Booth v. Commonwealth

30 Va. Cir. 359, 1993 Va. Cir. LEXIS 19
CourtAlbemarle County Circuit Court
DecidedApril 30, 1993
DocketCase No. 5065-L
StatusPublished
Cited by1 cases

This text of 30 Va. Cir. 359 (Booth v. Commonwealth) is published on Counsel Stack Legal Research, covering Albemarle County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Booth v. Commonwealth, 30 Va. Cir. 359, 1993 Va. Cir. LEXIS 19 (Va. Super. Ct. 1993).

Opinion

BY JUDGE PAUL M. PEATROSS, JR.

This matter comes before the court on Defendants’ Plea of Sovereign Immunity. The Plea was argued before the court on April 21, 1993, and counsel for the parties have submitted legal authority for consideration by the court.

The plaintiff in this matter, Catherine P. Booth, sustained a spinal cord injury in a fall in July, 1989. After an initial evaluation at Allegheny Hospital, she was transferred to the University of Virginia Medical Center for further evaluation. On July 19, 1989, Dr. Jane, an attending neurosurgeon, requested an orthopedic consult to evaluate Ms. Booth, in order to determine whether the use of halo traction was appropriate in her case.

After evaluation, it was decided that Ms. Booth’s injuries required halo traction. The procedure, which is fairly involved, requires at least two people to position and attach the halo unit. The team assigned to carry out the procedure was comprised of the defendants in this action, Jonathan Chang, Michael Coe, and Wun Jer-Shen. At the time of the procedure, Dr. Chang was a third-year resident and was in charge of Ms. Booth’s treatment. Dr. Coe was a second-year resident, and Dr. Jer-Shen was a first-year resident. The evidence presented to the court thus far indicates that this team of residents, led by Dr. Chang, was entirely responsible for the fitting and placement of the device.

Ms. Booth has filed suit against the Defendants in this case, alleging that they were negligent in managing her spinal column fracture with the halo traction device. In particular, she alleges that the Defendants [360]*360were negligent in the placement of the halo pins required to immobilize her in the halo vest and that they failed to properly monitor the in sites and the halo device after placement.

In response, the defendants have filed a plea of sovereign immunity, based on their status as employees of the University taking part in the training program for orthopedic interns.

Discussion

In Virginia, employees of the Commonwealth must be able to satisfy each element of a four-part test before they may enjoy the protection of sovereign immunity. James v. Jane, 221 Va. 43, 53 (1980). Each element of the test is essential, and an employee who fails to meet its burden of proof on any one of the elements will be denied immunity. Hicks v. Pollart, 27 Va. Cir. 7, 8 (1991).

In Messina v. Burden, 228 Va. 301 (1984), the Supreme Court held that, when considering a state employee’s plea of sovereign immunity, a trial court in Virginia must consider each of the following four elements:

(1) the nature of the function performed by the employee;

(2) the extent of the state’s interest and involvement in that function;

(3) the degree of control and direction exercised by the state over the employee; and

(4) whether the act complained of involved the use of judgment and discretion.

This court has become familiar with this test and has had an opportunity to apply it on several occasions. In Deeds v. DiMercurio, Albemarle Cir. Ct., Law No. 4450-L (1991) (Peatross, J.), this court considered a plea of sovereign immunity by a research fellow who had allegedly misapplied a thermal splint to a patient, burning her severely. In denying immunity, the court noted that the routine application of a commercially-available splint was not sufficiently discretionary to meet the standard set out in Messina. In addition, the court also found that the “state interest” test, contained in the first two parts of the test above, were not met because Dr. DiMercurio was neither participating in an educational program at the time, nor was he conducting any significant medical research. His activities amounted to nothing more than the ordinary physician-patient relationship, which the Supreme [361]*361Court has already found insufficient to support a plea of immunity, absent unusual circumstances. James, 221 Va. at 54. In short, Dr. DiMercurio was simply not engaged in activity of sufficient social interest to warrant the extension of sovereign immunity.

In Hicks v. Pollart, 27 Va. Cir. 7 (1991), on the other hand, this court granted a plea of sovereign immunity made by a research fellow, Dr. Pollart, who had been taking part in a research program at the University Hospital Allergy Clinic and who was studying to become an allergy specialist. In the course of her training, the defendant had prescribed certain asthma medications to a patient, Edith Walters, as part of the program in the Allergy Clinic. Ms. Walters subsequently died, and her sister sued Dr. Pollart, claiming negligence in the prescription and administration of the asthma medication.

The court found that Dr. Pollart was entitled to the benefit of sovereign immunity. Like Dr. DiMercurio, Dr. Pollart was subject to the control and supervision of the University Hospital. However, her actions in prescribing medication for Ms. Walters required substantially more discretion than was required in the routine application of a thermal splint. More important, however, was the fact that Dr. Pollart was engaged in an educational program at the time she prescribed the medication. It was a part of her own education as an allergy specialist. The court recognized that the Commonwealth not only has an interest in the education of unqualified interns, as stated in James, 221 Va. at 54, but that it also has a stake in the education of fully-qualified doctors in a particular field of expertise. Gargiulo v. Ohar, 239 Va. 209, 213 (1990). Since the alleged negligence occurred while Dr. Pollart was in the process of learning just such a specialty, the court found a sufficiently compelling state interest to warrant immunity.

Application

Since the authorities cited above are sufficient to begin an analysis of the problem at hand, the court will now proceed to examine the case at bar. The court finds, however, that the circumstances of the individual defendants differ sufficiently to require separate treatment.

Dr. Coe and Dr. Jer-Shen

Turning first to the two subordinate residents, Drs. Coe and Jer-Shen, the court finds that sovereign immunity should be granted. Both Plaintiff and Defendants appear to agree that the “state control” test [362]*362has been met, particularly for these two defendants. Neither of them had any choice in the patients they treated, nor did they bill their patients directly. In fact, their role appears to have been little more than that of observers, or at most, assistants.

Despite this, however, the court also finds that their role in the placement of the halo traction device required a sufficient exercise of judgment and discretion on their part to pass the “discretion” test. Given their level of expertise with this particular procedure, it is likely that any amount of participation in placing the halo device would tax their professional abilities to the fullest. To be sure, a more experienced physician might have found the subordinate’s role in this procedure less than challenging. The fact that the part played by Drs. Coe and Jer-Shen might have been “ministerial” for an accomplished specialist is largely irrelevant to the court’s analysis, however.

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Cite This Page — Counsel Stack

Bluebook (online)
30 Va. Cir. 359, 1993 Va. Cir. LEXIS 19, Counsel Stack Legal Research, https://law.counselstack.com/opinion/booth-v-commonwealth-vaccalbemarle-1993.