Boyd v. United States Mortgage & Trust Co.

94 A.D. 413, 88 N.Y.S. 289
Appellate Division of the Supreme Court of the State of New York·Decided May 15, 1904·Published·Cited by 6 cases

Opinion

O’Brien, J.:

The facts are sufficiently stated in the opinion of Mr. Justice Ingraham. All that it is necessary for us to do is to express our views with reference to the obligation, if any, which rested on the defendants or either of them, of seeing to it that the' plaintiff in entering the building was not injured as the result of their neglect or careless conduct.

With respect to the mortgage company, it being the owner of the building and there being evidence from which the inference could be drawn that it employed the brokers to obtain tenants and authorized them to enter the building with customers for the purpose of showing the rooms, the principle of respondeat superior [415]*415applies, and for the negligence of the brokers resulting in the plaintiff’s injury the company would be liable. Nor do we think that there is any force in the contention that the action as against the company was barred by the Statute of Limitations, because of the change in the designation of the mortgage company which was originally sued as trustee, and which designation, on motion, was stricken out and the action continued directly against the company.

That contention proceeds upon the theory that the action against, the mortgage company individually was commenced by the service upon it of the amended summons and complaint and not by the original service upon it, and hence the amendment brought into the action a new party defendant. The cases relied upon are Shaw v. Cock (78 N. Y. 194), and Abbott v. N. Y., L. E. & W. R. R. Co. (120 id. 652). In both of those cases, however, it appears that another and distinct corporation had by amendment been made a party. In the former “Butterfield’s Overland Dispatch” was brought in by service upon Cock as its treasurer, whereas the original service was upon several individual defendants, including Cock and the “ Overland Dispatch Company,” another joint stock company. Although it was intended to serve the first-mentioned company, against which the plaintiff had a cause of action, the service was made upon other persons, and, therefore, the amended summons brought in a new defendant. Similarly in the Abbott Case (supra) the action was originally brought against Jewett, as receiver of the Erie Railway Company, and the amendment brought in the “New York, Lake Erie and Western Railroad Company,” and in the opinion it was said that it “ was a stranger and a new corporation organized by the purchasers upon the foreclosure sale of the franchise, property and assets of the former company,” and that “ Of course the order could not change ,the date of the service of the summons and complaint so as to deprive the New York, Lake Erie and Western Railroad Company of the right to avail itself of the Statute of Limitations.”

In the case at bar no new corporation or person was by the amendment brought in, the only change being in the designation of the defendant company by striking out the words “ as substituted trustee under the will of Matthew Byrnes, deceased.” It was not desired to bring in any other person or corporation. The amend[416]*416ment was to correct the defect in the designation. In Munzinger v. Courier Company (82 Hun, 575) the rule is thus stated (head note): Where one person or corporation is sued, another and different person upon whom process has not been served cannot be brought in as a sole defendant by way of substitution; but where there is merely a misnomer or some defect in the designation of the defendant and a substitution or change of the party is not desired, an amendment will be allowed changing the name of the defendant as designated tp his correct name.” In that casé the plaintiff sued the “ Courier Company ” for libel and alleged that it was a domestic corporation. The original summons was served upon George Bleistein, its president. The answer admitted that the Courier Company was the publisher of' the newspaper mentioned, but denied that it was incorporated, and the summons was.then amended to read “ George Bleistein, as President of the Courier Company.” It was said, referring to cases wherein such amendment was not allowed, on the ground that its effect was to continue the action against other and different parties and thus substitute a new cause of action with new and other defendants: “In * * * these cases it will be noticed that the persons sought to be brought in were different from those upon whom process had been served ; and these decisions go to the extent of holding (and very properly) that where one person or corporation is sued, another and different person upon whom process has not been served cannot be brought in as a sole defendant by way of substitution.” Aiid reference is then made to a. number of cases wherein substitution was properly allowed, namely, “ where the plaintiff in ignorance of the true name of defendants ” had sued by another designation, one of which was Tighe v. Pope (16 Hun, 180), “ where an action was brought against one describing her as administratrix and asking judgment against her as such,” and “ the motion was to strike out the words as administratrix,’ ” and “ the court held that it should be granted, remarking that whether the amendment were allowed or not, the- same person will tie defendant.’ ” The distinction to be noted between the two lines of cases is that in one the person or corporation sought to be retained as a party has been served with a summons or process, whereas in the other class it is proposed to bring in a new party and to have the original service on another, person or corporation, considered as [417]*417though it had been actually served upon the real party. Where an action has been commenced by proper service, as in this case, upon the party sought to be held, and there is some defect in the name or designation, the Code expressly provides that a suitable amendment may be made. (Code Civ. Proc. § 723.)

Here it is the same corporation, the United States Mortgage and Trust Company, which it is sought to hold, upon which service was made and which appeared, and striking out the words “ as substituted trustee,” etc., did not bring in any new company or individual that had not been served nor was there substituted a new cause of action. The argument that a judgment against the company as trustee would not be binding upon it individually is not determinative. The same might be said in the Courier Case (supra), where the company was sued as a corporation,, that the unincorporated association would not be bound by a judgment entered in the action if continued without the amendment. Nor in the Tighe Case (supra) would the defendant have been individually liable upon a judgment entered if the action had proceeded against her as an administratrix. It is that very fact which makes the amendment necessary, but the result of the amendment was not to bring in a new party. What is controlling in each case is whether or not a new party, that is, a new person or corporation, is, by the amendment, made a defendant. Here the mortgage company was served originally and nothing was gained so far as having it before the court by the new service, but for the proper entry of the judgment against it the designation was upon motion changed by striking out the words “as substituted trustee,” etc. It follows that, as it was not subsequently brought in, the Statute of Limitations would not constitute a bar to the maintenance of the action against it.

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Boyd v. United States Mortgage & Trust Co., 94 A.D. 413, 88 N.Y.S. 289 (N.Y. Ct. App. 1904).

94 A.D. 413 (Boyd v. United States Mortgage & Trust Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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