Opinion
POCHÉ, Acting P. J.
Penal Code section 12076, a part of the Dangerous Weapons’ Control Law (Pen. Code, § 12000 et seq.), governs the scope of the investigation to be made by the Department of Justice for the purpose of determining whether an individual is disqualified from obtaining possession of a firearm by sale or otherwise. In 1989 the Court of Appeal in
Gray
v.
State of California
(1989) 207 Cal.App.3d 151 [254 Cal.Rptr. 581] held that section 12076 did not establish a mandatory duty the violation of which would support a private action for damages under the California Tort Claims Act. (Gov. Code, § 810 et seq.) Today we hold that amendments to section 12076 and other statutes enacted a year later in response to
Gray
do create such a mandatory duty. We also hold that those amendments expand the scope of the Dangerous Weapons’ Control Law to guard against self-inflicted injuries. In light of these holdings we conclude that a complaint alleging that the failure of the Department of Justice to conduct the investigation specified by Penal Code section 12076 and thus to prevent acquisition of a firearm by a former mental patient who then commits suicide with that weapon, states a cause of action for wrongful death.
Background
The relevant allegations of the “Complaint For Breach Of Statutory Duty And Wrongful Death” filed by plaintiff Michele Braman are these: Between October 24, 1990, and February 7, 1991, a number of public and private licensed health care providers “treated, held, admitted, committed and diagnosed” plaintiff’s husband “pursuant to sections 5150 and 5151 of the . . . Welfare and Institutions Code because he was a danger to himself and to others and, as such, was a person within the classes of person [s] described in sections 8100 and 8103 of the Welfare and Institutions Code.”
About February 13, 1991, plaintiffs husband purchased a handgun (“a new Rossi, 38 special, model 88, revolver, serial no. W162484”) from an Oakland gun shop. Plaintiff’s husband took possession of the handgun approximately 15 days later. He used it to “shoot himself in the head” on March 3, 1991, and died from this self-inflicted wound.
Plaintiff further alleged that the State of California breached “duties mandated by the Dangerous Weapons’ Control Act intended to protect the
public, including the decedent and plaintiff herein, from the sale to, transfer to, and/or possession of a firearm by persons who come within the provisions of sections 8100 or 8103 of the Welfare and Institutions Code and to prevent the loss and damage complained of herein by the illegal use of such firearm by such an individual.” Among the duties the state allegedly failed to perform were (1) determining whether plaintiffs husband was “a person described in sections 8100 or 8103 of the Welfare and Institutions Code,” (2) examining records of the Departments of Justice and Mental Health “in its possession which are necessary to identify persons who come within the provisions of sections 8100 or 8103 of the Welfare and Institutions Code,” (3) “requesting] each public or private mental hospital and institution to submit to the Department of Justice that information with respect to mental patients and former mental patients as necessary to carry out its duties under section 12076 of the Penal Code ([Welf. & Inst. Code,] § 8105),” and (4) blocking the sale of the handgun to plaintiffs husband by notifying the gun dealer and local police that the prospective purchaser was “a person described in sections 8100 or 8103 of the Welfare and Institutions Code.”
The state filed a general demurrer to the complaint on the ground that a cause of action was not stated. The state’s theory was threefold: (1) Penal Code section 12076 did not establish a mandatory duty, only a discretionary one, (2) whether discretionary or mandatory, the duty was not intended to prevent the type of harm suffered here, and (3) in any event, anything the state did or failed to do was not the proximate cause of any damage to plaintiff. The trial court sustained the demurrer without granting leave to amend.
Plaintiff perfected a timely appeal from the judgment of dismissal.
Review
Plaintiffs theory of governmental liability is predicated on the alleged failure of the state to comply with a mandatory statutory duty. The gateway to recovery is Government Code section 815.6, which provides: “Where a public entity is under a mandatory duty imposed by an enactment that is designed to protect against the risk of a particular kind of injury, the public entity is liable for an injury of that kind proximately caused by its
failure to discharge the duty . . . Before the state will be required to confront a rebuttable presumption of negligence (see
Brenneman
v.
State of California
(1989) 208 Cal.App.3d 812, 816-817, fn. 2 [256 Cal.Rptr. 363]), plaintiff must demonstrate that: (1) the statute which was violated imposes a mandatory duty, (2) the statute was intended to protect against the type of harm suffered, and (3) breach of the statute’s mandatory duty was a proximate cause of the injury suffered. (E.g.,
MacDonald
v.
State of California
(1991) 230 Cal.App.3d 319, 327 [281 Cal.Rptr. 317];
State of California
v.
Superior Court
(1984) 150 Cal.App.3d 848, 854 [197 Cal.Rptr. 914].) We examine each element in turn, cognizant that the judgment must be upheld if any one element is missing.
Whether Penal Code Section 12076 Establishes a Mandatory Duty
The term mandatory, as used in Government Code section 815.6, “refers to an obligatory duty which a governmental entity is required to perform, as opposed to a permissive power which a governmental entity may exercise or not as it chooses.”
(Morris
v.
County of Marin
(1977) 18 Cal.3d 901, 908 [136 Cal.Rptr. 251, 559 P.2d 606].) The state relies on
Gray
v.
State of California, supra,
207 Cal.App.3d 151, as still valid authority for the proposition that Penal Code section 12076 does not impose a mandatory duty upon the Department of Justice. Section 12076 is much different now from what it was when it was construed by the
Gray
court.
When
Gray
was decided in January of 1989 the pertinent portion of Penal Code section 12076 was subdivision (c), which then provided: “If the department [of Justice] determines that the purchaser is a person described in Section 12021 or 12021.1 of this code or Section 8100 or 8103 of the Welfare and Institutions Code, it shall immediately notify the dealer of that fact.” (Stats. 1985, ch. 106, § 110, p. 307.) Rejecting an argument that section 12076 as it then read imposed a mandatory duty upon the Department of Justice to “conduct an investigation reasonably designed to reveal whether a person is eligible to possess a handgun,” the
Gray
court concluded that section 12076 “permits the department to exercise its discretion to determine how to investigate potential handgun purchasers.”
(Gray
v.
State of California, supra,
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Opinion
POCHÉ, Acting P. J.
Penal Code section 12076, a part of the Dangerous Weapons’ Control Law (Pen. Code, § 12000 et seq.), governs the scope of the investigation to be made by the Department of Justice for the purpose of determining whether an individual is disqualified from obtaining possession of a firearm by sale or otherwise. In 1989 the Court of Appeal in
Gray
v.
State of California
(1989) 207 Cal.App.3d 151 [254 Cal.Rptr. 581] held that section 12076 did not establish a mandatory duty the violation of which would support a private action for damages under the California Tort Claims Act. (Gov. Code, § 810 et seq.) Today we hold that amendments to section 12076 and other statutes enacted a year later in response to
Gray
do create such a mandatory duty. We also hold that those amendments expand the scope of the Dangerous Weapons’ Control Law to guard against self-inflicted injuries. In light of these holdings we conclude that a complaint alleging that the failure of the Department of Justice to conduct the investigation specified by Penal Code section 12076 and thus to prevent acquisition of a firearm by a former mental patient who then commits suicide with that weapon, states a cause of action for wrongful death.
Background
The relevant allegations of the “Complaint For Breach Of Statutory Duty And Wrongful Death” filed by plaintiff Michele Braman are these: Between October 24, 1990, and February 7, 1991, a number of public and private licensed health care providers “treated, held, admitted, committed and diagnosed” plaintiff’s husband “pursuant to sections 5150 and 5151 of the . . . Welfare and Institutions Code because he was a danger to himself and to others and, as such, was a person within the classes of person [s] described in sections 8100 and 8103 of the Welfare and Institutions Code.”
About February 13, 1991, plaintiffs husband purchased a handgun (“a new Rossi, 38 special, model 88, revolver, serial no. W162484”) from an Oakland gun shop. Plaintiff’s husband took possession of the handgun approximately 15 days later. He used it to “shoot himself in the head” on March 3, 1991, and died from this self-inflicted wound.
Plaintiff further alleged that the State of California breached “duties mandated by the Dangerous Weapons’ Control Act intended to protect the
public, including the decedent and plaintiff herein, from the sale to, transfer to, and/or possession of a firearm by persons who come within the provisions of sections 8100 or 8103 of the Welfare and Institutions Code and to prevent the loss and damage complained of herein by the illegal use of such firearm by such an individual.” Among the duties the state allegedly failed to perform were (1) determining whether plaintiffs husband was “a person described in sections 8100 or 8103 of the Welfare and Institutions Code,” (2) examining records of the Departments of Justice and Mental Health “in its possession which are necessary to identify persons who come within the provisions of sections 8100 or 8103 of the Welfare and Institutions Code,” (3) “requesting] each public or private mental hospital and institution to submit to the Department of Justice that information with respect to mental patients and former mental patients as necessary to carry out its duties under section 12076 of the Penal Code ([Welf. & Inst. Code,] § 8105),” and (4) blocking the sale of the handgun to plaintiffs husband by notifying the gun dealer and local police that the prospective purchaser was “a person described in sections 8100 or 8103 of the Welfare and Institutions Code.”
The state filed a general demurrer to the complaint on the ground that a cause of action was not stated. The state’s theory was threefold: (1) Penal Code section 12076 did not establish a mandatory duty, only a discretionary one, (2) whether discretionary or mandatory, the duty was not intended to prevent the type of harm suffered here, and (3) in any event, anything the state did or failed to do was not the proximate cause of any damage to plaintiff. The trial court sustained the demurrer without granting leave to amend.
Plaintiff perfected a timely appeal from the judgment of dismissal.
Review
Plaintiffs theory of governmental liability is predicated on the alleged failure of the state to comply with a mandatory statutory duty. The gateway to recovery is Government Code section 815.6, which provides: “Where a public entity is under a mandatory duty imposed by an enactment that is designed to protect against the risk of a particular kind of injury, the public entity is liable for an injury of that kind proximately caused by its
failure to discharge the duty . . . Before the state will be required to confront a rebuttable presumption of negligence (see
Brenneman
v.
State of California
(1989) 208 Cal.App.3d 812, 816-817, fn. 2 [256 Cal.Rptr. 363]), plaintiff must demonstrate that: (1) the statute which was violated imposes a mandatory duty, (2) the statute was intended to protect against the type of harm suffered, and (3) breach of the statute’s mandatory duty was a proximate cause of the injury suffered. (E.g.,
MacDonald
v.
State of California
(1991) 230 Cal.App.3d 319, 327 [281 Cal.Rptr. 317];
State of California
v.
Superior Court
(1984) 150 Cal.App.3d 848, 854 [197 Cal.Rptr. 914].) We examine each element in turn, cognizant that the judgment must be upheld if any one element is missing.
Whether Penal Code Section 12076 Establishes a Mandatory Duty
The term mandatory, as used in Government Code section 815.6, “refers to an obligatory duty which a governmental entity is required to perform, as opposed to a permissive power which a governmental entity may exercise or not as it chooses.”
(Morris
v.
County of Marin
(1977) 18 Cal.3d 901, 908 [136 Cal.Rptr. 251, 559 P.2d 606].) The state relies on
Gray
v.
State of California, supra,
207 Cal.App.3d 151, as still valid authority for the proposition that Penal Code section 12076 does not impose a mandatory duty upon the Department of Justice. Section 12076 is much different now from what it was when it was construed by the
Gray
court.
When
Gray
was decided in January of 1989 the pertinent portion of Penal Code section 12076 was subdivision (c), which then provided: “If the department [of Justice] determines that the purchaser is a person described in Section 12021 or 12021.1 of this code or Section 8100 or 8103 of the Welfare and Institutions Code, it shall immediately notify the dealer of that fact.” (Stats. 1985, ch. 106, § 110, p. 307.) Rejecting an argument that section 12076 as it then read imposed a mandatory duty upon the Department of Justice to “conduct an investigation reasonably designed to reveal whether a person is eligible to possess a handgun,” the
Gray
court concluded that section 12076 “permits the department to exercise its discretion to determine how to investigate potential handgun purchasers.”
(Gray
v.
State of California, supra,
207 Cal.App.3d 151 at p. 155.) The court noted that section 12076 “does not describe the type of investigation required,” an omission which “suggests that this is a matter left to the discretion of the Department of Justice.” (207 Cal.App.3d at pp. 155-157.) The
Gray
court ended its analysis with the observation that the Legislature might wish to revisit this field.
(Id.
at p. 158.)
The Legislature accepted that invitation on three occasions during the course of 1990. After twice making minor and nonsubstantive changes to Penal Code section 12076,
the Legislature addressed the nonspecific investigation requirement identified in
Gray.
It amended subdivision (c) to provide in pertinent part: “The department shall examine its records, as well as those records that it is authorized to request from the State Department of Mental Health pursuant to Section 8104
of the Welfare and Institutions Code, in order to determine if the purchaser or transferee is a person described in Section 12021 or 12021.1 of this code or Section 8100 or 8103 of the Welfare and Institutions Code, [ft If the department determines that the purchaser or transferee is a person described in Section 12021 or 12021.1 of this Code or Section 8100 or 8103 of the Welfare and Institutions Code, it shall immediately notify the dealer of that fact.”
(Stats. 1990, ch. 1090, § 2.)
The Legislature went on to add a new subdivision (e) to Penal Code section 12076 which characterizes the nature of the expanded investigative duty entrusted to the Department of Justice: “Whenever the Department of Justice acts pursuant to this section as it pertains to firearms other than pistols, revolvers, or other firearms capable of being concealed upon the person, its acts or omissions shall be deemed to be discretionary within the meaning of the California Tort Claims Act pursuant to Division 3.6 (commencing with Section 810) of Title 1 of the Government Code.”
(Stats. 1990, ch. 1090, § 2.)
In determining whether these changes establish a mandatory duty as a matter of law when the subject is pistols, revolvers or other firearms capable of being concealed upon the person, we first look to the revised statutory language as indicative of legislative intent. (E.g.,
Nunn
v.
State of California
(1984) 35 Cal.3d 616, 624 [200 Cal.Rptr. 440, 677 P.2d 846].) As we have noted,
Gray
was based on the Court of Appeal’s interpretation that the former version of Penal Code section 12076 permitted the Department of Justice to exercise its discretion in deciding how to investigate the background of a handgun purchaser.
(Gray
v.
State of California, supra,
207 Cal.App.3d 151, 155, 157.) The very essence of discretion is the power to make “comparisons, choices, judgments, and evaluations.”
(Thompson
v.
County of Alameda
(1980) 27 Cal.3d 741, 749 [167 Cal.Rptr. 70, 614 P.2d 728, 12 A.L.R.4th 701].)
With the amendment to subdivision (c) the Department of Justice no longer operates without legislative directive as to the manner and extent to which it must investigate prospective handgun purchasers. The first paragraph of Penal Code section 12076’s subdivision (c) now unambiguously specifies what records it is to examine: its own and those it is authorized to request from the Department of Mental Health. The Legislature’s specification is preceded by the term “shall,” which means that investigation is a mandatory obligation. (See Gov. Code, § 14;
People
v.
Howe
(1987) 191 Cal.App.3d 345, 350 [236 Cal.Rptr. 389].)
The reality that all discretion has been removed from the Department of Justice is underlined by the addition of subdivision (e) to Penal Code section
12076. By specifying that the Department’s investigation remains “discretionary within the meaning of the California Tort Claims Act” when directed toward purchasers of firearms
“other than pistols, revolvers, or other firearms capable of being concealed upon the
person” (italics added), the Legislature has made investigations of would-be buyers of “pistols, revolvers, or other firearms capable of being concealed upon the person” nondiscretionary; such investigations are now mandatory.
Reinforcing this reading of the plain language of these changes is the Legislative Counsel’s Digest which accompanied their enactment. It explains the Legislature’s intention as follows: “[T]he court in
Gray
v.
San Francisco Gun Exchange, Inc.
[sic], 207 Cal.App.3d 151, 155, determined, as to concealable firearms, that the department does not have a mandatory duty to conduct an investigation reasonably designed to reveal whether a person is eligible to possess a concealable firearm. [¶] This bill would revise the law to require the Department of Justice to examine its records, as well as other records, as specified, to determine whether the purchaser, as well as the transferee, of a firearm is in a prohibited class.” (Legis. Counsel’s Dig., Sen. Bill No. 2050.)
Fairly read, the Legislative Counsel’s Digest makes plain that the amendments were made in response to
Gray
and were intended to “revise” that decision.
Gray
involved a single question calling for a yes or no answer—did Penal Code section 12076 create a mandatory duty. The only aspect of
Gray
that the Legislature could “revise” was the court’s conclusion that the statute did not create a mandatory duty.
In sum, the indicia that the Legislature intended to create a mandatory duty are compelling. First, there is the plain language of subdivisions (c) and (e) of Penal Code section 12076. The Legislature inserted language of unavoidable obligation and specified the nature of that obligation with some precision. It then linked nonperformance of that obligation to liability under the California Tort Claims Act.
These changes, made after the
Gray
court found no statutory duty or liability, would ordinarily be presumed to show
that a change in meaning was intended. (E.g.,
Long Beach Police Officers Assn.
v.
City of Long Beach
(1988) 46 Cal.3d 736, 744-745 [250 Cal.Rptr. 869, 759 P.2d 504];
Oberlander
v.
County of Contra Costa
(1992) 11 Cal.App.4th 535, 544 [15 Cal.Rptr.2d 182].) The accompanying Legislative Counsel’s Digest confirms this general presumption and establishes that the specific intent was to overthrow
Gray
by imposing a mandatory duty on the Department of Justice concerning the investigation of prospective purchasers of concealable firearms.
(See
Victoria Groves Five
v.
Chaffey Joint Union High Sch. Dist.
(1990) 225 Cal.App.3d 1548, 1554-1555 [276 Cal.Rptr. 14].) Nothing in the legislative history of these statutes contradicts the plain language of section 12076 which in everyday English demonstrates that a mandatory duty was intended. (See fn. 7
ante,
p. 352.) Accordingly, the first ground of the state’s demurrer is not sound.
Scope of Protected. Injury
The second prong of the state’s demurrer was to the nature of the injury suffered here: suicide. In the state’s view, the statutory scheme was not intended to protect against that type of injury, and for that reason, the complaint failed to state a cause of action.
The heart of Penal Code section 12076 is subdivision (c), which lists categories of persons the Legislature has determined should not be allowed to purchase firearms. (See also Pen. Code, § 12072, subd. (a)(2).) The categories are created by statutory designation: “a person described in” Penal Code section 12021 or 12021.1, or in Welfare and Institutions Code section 8100 or 8103. Our concern is with Welfare and Institutions Code section 8103.
Welfare and Institutions Code section 8103, like Penal Code section 12076, is a legislative list of categories of persons who are not allowed to purchase firearms. The pre-1990 version of section 8103 exempted from firearm purchasing any person: (1) who had been adjudicated “a danger to others as a result of mental disorder or mental illness[] or ... a mentally disordered sex offender,” (2) who had been found not guilty by reason of insanity, (3) who had been found to be mentally incompetent to stand trial, and (4) who had been placed under a conservatorship “because the person is gravely disabled as a result of a mental disorder or impairment by chronic alcoholism.”
That version of Welfare and Institutions Code section 8103 was interpreted by the Court of Appeal in
Katona
v.
County of Los Angeles
(1985) 172 Cal.App.3d 53 [218 Cal.Rptr. 19]. At issue in
Katona
was whether the delineated categories included a woman who had committed suicide with a handgun she had purchased after being released from a county mental health facility. After concluding that they did not the
Katona
court held: “Since decedent was not within one of the statutorily proscribed categories, the Department of Justice would not and was under no duty to notify [the firearm dealer] of any impediment to the delivery of the firearm, and [the firearm dealer] violated no statute when it delivered the gun to the decedent, [¶] . . . It is clear . . . that the thrust of the deadly weapon control scheme is to prevent harm to third persons and is not concerned with harm to the gun possessor himself.”
(Id.
at p. 58.)
The latter statement in Katona—“. . . the thrust of the deadly weapon control scheme is to prevent harm to third persons and is not concerned with harm to the gun possessor himself”—no longer accurately describes Welfare
and Institutions Code section 8103. In its 1990 amendments the Legislature also amended section 8103 to add a new category of persons banned from buying firearms. That category includes a person who is taken into custody under section 5150 because “that person is a danger
to himself, herself,
or to others,” and a person who is admitted to a Lanterman-Petris-Short Act facility because that person “is a danger
to himself, herself,
or others." (Welf. & Inst. Code, § 8103, subd. (f)(1), added by Stats. 1990, ch. 9, § 16, italics added.)
It is hard to imagine words whose import could be more plain. By expanding the statutory categories to include a patient who is a danger to himself or herself, the Legislature has sought to prevent harm to those individuals from self-inflicted injury with a firearm. Stated another way, by virtue of the Legislature’s categorical inclusion, it can no longer be said that self-inflicted firearm injuries are “not within one of the statutorily proscribed categories . . . .” (Cf.
Katona
v.
County of Los Angeles, supra,
172 Cal.App.3d at p. 58.)
Application of these statutes to the case at hand is not difficult: plaintiff alleges that her husband received treatment pursuant to the Lanterman-Petris-Short Act “because he was a danger to himself.” For purposes of the state’s demurrer, this allegation must be accepted as true.
(DeVito
v.
State of California
(1988) 202 Cal.App.3d 264, 268 [248 Cal.Rptr. 330].) Plaintiff’s husband thus was within one of the categories spelled out in Welfare and Institutions Code section 8103, subdivision (f)(1), which in turn means that he was prohibited from possessing firearms under Penal Code section 12076, subdivision (c). The injury suffered here—death by suicide—is a type of harm the Legislature intended to prevent by the enactment of section 12076. The second ground of the state’s demurrer fails.
Whether Proximate Cause Has Been Established
The third and final ground of the state’s demurrer was that the absence of proximate cause appeared from plaintiffs complaint as a matter of law. This assertion by the state denies plaintiff’s ability to show a “causation in fact” nexus between what it did or failed to do, and the suicide. (E.g.,
Evan F.
v.
Hughson United Methodist Church
(1992) 8 Cal.App.4th 828, 834-835 [10 Cal.Rptr.2d 748];
Osborn
v.
Irwin Memorial Blood Bank
(1992)
5 Cal.App.4th 234, 252 [7 Cal.Rptr.2d 101].) This aspect of causation analysis is an issue of fact unless reasonable minds could draw only one conclusion from plaintiff’s allegations.
(Constance B.
v.
State of California
(1986) 178 Cal.App.3d 200, 207-208 [223 Cal.Rptr. 645].)
The Dangerous Weapons’ Control Law rests on the premise that if the wrong people get guns they will use them. By tying the state’s duty under Penal Code section 12076 to the California Tort Claims Act, the Legislature clearly contemplated that nonperformance of the former would give rise to liability under the latter. By extending the categories of prohibited firearm purchasers to include persons known to pose a danger to themselves, the Legislature recognized that wrongful firearm use could include suicides or self-inflicted gunshot injuries.
The question of causation in fact can be framed in a variety of ways. Would plaintiffs husband have committed suicide with a gun even if the Department of Justice had blocked his attempt to buy the Rossi .38-caliber at the Oakland gun shop? Alternatively, could reasonable minds conclude that the department’s failure to comply with Penal Code section 12076 and to stop the sale was a substantial factor increasing the likelihood of plaintiffs husband using that gun to end his life? Or, could the state foresee that not keeping a handgun out of the hands of a person known to pose a danger to himself and/or others might result in that person using that handgun to those ends? Affirmative answers to each appear to have been accepted by the Legislature when it enacted the 1990 amendments to section 12076 and related statutes. Reasonably minded triers of fact could do likewise. Accordingly, the final ground of the state’s demurrer is not sound.
Conclusion
Read together, Penal Code section 12076 and Welfare and Institutions Code section 8103, subdivision (f) stand for a clear and simple proposition—the Department of Justice is to halt the sale of firearms to former Lanterman-Petris-Short patients who have a documented history of posing a danger to themselves or to others.
That reading compels the conclusion we reach today: plaintiff’s wrongful death complaint does state a cause of action. Plaintiff alleges that the Department of Justice had mandatory duties imposed by Penal Code section 12076 to check its own records and those of the Department of Mental Health to determine if plaintiffs husband was among those persons declared statutorily ineligible to possess firearms. Plaintiff further alleges that had the state done this checking, it would have discovered that her husband was so
disqualified.
Had the state made this discovery it would have had the additional nondiscretionary duty to stop her husband from acquiring the handgun he later used to kill himself. Plaintiff, who was “totally economically dependent” upon her husband, suffered “special and general damages for [his] wrongful death” by reason of the state’s breach of said duties. These allegations survive the state’s general demurrer.
The judgment is reversed.
Perley, J., and Reardon, J., concurred.