Bornstein v. City of Connellsville

39 A.3d 513, 33 I.E.R. Cas. (BNA) 787, 2012 WL 310868, 2012 Pa. Commw. LEXIS 45
CourtCommonwealth Court of Pennsylvania
DecidedFebruary 2, 2012
StatusPublished
Cited by5 cases

This text of 39 A.3d 513 (Bornstein v. City of Connellsville) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bornstein v. City of Connellsville, 39 A.3d 513, 33 I.E.R. Cas. (BNA) 787, 2012 WL 310868, 2012 Pa. Commw. LEXIS 45 (Pa. Ct. App. 2012).

Opinion

OPINION BY

Judge BROBSON.

Rita Bornstein (Bornstein) appeals from an order of the Court of Common Pleas of Fayette County (trial court), dated January 19, 2011. The trial court affirmed the decision of the Connellsville City Council (City Council), terminating Bornstein from her position as Health Officer of the City of Connellsville (City). For the reasons that follow, we reverse and remand.

Bornstein was employed as the City’s Health Officer for most of the time period between 1994 and 2008. As of 2008, Born-stein also served as Health Officer for the Borough of South Connellsville (South Connellsville), the Borough of Dunbar [515]*515(Dunbar), and the City of Monongahela (Monongahela).2

In her capacity as the City’s Health Officer, Bornstein reported to David Mcln-tire (Mclntire), the City’s Director of Public Safety and Health.3 On September 25, 2006, Mclntire issued Bornstein a written warning, informing Bornstein that an unidentified resident of the Connellsville area had made allegations that she was working for other municipalities during her normal City working hours. (R.R. at 216a.) Mclntire advised Bornstein that she was to conduct only City-related business between 9:00 a.m. and 5:00 p.m., Monday through Friday. Mclntire further advised Bornstein that she was not to use the City’s “telephones, computers, copy machine, fax machine, etc.” for business not related to the City. (Id.) Finally, Mclntire advised Bornstein that she could face dismissal if she continued to perform work for other municipalities using City time and resources.

Thereafter, the State Ethics Commission conducted an investigation of Born-stein on allegations that she had performed duties for South Connellsville and Dunbar during the same hours that she was being paid by the City, and that she had performed said duties using the City’s office, equipment, materials, and supplies.4 Bornstein was also accused of failing to file required statements of financial interests. On February 15, 2008, Bornstein entered into a consent agreement and a stipulation of findings with the State Ethics Commission’s Investigative Division, in which Bornstein stipulated to the above accusations. (Id. at 265a-92a.) The consent agreement provided, however:

5. The Investigative Division will recommend that the State Ethics Commission take no further action in this matter; and make no specific recommendations to any law enforcement or other authority to take action in this matter. Such, however, does not prohibit the Commission from ... cooperating with any other authority who may so choose to review this matter further.
6. Bornstein’s acceptance and execution of this Consent Agreement is solely for the purpose of resolving the matter currently pending before the Pennsylvania State Ethics Commission and is in no way related to any other proceedings or matters that may be currently ongoing or which may be initiated in the future. Bornstein, by accepting and executing this Consent Agreement, does not admit the legal conclusions herein, but she accepts the legal consequences set forth in this Consent Agreement.

(Id. at 266a.) All of the improper activities detailed in the consent agreement and stipulation of findings, save one, occurred prior to Mclntire’s September 25, 2006 written warning.5

Based on the consent agreement, the State Ethics Commission issued a final adjudication and order on April 28, 2008. [516]*516(Id. at 225a-53a.) The State Ethics Commission concluded that Bornstein violated Section 1103(a) of the Ethics Act, 65 Pa. C.S. § 1103(a), “when she utilized her office, including equipment and materials, in support of her part-time positions as Health Code Officer for [South Connells-ville] and [Dunbar]” and “when she performed duties related to her part-time positions with South Connellsville and Dunbar during the same hours for which she was being compensated as an employee of the City.” (Id. at 253a.) The State Ethics Commission also concluded that Bornstein violated Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), “when she failed to file Statements of Financial Interests for the 2001, 2002, 2003, 2004, and 2005 calendar years in her public positions with South Connellsville and Dunbar and ... for the 2002, 2003, 2004, and 2005 calendar years in her public position with the City.” (Id.) As a result of her violations of the Ethics Act, the State Ethics Commission ordered Bornstein to pay $2,928.37, per the consent agreement, and directed Bornstein to file statements of financial interests for the years that she had failed to do so. (Id. at 254a.) The State Ethics Commission neither initiated nor recommended the initiation of any criminal charges. Bornstein did not appeal.

In June 2008, the City’s Mayor advised Mclntire of the State Ethics Commission’s April 28, 2008 final adjudication and order. On the advice of the City’s Solicitor, Mcln-tire issued a letter on July 9, 2008, discharging Bornstein from her position as the City’s Health Officer. (Id. at 9a.) Subsequently, the City’s Solicitor informed Mclntire that he discharged Bornstein without following the proper procedures, prompting Mclntire to issue a second letter on July 11, 2008, which provided:

Be advised that your discharge as Health Officer for the City of Connells-ville has been suspended pending a hearing before the City Council pursuant to Section 4408 of the Third Class City Code [ (Code) ].[6] You will be notified in writing of the date and time of the hearing. You are to resume your duties on Monday July, 14, 2007 follow[517]*517ing your requested three day vacation leave.

(R.R. at 10a.)

On Friday, August 15, 2008, at approximately 4:15 p.m., Bornstein received a letter from Mclntire, dated August 14, 2008, informing her that the hearing referenced in the July 11, 2008 letter had been scheduled for Wednesday, August 20, 2008. That letter provided:

As a result of the Pennsylvania Ethics Commission adjudication as set forth in its Order Number 1463 dated April 28, 2008, which order has not been appealed, a hearing pursuant to Section 4808 of the Third Class City Code to determine what disciplinary action, if any, the City Council sitting as a Civil Service Board, shall take against you in your capacity as health officer. The hearing is set for Wednesday, August 20, 2008, at 7:00 P.M. at the City Council Chambers in City Hall, 110 North Arch Street, Con-nellsville, PA. You may be represented by an attorney of your choice should you so desire.

(Id. at 11 a.)

As scheduled, Bornstein appeared at a hearing on August 20, 2008.7 Contrary to the August 14, 2008 letter, however, the City Council did not sit as a Civil Service Board. Instead, Bornstein appeared before the City Council, which consisted of four members, including Mclntire, and the City’s Mayor. The City’s Solicitor was not present at the hearing, and independent counsel acted as hearing officer. (Id. at 152a, 198a-99a.) Bornstein, who was not represented by counsel, testified on her own behalf. Bornstein did not request a continuance. (Id. at 157a, 169a.) After hearing testimony, the City Council convened an executive session closed to the public.

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39 A.3d 513, 33 I.E.R. Cas. (BNA) 787, 2012 WL 310868, 2012 Pa. Commw. LEXIS 45, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bornstein-v-city-of-connellsville-pacommwct-2012.