Braman v. State of California

28 Cal. App. 4th 344, 33 Cal. Rptr. 2d 608, 94 Daily Journal DAR 13061, 94 Cal. Daily Op. Serv. 7146, 1994 Cal. App. LEXIS 923
CourtCalifornia Court of Appeal
DecidedSeptember 15, 1994
DocketA059240
StatusPublished
Cited by21 cases

This text of 28 Cal. App. 4th 344 (Braman v. State of California) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Braman v. State of California, 28 Cal. App. 4th 344, 33 Cal. Rptr. 2d 608, 94 Daily Journal DAR 13061, 94 Cal. Daily Op. Serv. 7146, 1994 Cal. App. LEXIS 923 (Cal. Ct. App. 1994).

Opinion

Opinion

POCHÉ, Acting P. J.

Penal Code section 12076, a part of the Dangerous Weapons’ Control Law (Pen. Code, § 12000 et seq.), governs the scope of the investigation to be made by the Department of Justice for the purpose of determining whether an individual is disqualified from obtaining possession of a firearm by sale or otherwise. In 1989 the Court of Appeal in Gray v. State of California (1989) 207 Cal.App.3d 151 [254 Cal.Rptr. 581] held that section 12076 did not establish a mandatory duty the violation of which would support a private action for damages under the California Tort Claims Act. (Gov. Code, § 810 et seq.) Today we hold that amendments to section 12076 and other statutes enacted a year later in response to Gray do create such a mandatory duty. We also hold that those amendments expand the scope of the Dangerous Weapons’ Control Law to guard against self-inflicted injuries. In light of these holdings we conclude that a complaint alleging that the failure of the Department of Justice to conduct the investigation specified by Penal Code section 12076 and thus to prevent acquisition of a firearm by a former mental patient who then commits suicide with that weapon, states a cause of action for wrongful death.

Background

The relevant allegations of the “Complaint For Breach Of Statutory Duty And Wrongful Death” filed by plaintiff Michele Braman are these: Between October 24, 1990, and February 7, 1991, a number of public and private licensed health care providers “treated, held, admitted, committed and diagnosed” plaintiff’s husband “pursuant to sections 5150 and 5151 of the . . . Welfare and Institutions Code because he was a danger to himself and to others and, as such, was a person within the classes of person [s] described in sections 8100 and 8103 of the Welfare and Institutions Code.” 1 About February 13, 1991, plaintiffs husband purchased a handgun (“a new Rossi, 38 special, model 88, revolver, serial no. W162484”) from an Oakland gun shop. Plaintiff’s husband took possession of the handgun approximately 15 days later. He used it to “shoot himself in the head” on March 3, 1991, and died from this self-inflicted wound.

Plaintiff further alleged that the State of California breached “duties mandated by the Dangerous Weapons’ Control Act intended to protect the *348 public, including the decedent and plaintiff herein, from the sale to, transfer to, and/or possession of a firearm by persons who come within the provisions of sections 8100 or 8103 of the Welfare and Institutions Code and to prevent the loss and damage complained of herein by the illegal use of such firearm by such an individual.” Among the duties the state allegedly failed to perform were (1) determining whether plaintiffs husband was “a person described in sections 8100 or 8103 of the Welfare and Institutions Code,” (2) examining records of the Departments of Justice and Mental Health “in its possession which are necessary to identify persons who come within the provisions of sections 8100 or 8103 of the Welfare and Institutions Code,” (3) “requesting] each public or private mental hospital and institution to submit to the Department of Justice that information with respect to mental patients and former mental patients as necessary to carry out its duties under section 12076 of the Penal Code ([Welf. & Inst. Code,] § 8105),” and (4) blocking the sale of the handgun to plaintiffs husband by notifying the gun dealer and local police that the prospective purchaser was “a person described in sections 8100 or 8103 of the Welfare and Institutions Code.”

The state filed a general demurrer to the complaint on the ground that a cause of action was not stated. The state’s theory was threefold: (1) Penal Code section 12076 did not establish a mandatory duty, only a discretionary one, (2) whether discretionary or mandatory, the duty was not intended to prevent the type of harm suffered here, and (3) in any event, anything the state did or failed to do was not the proximate cause of any damage to plaintiff. The trial court sustained the demurrer without granting leave to amend. 2 Plaintiff perfected a timely appeal from the judgment of dismissal.

Review

Plaintiffs theory of governmental liability is predicated on the alleged failure of the state to comply with a mandatory statutory duty. The gateway to recovery is Government Code section 815.6, which provides: “Where a public entity is under a mandatory duty imposed by an enactment that is designed to protect against the risk of a particular kind of injury, the public entity is liable for an injury of that kind proximately caused by its *349 failure to discharge the duty . . . Before the state will be required to confront a rebuttable presumption of negligence (see Brenneman v. State of California (1989) 208 Cal.App.3d 812, 816-817, fn. 2 [256 Cal.Rptr. 363]), plaintiff must demonstrate that: (1) the statute which was violated imposes a mandatory duty, (2) the statute was intended to protect against the type of harm suffered, and (3) breach of the statute’s mandatory duty was a proximate cause of the injury suffered. (E.g., MacDonald v. State of California (1991) 230 Cal.App.3d 319, 327 [281 Cal.Rptr. 317]; State of California v. Superior Court (1984) 150 Cal.App.3d 848, 854 [197 Cal.Rptr. 914].) We examine each element in turn, cognizant that the judgment must be upheld if any one element is missing.

Whether Penal Code Section 12076 Establishes a Mandatory Duty

The term mandatory, as used in Government Code section 815.6, “refers to an obligatory duty which a governmental entity is required to perform, as opposed to a permissive power which a governmental entity may exercise or not as it chooses.” (Morris v. County of Marin (1977) 18 Cal.3d 901, 908 [136 Cal.Rptr. 251, 559 P.2d 606].) The state relies on Gray v. State of California, supra, 207 Cal.App.3d 151, as still valid authority for the proposition that Penal Code section 12076 does not impose a mandatory duty upon the Department of Justice. Section 12076 is much different now from what it was when it was construed by the Gray court.

When Gray was decided in January of 1989 the pertinent portion of Penal Code section 12076 was subdivision (c), which then provided: “If the department [of Justice] determines that the purchaser is a person described in Section 12021 or 12021.1 of this code or Section 8100 or 8103 of the Welfare and Institutions Code, it shall immediately notify the dealer of that fact.” (Stats. 1985, ch. 106, § 110, p. 307.) Rejecting an argument that section 12076 as it then read imposed a mandatory duty upon the Department of Justice to “conduct an investigation reasonably designed to reveal whether a person is eligible to possess a handgun,” the Gray court concluded that section 12076 “permits the department to exercise its discretion to determine how to investigate potential handgun purchasers.” (Gray v. State of California, supra,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

C.T. v. County of San Diego CA4/1
California Court of Appeal, 2026
McFadyen v. County of Tehama CA3
California Court of Appeal, 2025
Bakersfield Californian v. Super. Ct.
California Court of Appeal, 2023
Steinle v. City & County of San Francisco
230 F. Supp. 3d 994 (N.D. California, 2017)
State Department of State Hospitals v. Superior Court
349 P.3d 1013 (California Supreme Court, 2015)
Rukhsana Chaudhry v. City of Los Angeles
751 F.3d 1096 (Ninth Circuit, 2014)
San Mateo Union High School District v. County of San Mateo
213 Cal. App. 4th 418 (California Court of Appeal, 2013)
County of Los Angeles v. Superior Court
209 Cal. App. 4th 543 (California Court of Appeal, 2012)
Guzman v. County of Monterey
178 Cal. App. 4th 983 (California Court of Appeal, 2009)
Guzman v. County of Monterey
209 P.3d 89 (California Supreme Court, 2009)
Wilson v. County of San Diego
111 Cal. Rptr. 2d 173 (California Court of Appeal, 2001)
Rupf v. Yan
102 Cal. Rptr. 2d 157 (California Court of Appeal, 2000)
Walt Rankin & Associates, Inc. v. City of Murrieta
101 Cal. Rptr. 2d 48 (California Court of Appeal, 2000)
WALT RANKIN & ASSOCIATES v. City of Murrieta
95 Cal. Rptr. 2d 893 (California Court of Appeal, 2000)
Kuns v. City of Ukiah
94 Cal. Rptr. 2d 359 (California Court of Appeal, 2000)
Merrill v. Navegar, Inc.
89 Cal. Rptr. 2d 146 (California Court of Appeal, 2000)
Kucharczyk v. Regents of the University of California
946 F. Supp. 1419 (N.D. California, 1996)
Washington v. County of Contra Costa
38 Cal. App. 4th 890 (California Court of Appeal, 1995)
Tustin Plaza Partnership v. Wehage
27 Cal. App. 4th 1557 (California Court of Appeal, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
28 Cal. App. 4th 344, 33 Cal. Rptr. 2d 608, 94 Daily Journal DAR 13061, 94 Cal. Daily Op. Serv. 7146, 1994 Cal. App. LEXIS 923, Counsel Stack Legal Research, https://law.counselstack.com/opinion/braman-v-state-of-california-calctapp-1994.