Borchgrevink v. State

239 P.3d 410, 2010 Alas. App. LEXIS 110, 2010 WL 3608654
CourtCourt of Appeals of Alaska
DecidedSeptember 17, 2010
DocketA-10234
StatusPublished
Cited by10 cases

This text of 239 P.3d 410 (Borchgrevink v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Borchgrevink v. State, 239 P.3d 410, 2010 Alas. App. LEXIS 110, 2010 WL 3608654 (Ala. Ct. App. 2010).

Opinion

OPINION

MANNHEIMER, Judge.

Estin W. Borchgrevink appeals his convie-tions for first-degree assault (infliction of serious physical injury) and for a merged count of first-degree sexual assault and first-degree sexual abuse of a minor (non-consensual sexual penetration of a child under the age of 13). 1 The issue on appeal is whether the State should have been allowed to introduce evidence at Borchgrevink's trial concerning an out-of-court statement made by the 2 4-year-old victim when she was examined at the hospital by an emergency room physician and nurse.

At the time of this examination, the victim, E.P., had obvious injuries to her head and to her vaginal opening and perineum. The doe-tor pointed to E.P.'s head and asked who hurt her. EP. replied, "Daddy [i.e., Bor-chgrevink] did this" or "Daddy did this to me". The doctor then pointed to E.P.'s genitals, or the area of her diaper, and again asked who hurt her. E.P. once more replied, "Daddy did this."

At Borchgrevink's trial, the emergency room physician, the emergency room nurse, and E.P.'s mother (who was also present during the examination) were allowed to give hearsay testimony describing E.P.'s statements.

However, as we explain in more detail later in this opinion, the trial judge granted a defense motion to declare E.P. incompetent to be a witness, and thus E.P. did not testify at Borchgrevink's trial.

*413 At trial, Borchgrevink conceded that he was the one who caused the injuries to E.P 's head. Because of this concession, the admissibility of E.P.'s statement identifying Bor-chgrevink as the one who inflicted her head injuries is a moot issue. However, Borchgre-vink denied that he was the one who inflicted the injuries to E.P.'s genitals and perineum, and he actively objected to the admission of E.P.'s statement identifying him as the one who inflicted these injuries.

For the reasons explained in this opinion, we conclude that the admission of the testimony describing E.P.'s out-of-court statements was not reversible error, and we therefore affirm Borehgrevink's convictions.

The litigation of this issue in the superior court

Two days before Borchgrevink's trial began, the trial judge (Superior Court Judge pro tempore Peter G. Ashman) held a hearing to address the admissibility of this evidence.

The prosecutor argued that this testimony was admissible under two different theories: first, that it was a "first complaint" of sexual assault for purposes of the "first complaint" doctrine recognized by the Alaska Supreme Court in Greenway v. State, 626 P.2d 1060 (Alaska 1980); and second, that it was admissible under Alaska Evidence Rule 808(4) because E.P.'s statements were made for purposes of medical diagnosis or treatment.

With respect to the State's theory that EP.'s statements constituted a first complaint of sexual assault under @reenway, Borchgrevink's attorney argued that "first complaint" evidence should be limited to evi-denee that the victim reported that they had been subjected to a sexual assault (or to sexual abuse)-and that the "first complaint" rule does not allow the State to introduce evidence of the victim's identification of the perpetrator.

Similarly, with respect to the State's theory that E.P.'s statements were admissible under the medical diagnosis or treatment exception codified in Evidence Rule 808(4), Borchgrevink's attorney argued that the medical diagnosis or treatment exception does not allow the State to introduce out-of-court statements concerning the identity of the person who inflicted the patient's injuries.

In the alternative (i.e., under the assumption that Evidence Rule 803(4) might permit evidence of a sexual abuse victim's identification of their assailant), the defense attorney argued that E.P. was so young when she spoke to the doctor (she was two and a half years old) that she would not have understood that the doctor's inquiry concerning the identity of her assailant had anything to do with medical diagnosis or treatment.

After hearing the parties' arguments, Judge Ashman took the matter under advisement. Later that afternoon, he called the parties back to court and announced his decision.

With regard to whether E.P.'s out-of-court statements were admissible under the Green-way "first complaint" rule, Judge Ashman noted that this Court had issued seemingly contradictory statements on the question of whether evidence of a vietim's first complaint can include an identification of the perpetrator of the sexual assault or sexual abuse. After declaring that he could not find a unifying rationale to fully explain or reconcile our prior statements on this issue, Judge Ash-man ruled that E.P.'s out-of-court identification of Borchgrevink as her assailant was admissible under the "first complaint" rule.

With regard to whether E.P.'s out-of-court statements were admissible under the medical diagnosis or treatment hearsay exception, Judge Ashman found that when the emer-geney room physician questioned E.P., it was obvious that she had suffered genital injuries, but it was not clear whether those injuries were the result of a sexual assault, and (if so) whether that assault was performed with an adult male's penis or with some other object. Judge Ashman concluded that the doctor's inquiry was pertinent to medical diagnosis or treatment because, if E.P.'s injuries resulted from sexual penetration by an adult male's penis, this information was relevant to the doctor's decisions concerning the course of treatment.

(Judge Ashman's assessment of the medical relevance of this information for treat *414 ment purposes was corroborated by the testimony of another physician at Borchgrevink's trial-ie, not the emergency room doctor, but another doctor who later supervised E.P.'s treatment. This second physician testified that, because E.P.'s injuries were reported to have been caused by sexual penetration by an adult male, E.P. was treated with antibiotics in case she had been infected with a sexually transmitted disease, and E.P. was screened for HIV, syphilis, and other sexually transmitted diseases.)

Whether evidence that E.P. identified Bor-chgrevinik as her assailant was admissible under the Greenway "first complaint" evidence rule

As we explained earlier, Borchgrevink was charged with both physical assault on E.P. (resulting in the injuries to her head) and sexual assault on E.P. (resulting in the injuries to her genitals and perineum).

In his testimony at his trial, Borchgrevink conceded that he was the one who inflicted the injuries to E.P.'s head, and that these injuries were inflicted on March 16, 2006, while E.P.'s mother was at work. (E.P. was taken to the doctor late in the afternoon of March 16th.)

However, Borchgrevink denied that he was the one who inflicted the injuries to E.P.'s genitals and perineum. Borchgrevink asserted that these injuries were inflicted one or possibly two days earlier-Lie., late on March 14th, or on March 15th-while Bor-chgrevink was at work and E.P. was in the care of others (namely, her mother and her grandparents, Kristine and Richard Squire).

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Cite This Page — Counsel Stack

Bluebook (online)
239 P.3d 410, 2010 Alas. App. LEXIS 110, 2010 WL 3608654, Counsel Stack Legal Research, https://law.counselstack.com/opinion/borchgrevink-v-state-alaskactapp-2010.