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5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 NIKKI B., 8 Plaintiff, CASE NO. C20-5454-BAT 9 v. ORDER AFFIRMING THE 10 COMMISSIONER’S FINAL DECISION COMMISSIONER OF SOCIAL SECURITY, AND DISMISSING THE CASE WITH 11 PREJUDICE Defendant. 12
13 Plaintiff appeals the denial of her applications for Supplemental Security Income and 14 Disability Insurance Benefits. In a prior order, the Court affirmed the ALJ’s evaluation of the 15 plaintiff’s testimony and medical evidence, and remanded on the questions of (1) whether there 16 is reliable evidence supporting a conclusion plaintiff could perform past relevant work and 17 (2) whether there are a significant number of other jobs in the national economy plaintiff could 18 perform. Tr. 3270–96. A new ALJ reconsidered the evidence and all aspects of the sequential 19 evaluation, discounted plaintiff’s testimony and the medical evidence for substantially the same 20 reasons as did the prior ALJ, and concluded (1) plaintiff had no past relevant work and (2) there 21 are significant number of jobs in the national economy that plaintiff can perform. Tr. 3157–74. 22 The Court AFFIRMS the Commissioner’s final decision and DISMISSES the case with 23 prejudice. 1 BACKGROUND 2 Plaintiff is currently 42 years old, has a GED, and has worked as an administrative 3 assistant, customer service representative, materials handler, and order entry technician. Tr. 206, 4 245. In 2011, she applied for benefits and eventually amended her alleged onset date of disability
5 to August 19, 2011. Tr. 31. The district court has remanded her case twice. 6 In 2016, the Court concluded that the ALJ committed harmful error by failing to discuss 7 the examining opinion of Dr. Raymond West, M.D., with respect to limiting plaintiff to working 8 “in a comfortable chair.” Tr. 1483. In all other respects, the Court affirmed the ALJ’s evaluation 9 of plaintiff’s testimony and the medical evidence. Tr. 1486–94. The Court remanded so that the 10 ALJ could reexamine residual functional capacity, the reviewing opinions of Dr. Norman Staley, 11 M.D., and Dr. Drew Stevick, M.D., and plaintiff’s testimony only as necessitated by further 12 consideration of Dr. West’s opinion. Tr. 1487, 1494. 13 In 2019, the Court found that the ALJ had provided specific and legitimate reasons for 14 discounting Dr. West’s opinion on sitting limitations, and affirmed the ALJ’s evaluation of the
15 opinions of Drs. Staley and Stevick, plaintiff’s testimony, and the medical evidence. Tr. 3273– 16 92. The Court concluded, however, that the ALJ committed harmful error: (1) at step four by 17 failing to ask the vocational expert (“VE”) to offer testimony regarding plaintiff’s past work in 18 relation to an RFC-consistent hypothetical and failing to identify support for the conclusion that 19 plaintiff could perform her past work as either actually or generally performed; and (2) at step 20 five by failing to address the VE’s qualification in testimony regarding the impact of a walking 21 restriction on certain jobs and whether that qualification resulted in a smaller number of jobs 22 fitting the hypothetical. Tr. 3292–95. The Court remanded so the ALJ could address (1) whether 23 there is reliable evidence supporting a conclusion plaintiff could perform past relevant work; and 1 (2) whether there are a significant number of jobs in the national economy plaintiff could 2 perform. Tr. 3295. 3 Because the case had been remanded twice, the Appeals Council directed that the case be 4 assigned to a different ALJ. Tr. 3186. The new ALJ held a hearing in September 2019 and called
5 a VE to provide updated vocational testimony as directed by the remand order. Tr. 3188–3228. 6 In a January 2020 decision, the ALJ conducted the sequential analysis anew and determined that 7 plaintiff has the severe impairments of Crohn’s Disease, status post surgeries; and obesity. The 8 ALJ assessed an RFC of sedentary work with additional limitations. Tr. 3165. At step four, the 9 ALJ found that plaintiff has no past relevant work because she had not performed substantial 10 gainful activity long enough to meet the specific vocational preparation requirement. Tr. 3172. 11 At step five, the ALJ determined that based on RFC, all relevant factors, and VE testimony 12 plaintiff could perform the requirements of several jobs that exist in significant numbers in the 13 national economy. Tr. 3172–73. The ALJ therefore found plaintiff to be not disabled. Tr. 3173– 14 74. The ALJ’s decision is the Commissioner’s final decision.
15 DISCUSSION 16 The Court will reverse the ALJ’s decision only if it was not supported by substantial 17 evidence in the record as a whole or if the ALJ applied the wrong legal standard. Molina v. 18 Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012). The ALJ’s decision may not be reversed on account 19 of an error that is harmless. Id. at 1111. Where the evidence is susceptible to more than one 20 rational interpretation, the Court must uphold the Commissioner’s interpretation. Thomas v. 21 Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). 22 Although the scope of the remand of this Court’s 2019 order directed the ALJ to revisit 23 only steps four and five of the sequential analysis, it is not this portion of the ALJ’s 2020 1 decision that plaintiff challenges. Plaintiff instead argues that the ALJ assessed an incorrect RFC 2 and harmfully erred at step five by discounting the plaintiff’s testimony and medical evidence for 3 substantially the same reasons affirmed by this Court in its 2016 and 2019 decisions. Dkt. 28, at 4 2. The Court finds that plaintiff has failed to demonstrate that the ALJ’s decision was
5 unsupported by substantial evidence or applied the wrong legal standard. 6 1. Plaintiff’s Testimony 7 Plaintiff argues that the ALJ erred by failing to adopt her symptom testimony in toto. 8 Dkt. 28, at 9–17. The Court disagrees. 9 This Court previously found the ALJ’s adverse credibility determination to be supported 10 by substantial evidence and free from harmful error. Tr. 3274–82. The Commissioner argues that 11 plaintiff should therefore be barred from rearguing this question under the law of the case 12 doctrine. Dkt. 29, at 3; see Stacy v. Colvin, 82 F.3d 563, 567 (9th Cir. 2016). The Court declines 13 to apply the law of the case doctrine here given its inconsistency with the Commissioner’s 14 institutional position, represented in the 2020 ALJ decision, to accept additional medical
15 evidence and testimony, hold a new hearing, and reassess RFC and all sequential steps. 16 Nonetheless, the Court’s prior decisions are detailed and persuasive. As the ALJ accurately 17 observed, plaintiff’s symptom allegations are not substantially different from the allegations 18 made earlier and none of the “new” evidence presented since the last remand referred to a 19 different time period or indicated more severe impairments. Tr. 3168. Moreover, plaintiff argues 20 that her symptom testimony should be adopted based entirely on consistency with medical 21 evidence already evaluated and discounted in prior orders. See Dkt. 28, at 9–12 (referring 22 specifically to limitations supported by the opinions of Drs. West, Liu, Peterson, and Gaffield 23 and broadly to “all” medical evidence). 1 The ALJ discounted plaintiff’s symptom testimony because (1) plaintiff engaged in 2 activities that demonstrated she functioned better than alleged; (2) the medical records showed 3 her symptoms and limitations were not as severe as alleged; and (3) plaintiff’s non-compliance 4 with treatment undermined her symptom testimony. Tr. 3165–68. The Court has twice detailed
5 why these reasons are clear and convincing. Tr.
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5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 NIKKI B., 8 Plaintiff, CASE NO. C20-5454-BAT 9 v. ORDER AFFIRMING THE 10 COMMISSIONER’S FINAL DECISION COMMISSIONER OF SOCIAL SECURITY, AND DISMISSING THE CASE WITH 11 PREJUDICE Defendant. 12
13 Plaintiff appeals the denial of her applications for Supplemental Security Income and 14 Disability Insurance Benefits. In a prior order, the Court affirmed the ALJ’s evaluation of the 15 plaintiff’s testimony and medical evidence, and remanded on the questions of (1) whether there 16 is reliable evidence supporting a conclusion plaintiff could perform past relevant work and 17 (2) whether there are a significant number of other jobs in the national economy plaintiff could 18 perform. Tr. 3270–96. A new ALJ reconsidered the evidence and all aspects of the sequential 19 evaluation, discounted plaintiff’s testimony and the medical evidence for substantially the same 20 reasons as did the prior ALJ, and concluded (1) plaintiff had no past relevant work and (2) there 21 are significant number of jobs in the national economy that plaintiff can perform. Tr. 3157–74. 22 The Court AFFIRMS the Commissioner’s final decision and DISMISSES the case with 23 prejudice. 1 BACKGROUND 2 Plaintiff is currently 42 years old, has a GED, and has worked as an administrative 3 assistant, customer service representative, materials handler, and order entry technician. Tr. 206, 4 245. In 2011, she applied for benefits and eventually amended her alleged onset date of disability
5 to August 19, 2011. Tr. 31. The district court has remanded her case twice. 6 In 2016, the Court concluded that the ALJ committed harmful error by failing to discuss 7 the examining opinion of Dr. Raymond West, M.D., with respect to limiting plaintiff to working 8 “in a comfortable chair.” Tr. 1483. In all other respects, the Court affirmed the ALJ’s evaluation 9 of plaintiff’s testimony and the medical evidence. Tr. 1486–94. The Court remanded so that the 10 ALJ could reexamine residual functional capacity, the reviewing opinions of Dr. Norman Staley, 11 M.D., and Dr. Drew Stevick, M.D., and plaintiff’s testimony only as necessitated by further 12 consideration of Dr. West’s opinion. Tr. 1487, 1494. 13 In 2019, the Court found that the ALJ had provided specific and legitimate reasons for 14 discounting Dr. West’s opinion on sitting limitations, and affirmed the ALJ’s evaluation of the
15 opinions of Drs. Staley and Stevick, plaintiff’s testimony, and the medical evidence. Tr. 3273– 16 92. The Court concluded, however, that the ALJ committed harmful error: (1) at step four by 17 failing to ask the vocational expert (“VE”) to offer testimony regarding plaintiff’s past work in 18 relation to an RFC-consistent hypothetical and failing to identify support for the conclusion that 19 plaintiff could perform her past work as either actually or generally performed; and (2) at step 20 five by failing to address the VE’s qualification in testimony regarding the impact of a walking 21 restriction on certain jobs and whether that qualification resulted in a smaller number of jobs 22 fitting the hypothetical. Tr. 3292–95. The Court remanded so the ALJ could address (1) whether 23 there is reliable evidence supporting a conclusion plaintiff could perform past relevant work; and 1 (2) whether there are a significant number of jobs in the national economy plaintiff could 2 perform. Tr. 3295. 3 Because the case had been remanded twice, the Appeals Council directed that the case be 4 assigned to a different ALJ. Tr. 3186. The new ALJ held a hearing in September 2019 and called
5 a VE to provide updated vocational testimony as directed by the remand order. Tr. 3188–3228. 6 In a January 2020 decision, the ALJ conducted the sequential analysis anew and determined that 7 plaintiff has the severe impairments of Crohn’s Disease, status post surgeries; and obesity. The 8 ALJ assessed an RFC of sedentary work with additional limitations. Tr. 3165. At step four, the 9 ALJ found that plaintiff has no past relevant work because she had not performed substantial 10 gainful activity long enough to meet the specific vocational preparation requirement. Tr. 3172. 11 At step five, the ALJ determined that based on RFC, all relevant factors, and VE testimony 12 plaintiff could perform the requirements of several jobs that exist in significant numbers in the 13 national economy. Tr. 3172–73. The ALJ therefore found plaintiff to be not disabled. Tr. 3173– 14 74. The ALJ’s decision is the Commissioner’s final decision.
15 DISCUSSION 16 The Court will reverse the ALJ’s decision only if it was not supported by substantial 17 evidence in the record as a whole or if the ALJ applied the wrong legal standard. Molina v. 18 Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012). The ALJ’s decision may not be reversed on account 19 of an error that is harmless. Id. at 1111. Where the evidence is susceptible to more than one 20 rational interpretation, the Court must uphold the Commissioner’s interpretation. Thomas v. 21 Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). 22 Although the scope of the remand of this Court’s 2019 order directed the ALJ to revisit 23 only steps four and five of the sequential analysis, it is not this portion of the ALJ’s 2020 1 decision that plaintiff challenges. Plaintiff instead argues that the ALJ assessed an incorrect RFC 2 and harmfully erred at step five by discounting the plaintiff’s testimony and medical evidence for 3 substantially the same reasons affirmed by this Court in its 2016 and 2019 decisions. Dkt. 28, at 4 2. The Court finds that plaintiff has failed to demonstrate that the ALJ’s decision was
5 unsupported by substantial evidence or applied the wrong legal standard. 6 1. Plaintiff’s Testimony 7 Plaintiff argues that the ALJ erred by failing to adopt her symptom testimony in toto. 8 Dkt. 28, at 9–17. The Court disagrees. 9 This Court previously found the ALJ’s adverse credibility determination to be supported 10 by substantial evidence and free from harmful error. Tr. 3274–82. The Commissioner argues that 11 plaintiff should therefore be barred from rearguing this question under the law of the case 12 doctrine. Dkt. 29, at 3; see Stacy v. Colvin, 82 F.3d 563, 567 (9th Cir. 2016). The Court declines 13 to apply the law of the case doctrine here given its inconsistency with the Commissioner’s 14 institutional position, represented in the 2020 ALJ decision, to accept additional medical
15 evidence and testimony, hold a new hearing, and reassess RFC and all sequential steps. 16 Nonetheless, the Court’s prior decisions are detailed and persuasive. As the ALJ accurately 17 observed, plaintiff’s symptom allegations are not substantially different from the allegations 18 made earlier and none of the “new” evidence presented since the last remand referred to a 19 different time period or indicated more severe impairments. Tr. 3168. Moreover, plaintiff argues 20 that her symptom testimony should be adopted based entirely on consistency with medical 21 evidence already evaluated and discounted in prior orders. See Dkt. 28, at 9–12 (referring 22 specifically to limitations supported by the opinions of Drs. West, Liu, Peterson, and Gaffield 23 and broadly to “all” medical evidence). 1 The ALJ discounted plaintiff’s symptom testimony because (1) plaintiff engaged in 2 activities that demonstrated she functioned better than alleged; (2) the medical records showed 3 her symptoms and limitations were not as severe as alleged; and (3) plaintiff’s non-compliance 4 with treatment undermined her symptom testimony. Tr. 3165–68. The Court has twice detailed
5 why these reasons are clear and convincing. Tr. 1488–92; 3274–82; see Burrell v. Colvin, 775 6 F.3d 1133, 1136–37 (9th Cir. 2014). Plaintiff’s 2019 hearing testimony does not undermine that 7 reasoning. See Tr. 3195–3219. The Court adopts the reasoning and citations from the Court’s 8 2016 and 2019 decisions and applies them with equal force to affirm the ALJ’s 2020 decision to 9 discount plaintiff’s testimony. 10 Plaintiff has failed to demonstrate that the ALJ’s decision to discount her symptom 11 testimony was unsupported by substantial evidence or was a misapplication of the law. 12 2. Medical Evidence 13 Plaintiff argues that the ALJ improperly discounted the opinions of examining physicians 14 Dr. Raymond West, examining physician Dr. Beth Liu, and examining physician Dr. Gary
15 Gaffield; should have given more weight to the opinion of examining psychologist Dr. Keith 16 Peterson as supportive of plaintiff’s symptom testimony; and gave contradictory and confusing 17 weight to the opinions of reviewing physicians Dr. Norman Staley and Dr. Drew Stevick. Dkt. 18 28, at 3–9. The Court finds that plaintiff has failed to demonstrate harmful error in the ALJ’s 19 reconciliation of the medical evidence. 20 The ALJ discounted Dr. West’s 2013 opinion, Dr. Liu’s 2015 opinion, and Dr. Gaffield’s 21 2016 opinion because they were inconsistent with examination findings, inconsistent with the 22 medical record and the record as a whole, and based on plaintiff’s unreliable complaints. 23 Tr. 3169–71; see Tr. 1326–31 (Dr. West), 1774–78 (Dr. Liu), 1799–1810 (Dr. Gaffield). The 1 ALJ gave significant weight to psychologist Dr. Peterson’s 2015 opinion that psychological 2 symptoms did not prevent plaintiff from gainful activity; the evaluation detected no cognitive 3 issues detected that would be an obstacle to work; he could see how plaintiff’s physical 4 symptoms, combined with her anxiety over those symptoms, would have a significant impact on
5 her ability to relate to coworkers or customers; otherwise, plaintiff could learn new material, 6 follow directions, and complete tasks of simple and moderate complexity; and observed no 7 stamina issues. Tr. 1363; see 1780–86 (Dr. Peterson). The ALJ gave significant weight to the 8 reviewing 2012 opinions of Drs. Staley and Stevick that plaintiff is capable of a range of 9 sedentary work with postural and environmental limitations to the extent those opinions were 10 consistent relatively normal physical findings on examination and no recent gastrointestinal and 11 genitourinary symptoms. Tr. 3171–72; see Tr. 77–96 (Dr. Staley), 99–124 (Dr. Stevick). The 12 ALJ gave little weight to the 2016 reviewing opinion of Dr. Stevick, even though it was 13 consistent with the RFC, because it gave too much weight to Dr. Liu’s discounted opinion and 14 the balance of the record, and it did not have available plaintiff’s testimony for review. Tr. 3172;
15 see 1519–29. 16 The Court previously found that the ALJ had stated specific and legitimate reasons for 17 discounting the opinions of Drs. West, Liu, and Gaffield; reasonably accounted for the opinion 18 of Dr. Peterson; and reasonably relied upon the opinions of Drs. Staley and Stevick. Tr. 1382–92. 19 The Court adopts the reasoning and citations from its 2019 opinion and applies it to affirm the 20 ALJ’s reasoning here. Although in 2020 the ALJ assessed an RFC of sedentary work with 21 additional limitations rather than an RFC of light work with additional limitations as found in the 22 2017 ALJ decision, compare Tr. 3165 with Tr. 3243–44, the ALJ’s reasons for reconciling the 23 medical opinions of Drs. West, Liu, Gaffield, Peterson, Staley, and Stevick remain the same and 1 are specific and legitimate. Plaintiff has failed to demonstrate that the ALJ erred by finding the 2 opinions of Drs. West, Liu, and Gaffield to be inconsistent with the examination findings, 3 inconsistent with the record as a whole, and based on discounted symptom testimony; by 4 declining to give weight to psychologist Dr. Peterson’s comments about plaintiff’s physical
5 limitations as based on discounted subjective complaints; and by giving weight to the opinions of 6 Drs. Staley and Stevick to the extent they were consistent with the assessed RFC. Tr. 3169–71. 7 Plaintiff has failed to demonstrate that the ALJ’s evaluation of the medical evidence was 8 unsupported by substantial evidence or constituted a misapplication of the law. 9 3. RFC and Step Five Analysis 10 Plaintiff does not challenge the ALJ’s evaluation of the questions within the scope of the 11 remand: (1) whether there is reliable evidence supporting a conclusion plaintiff could perform 12 past relevant work; and (2) whether there are a significant number of jobs in the national 13 economy plaintiff could perform. Rather, plaintiff argues that the ALJ’s misevaluation of 14 plaintiff’s testimony and the medical record led to an erroneous RFC and, consequently, to an
15 erroneous step five analysis. Dkt. 28, at 17–18. The Court has found that the ALJ supported his 16 evaluation of plaintiff’s testimony and the medical evidence with substantial evidence and has 17 not harmfully erred as a matter of law. Plaintiff has therefore failed to demonstrate that the ALJ 18 erred as a matter of fact or law with respect to assessing RFC or analyzing step five. 19 CONCLUSION 20 For the foregoing reasons, the Commissioner’s decision is AFFIRMED and this case is 21 DISMISSED with prejudice. 22 23 1 DATED this 28th day of May, 2021. 2 A 3 BRIAN A. TSUCHIDA United States Magistrate Judge 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23