Boruski v. National Securities & Research Corp.

Appellate Terms of the Supreme Court of New York

Boruski v. National Securities & Research Corp.

38 Misc. 2d 1026, 237 N.Y.S.2d 772, 1962 N.Y. Misc. LEXIS 2168

CourtAppellate Terms of the Supreme Court of New York

DecidedDecember 6, 1962

StatusPublished

This text of 38 Misc. 2d 1026 (Boruski v. National Securities & Research Corp.) is published on Counsel Stack Legal Research, covering Appellate Terms of the Supreme Court of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Boruski v. National Securities & Research Corp., 38 Misc. 2d 1026, 237 N.Y.S.2d 772, 1962 N.Y. Misc. LEXIS 2168 (N.Y. Ct. App. 1962).

Pincite

Opinion

Per Curiam.

Plaintiff, having been suspended from the National Association of Securities Dealers, Inc., was barred from recovery of commissions upon sales made during the period of his suspension. The public interest requires that appropriate sanctions be imposed to secure compliance with the rules, regulations and policies of both the National Association of Securities Dealers and the Securities and Exchange Commission. (Boruski v. Securities & Exch. Comm., 289 F. 2d 738, 740.)

The judgment should be reversed, with $30 costs and complaint dismissed, with costs.

Concur — Tilzer, J. P., Hoestadter and Capozzoli, JJ.

Judgment reversed, etc.

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