Boston Partners Asset Management, L.P. v. Archambo

19 Mass. L. Rptr. 6
CourtMassachusetts Superior Court
DecidedJanuary 18, 2005
DocketNo. 025614BLS
StatusPublished

This text of 19 Mass. L. Rptr. 6 (Boston Partners Asset Management, L.P. v. Archambo) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Boston Partners Asset Management, L.P. v. Archambo, 19 Mass. L. Rptr. 6 (Mass. Ct. App. 2005).

Opinion

van Gestel, J.

This matter is before the Court on the eve of trial on the defendants’ motion for summary [7]*7judgment (Paper #88), and the defendants’ motion in limine to exclude certain expert testimony (Paper #94).

BACKGROUND

Boston Partners Asset Management, L.P. (“BPAM”), is a Boston-based investment firm, founded to manage large cap, mid cap and small cap value products, and other specialty investment products.

Until his resignation in June 2001, the defendant Wayne Archambo (“Archambo”) had been employed by BPAM as a limited partner and senior portfolio manager in charge of its small and mid-cap value products. Upon his resignation, Archambo sought to be employed by BlackRock, a direct competitor of BPAM. This spawned a lawsuit before this Court captioned Boston Partners Asset Management, L.P. v. Wayne Archambo, Suffolk Civil Action No. 01-3078 BLS. The lawsuit concerned, among other thing, the enforcement by BPAM of a one-year non-competition covenant in connection with Archambo’s affiliation with it.

On September 7, 2001, BPAM, Archambo and BlackRock entered into a settlement agreement in Civil Action No. 01-3078. Pursuant to the agreement BPAM agreed that Archambo could begin working at BlackRock on January 1, 2002, and could consult for BlackRock starting one month earlier. Additionally, BPAM, Archambo and BlackRock agreed that they would not disparage each other. The non-disparagement clause reads as follows.

It is the intention and agreement of the Parties that there will be no authorized representations or statements made by any of the Parties, including without limitation, those made anonymously, that shall either directly in the form of oral or written statements or representations to any existing, prospective or potential customer of any other parly, or indirectly in the form of oral or written statements or representations made to any investment or other consultant, agent or representative of any existing, prospective or potential customer of a party, or to any representative or agent of the media, disparage any party’s past, present, or future performance, personnel, financial condition or investment advisory or organizational capabilities. The term “disparage" shall mean any statement or representation which directly or by implication, is intended to harm the reputation of any Party.

(Emphasis added.)

BPAM alleges that, despite a January 16, 2001, assurance from BlackRock’s counsel that Archambo had been reminded of his non-disparagement obligations, Archambo, on January 17, 2001, “trashed” BPAM to an investment consultant named Peter Keliuotis of Strategic Investment Solutions, Inc.

Further, BPAM claims that in September 2002, Archambo made disparaging comments to one of BPAM’s largest clients, The California Endowment.

Still further, BPAM charges that in November 2002, Archambo made “damning allegations” about poor management performance by one of Archambo’s successors to R. Scott Cooprider of Holbein Associates.

This suit was filed on December 16, 2002. The complaint contains three counts: Count I, for breach of the non-disparagement clause; Count II for intentional interferences with advantageous business relations; and Count III for unfair competition in violation of G.L.c. 93A.

BlackRock fired back with counterclaims for abuse of process and unfair competition in violation of G.L.c. 93A.2

The essence of the motion for summary judgment is that extensive discovery reveals that BPAM cannot demonstrate an essential element of each of its claims: that it suffered any damages that were caused by the alleged disparaging remarks and that BPAM cannot proffer evidence in support of the other requisite elements of any of the three counts of its complaint.

The motion in limine asks the Court to enforce its gatekeeper role and bar certain opinion testimony by two expert witnesses designated by BPAM: Desmond J. Heathwood (“Heathwood”) and Thomas J. Lucey (“Lucey”). The expert reports of Heathwood and Lucey are attached to the Joint Pre-Trial Memorandum as Exhibit A.

DISCUSSION

Motion for Summary Judgment

“Summary judgment is appropriate when, viewing the evidence in the light most favorable to the nonmov-ing party, all material facts have been established and the moving party is entitled to judgment as a matter of law.” M.P.M. Builders, LLC v. Dwyer, 442 Mass. 87, 89 (2004); Kesler v. Pritchard, 362 Mass. 132, 134 (1972). Mass.R.Civ.P. Rule 56(c).

Because the burden is on the movant, the evidence presented is always construed in favor of the party opposing the motion, and the opposing party is given the benefit of all reasonable inferences that can be drawn from it. See, e.g., Ng Bros. Constr., Inc. v. Cranney, 436 Mass. 638, 643-44 (2002), and cases cited'. “A court should not grant a party’s motion for summary judgment ‘merely because the facts he offers appear more plausible than those tendered in opposition, or because it appears that the adversaiy is unlikely to prevail at trial.’ ” Attorney Gen. v. Bailey, 386 Mass. 367, 370 (1982).

Goulart v. Canton Housing Authority, 57 Mass.App.Ct. 440, 441 (2003).

Thus, here, the evidence presented in the motion papers must be viewed in the light most favorable to BPAM, including any reasonable inferences to be drawn therefrom.

While the record that BPAM suffered any damages that were caused by the alleged disparaging remarks [8]*8is truly thin, it does not appear to this Court to fail to achieve the very limited deference that it must be given under Rule 56.

The trial judge must only determine “whether there is a substantial issue of fact. He does not . . . try such issue if found to exist.” He need not, therefore, concern himself with the credibility of opposing affidavits or evidence, or the weight of the evidence.

Smith & Zobel, Rules Practice, 8 M.P.S. sec. 56.8.

The Court reaches the same conclusion on the charge that BPAM cannot proffer sufficient evidence in support of the other requisite elements of any of the three counts of its complaint. Thus, the defendants’ motion for summary judgment must be denied.

Motion in Limine to Bar Expert Testimony

This motion presents a much more complex and significant issue for this case. It asks the Court to perform the gatekeeper role assigned by the Supreme Court’s decision in Daubert v. Merrell Dow Chemicals, Inc., 509 U.S. 579, 591 (1993), as brought into Massachusetts evidence law by Commonwealth v. Lanigan, 419 Mass. 15, 25 (1994). See also Theresa Canavan’s Case, 432 Mass. 304 (2000).

Our test for the admissibility of expert testimony based on scientific knowledge has usually been the Frye test, “that is, whether the community of scientists involved generally accepts the theory or process. Frye v. United States, 293 F. 1013 (D.C.Cir. 1923).” . . . The test has a practical usefulness because, if there is general acceptance in the relevant scientific community, the prospects are high, but not certain, that the theory or process is reliable.

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Cite This Page — Counsel Stack

Bluebook (online)
19 Mass. L. Rptr. 6, Counsel Stack Legal Research, https://law.counselstack.com/opinion/boston-partners-asset-management-lp-v-archambo-masssuperct-2005.