Booker v. Humphreys

73 Va. Cir. 543, 2005 Va. Cir. LEXIS 375
CourtLancaster County Circuit Court
DecidedDecember 12, 2005
DocketCase No. CH05-32
StatusPublished

This text of 73 Va. Cir. 543 (Booker v. Humphreys) is published on Counsel Stack Legal Research, covering Lancaster County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Booker v. Humphreys, 73 Va. Cir. 543, 2005 Va. Cir. LEXIS 375 (Va. Super. Ct. 2005).

Opinion

By Judge Harry t. Taliaferro, III

This matter came to be heard upon the Demurrers and Motions Craving Oyer filed by the defendants.

The eighteen plaintiffs in this suit are investors and minority stockholders in defendant Comtel, Inc., a Virginia stock corporation. Defendant Benjamin R. Humphreys, Jr., is the majority shareholder and a director of Comtel. Plaintiffs filed a Bill of Complaint (BOC) for a declaratory judgment wherein they seek judicial interpretation of a Stock Purchase Agreement dated October 17,1999 (the “Agreement” or “SPA”) attached as an exhibit to the Bill and “other instruments of writing setting forth the respective rights of the parties hereto.”

[544]*544The issue before the Court is whether plaintiffs’ Bill alleges sufficient facts which, if true, would establish that the Agreement, inclusive of solicitations made by the defendants, together with other instruments of writing setting forth the respective rights of the parties, provides that the board of directors of Comtel be comprised of not more or less than three persons, two of whom shall be selected by and designated as representatives of the minority shareholders.

Demurrers

The Demurrers of the two defendants are identical. Invoking Va. Code § 8.01-273, the defendants allege the plaintiffs’ Bill of Complaint fails to state a claim upon which relief can be granted for the reasons that (1) the written document on which plaintiffs rely does not grant plaintiffs the rights they assert and (2) plaintiffs’ Bill of Complaint improperly seeks an advisory opinion. Upon consideration of a demurrer, the Court accepts all facts alleged in or reasonably inferable from the plaintiffs’ pleading to be true. The Court does not evaluate and decide the merits of a claim, it only tests the sufficiency of factual allegations to determine whether the plaintiffs’ pleadings state a cause of action. West Virginia Properties, Inc. v. First Va. Mtg. & Real Estate Inv. Trust, 221 Va. 134, 267 S.E.2d 149 (1980); Board of Supvrs. v. Southland Corp., 224 Va. 514, 297 S.E.2d 718 (1982).

(1) Sufficiency of Alleged Documents to Support Plaintiffs ’ Claim

Plaintiffs’ allegation that its claim is based upon “other instruments of wilting” (BOC ¶ 23) does not clearly inform of the true nature of plaintiffs’ claim based on written documents other than the Agreement. Rule 1:4(d). Accordingly, in deciding the Demurrer motions, the Court will consider only the Agreement and the other factual allegations in plaintiffs’ Bill.

Plaintiffs’ Bill alleges that, in 1999, the defendants solicited plaintiffs to invest in Comtel and in doing so offered them certain “protections and inducements” including certain “management oversights and safeguards” which, among other things, included a representation that the Board of Directors of Comtel would consist of three persons only, two of whom would be selected by and designated as minority representatives of plaintiffs (the “Solicitation”). (BOC ¶¶ 8, 9, 10, & 11.) It is alleged that, in reasonable reliance upon such protections and safeguards, the plaintiffs were induced to [545]*545purchase Comtel stock and become minority shareholders. (BOC ¶¶ 11 & 14.) The only parties to the written Agreement are Comtel1 as seller and plaintiffs as purchasers.

Defendants’ argue first that the Agreement is not ambiguous because it contains no provision for the election of “minority directors” and contains no mention of the limitation of total directors to three only. Plaintiffs counter that, since § 13.C of the Agreement provides that Robert L. Braun and C. Dwight Clarke shall serve as directors “to represent the interest of the purchasers” for “so long as the purchasers (any one or more) are owners of stock in Comtel,” they implicitly have the rights they claim as minority shareholders. Plaintiffs argue that the Court after considering all relevant written documents may to the extent that the Agreement is ambiguous hear parol evidence to ascertain the complete understanding between the parties. Upon consideration of these arguments, we agree with plaintiffs.

The parol evidence rule provides that, where a writing is on its face clear, explicit and complete, it is conclusively held that the writing contains the whole contract and is the sole evidence of the Agreement. Durham v. National Pool Equip. Co., 205 Va. 441, 446, 138 S.E.2d 55, 59 (1964). For parol evidence to come in, it must appear from the face of the instrument itself that it does not embody the entire understanding. Parol evidence may be allowed, not to contradict or vary the terms, but to establish the real contract between the parties. Prospect Dev. Co. v. Bershader, 258 Va. 75, 515 S.E.2d 291 (1999). Professor Charles E. Friend in The Law of Evidence in Virginia (6th Ed.), § 20-2, notes that the parol evidence rule applies only when (a) the written instrument is intended by the parties as the complete, final, “integrated” embodiment of the contract or (b) when the language of the integrated written instrument is “unambiguous.” In the same section, Professor Friend notes that the Rule does not prohibit evidence of conditions precedent to the operation of the instrument or re-examination of factual recitals in the instrument.

Taking all allegations in the Bill as true, we find that there are sufficient facts pleaded to show an ambiguity on the face of § 13 .C of the Agreement. It states that Braun and Clarke are to remain directors so long as any purchaser owns stock in Comtel for the stated purpose of representing the interest of the purchasers. This would presuppose that Braun and Clarke live and serve as directors for an indefinite period ending only when the last [546]*546plaintiff divests himself or herself of the last share of minority stock. Any contrary occurrence, whether arising from the death or resignation of Braun or Clarke or both, would render meaningless contract language which according to its plain meaning provides that there shall be representation of minority shareholder interest on the board so long as any one of them owns stock. If either Braun or Clarke or both were to be replaced with a “majority” director or directors, representation of minority stockholders would be diluted or eliminated. This, at a minimum, raises an implication that there was some provision about the successor of minority directors not integrated into the Agreement language.

Plaintiffs do not argue any specific Agreement language limiting the number of directors to three only. They do allege in their Bill that such limitation was part of the Solicitation (BOC ¶ 11) and that the Agreement includes the Solicitation. (BOC ¶ 13.) Plaintiffs also argue that, although they have none in their possession, written solicitation documents may exist and could be in the possession of the defendants. Defendants argue that the lack of any mention of the number of directors in the written Agreement creates a hole thus disallowing any admittance of parol evidence on such point. We disagree with defendants. In Shevel’s, Inc. v. Southeastern Assoc., 228 Va.

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Related

Prospect Development Co. v. Bershader
515 S.E.2d 291 (Supreme Court of Virginia, 1999)
Bankers Fire Insurance v. Henderson
83 S.E.2d 424 (Supreme Court of Virginia, 1954)
Durham v. National Pool Equipment Co.
138 S.E.2d 55 (Supreme Court of Virginia, 1964)
Shevel's, Inc. v. Southeastern Associates, Inc.
320 S.E.2d 339 (Supreme Court of Virginia, 1984)
Potts v. Mathieson Alkali Works
181 S.E. 521 (Supreme Court of Virginia, 1935)
JE Robert Co. v. J. ROBERT CO., INC. OF VA.
343 S.E.2d 350 (Supreme Court of Virginia, 1986)
Reisen v. Aetna Life & Casualty Co.
302 S.E.2d 529 (Supreme Court of Virginia, 1983)
BOARD OF SUP'RS, ETC. v. Southland Corp.
297 S.E.2d 718 (Supreme Court of Virginia, 1982)
Matzelle v. Pratt
332 F. Supp. 1010 (E.D. Virginia, 1971)
Branch v. Buckley
65 S.E. 652 (Supreme Court of Virginia, 1909)
Briggs v. Watkins
70 S.E. 551 (Supreme Court of Virginia, 1911)

Cite This Page — Counsel Stack

Bluebook (online)
73 Va. Cir. 543, 2005 Va. Cir. LEXIS 375, Counsel Stack Legal Research, https://law.counselstack.com/opinion/booker-v-humphreys-vacclancaster-2005.