a mitigating

circumstance. See, e.g., Scheckel v. State, 655 N.E.2d 506, 511 (Ind. 1995). As

Spalding acknowledges, however, “[t]his requirement has never been extended

to an admission in a probation revocation case.” Appellant’s Brief at 12.

Nonetheless, in light of this consideration, he requests that we reverse the trial

court’s revocation order and remand with instructions to reinstate one year of

his suspended sentence.

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 6 of 8 [13] The principle that Spalding borrows from criminal sentencing is a poor fit for

probation revocation proceedings.1 In any event, we note that even in criminal

sentencing, the trial court is required to identify only significant mitigating

circumstances. Anglemyer v. State, 868 N.E.2d 482, 490 (Ind. 2007), clarified on

reh’g, 875 N.E.2d 218. A guilty plea is not always a significant mitigator. See

Sensback v. State, 720 N.E.2d 1160, 1165 (Ind. 1999). To be sure, “a guilty plea

does not rise to the level of significant mitigation where the defendant has

received a substantial benefit from the plea or where the evidence against him is

such that the decision to plead guilty is merely a pragmatic one.” Powell v. State,

895 N.E.2d 1259, 1262-63 (Ind. Ct. App. 2008) (citing Wells v. State, 836 N.E.2d

475, 479 (Ind. Ct. App. 2005), trans. denied.

[14] Here, there was overwhelming evidence to support the revocation of Spalding’s

probation. Thus, his decision to admit to the probation violations was likely

pragmatic and not indicative that he was taking responsibility for his actions.

Rather, like his claim that his children have changed him, his decision was most

likely an attempt to gain favor with the court. Thus, even if the sentencing

1 In the criminal context, where the State has to prove the defendant’s guilt beyond a reasonable doubt, a defendant who pleads guilty “sav[es] the court time and resources and spar[es] the victim’s family from enduring a full-blown trial.” Scheckel v. State, 655 N.E.2d at 511. Thus, by pleading guilty, the defendant extends a substantial benefit to the State and in return, a defendant deserves to have some mitigating weight extended to his guilty plea. Cotto v. State, 829 N.E.2d 520, 525 (Ind. 2005). In a probation revocation proceeding, however, the State only has to prove a violation by a preponderance of the evidence. Heaton v. State, 984 N.E.2d 614, 617 (Ind. 2013). Thus, a probationer who admits his violation extends a less significant benefit to the State.

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 7 of 8 standard were applicable in a probation revocation proceeding, Spalding would

not benefit therefrom.

[15] Spalding has been afforded leniency and other benefits relating to previous

probation violations in this case and yet he squandered them by continuing to

use drugs and commit crimes, in addition to violating other terms of his

probation. Spalding has not demonstrated that the trial court abused its

discretion in ordering that he serve his three-year suspended sentence in the

DOC.

[16] Judgment affirmed.

[17] Bailey, J. and Bradford, J., concur.

Court of Appeals of Indiana | Memorandum Decision 22A01-1510-CR-1607 | April 21, 2016 Page 8 of 8