Bogda v. Bochenek

236 Conn. App. 412
CourtConnecticut Appellate Court
DecidedNovember 18, 2025
DocketAC47825
StatusPublished

This text of 236 Conn. App. 412 (Bogda v. Bochenek) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bogda v. Bochenek, 236 Conn. App. 412 (Colo. Ct. App. 2025).

Opinion

************************************************ The “officially released” date that appears near the beginning of an opinion is the date the opinion will be published in the Connecticut Law Journal or the date it is released as a slip opinion. The operative date for the beginning of all time periods for the filing of postopin- ion motions and petitions for certification is the “offi- cially released” date appearing in the opinion. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the version appearing in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative. The syllabus and procedural history accompanying an opinion that appear in the Connecticut Law Jour- nal and subsequently in the Connecticut Reports or Connecticut Appellate Reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced or distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ************************************************ Page 0 CONNECTICUT LAW JOURNAL 0, 0

2 ,0 0 Conn. App. 1 Bogda v. Bochenek

ROBIN BOGDA v. BRIAN BOCHENEK, EXECUTOR (ESTATE OF BARBARA H. UTERSTAEDT) (AC 47825) Elgo, Moll and DiPentima, Js.

Syllabus

The plaintiff appealed from the trial court’s summary judgment for the defendant executor in her action seeking damages for, inter alia, breach of contract with respect to a settlement agreement that the two parties had entered into with respect to the defendant’s action alleging that the plaintiff had unduly influenced the decedent to name the plaintiff as a joint owner of a brokerage account held at J Co. After the settlement agreement had been executed, the defendant filed an arbitration action against J Co. alleging that J Co. had failed to detect the plaintiff’s alleged undue influence related to the brokerage account and seeking the remaining money in the brokerage account that he had not received under the settlement agreement. J Co. named the plaintiff as a third-party respondent in the arbitration, seeking indemnification. The arbitration panel denied the defendant’s claims and J Co.’s third-party claims against the plaintiff, and she thereafter brought the action underlying the present appeal, claiming that the arbitration action constituted an indirect claim against her that was prohibited by the settle- ment agreement. On appeal, she claimed, inter alia, that the court improperly determined that she lacked standing to bring her claims. Held:

Although it was unclear whether the trial court decided the issue of standing, this court concluded that the plaintiff did have standing to bring her claims, as the allegations in the plaintiff’s complaint set forth a colorable claim of injury establishing the possibility that her legally protected interests in the defendant abiding by the terms of the settlement agreement had been adversely affected.

The trial court, having incorrectly determined that the defendant’s pursuit of the arbitration was not prohibited by the terms of the settlement agreement, improperly rendered summary judgment for the defendant, as the express language used in the settlement agreement denoted its broad scope and its paramount purpose that the parties were released from further claims against each other, and there were genuine issues of material fact as to the plaintiff’s claims, including what the defendant knew at the time of the arbitration and the nature of his intent. Argued September 4—officially released November 18, 2025

Procedural History

Action to recover damages for, inter alia, breach of contract, and for other relief, brought to the Superior 0, 0 CONNECTICUT LAW JOURNAL Page 1

0 Conn. App. 1 ,0 3 Bogda v. Bochenek

Court in the judicial district of New London, where the court, Papastavros, J., granted the defendant’s motion for summary judgment and rendered judgment thereon, from which the plaintiff appealed to this court. Reversed; further proceedings. Brian O’Donnell, with whom was Samantha Marie Passanante, for the appellant (plaintiff). Joseph A. Hourihan, with whom were Benjamin R. Godley and Teresa Capalbo, for the appellee (defen- dant). Opinion

DiPENTIMA, J. The plaintiff, Robin Bogda, appeals from the judgment of the trial court rendering summary judgment in favor of the defendant, Brian Bochenek, executor of the estate of Barbara H. Uterstaedt.1 On appeal, the plaintiff claims that, in misconstruing the term ‘‘indirect’’ claims, the court improperly determined (1) that the plaintiff lacked standing and (2) there were no genuine issues of material fact that the defendant did not breach the terms of the parties’ agreement to release each other from any lawsuits and claims. We determine that the plaintiff has standing and reverse the judgment of the trial court rendering summary judg- ment in the defendant’s favor. The record, viewed in the light most favorable to the plaintiff for purposes of reviewing the trial court’s summary judgment ruling; see Cefaratti v. Aranow, 321 Conn. 637, 641, 138 A.3d 837 (2016); reveals the following facts. Uterstaedt was the sole owner of a brokerage account at the financial advisory firm Janney Montgomery Scott, LLC (Janney account). On February 26, 2020, Uterstaedt executed a document making her daughter, the plaintiff, a joint owner of the Janney 1 All references in this opinion to the defendant are to Bochenek in his capacity as the executor of Uterstaedt’s estate. Page 2 CONNECTICUT LAW JOURNAL 0, 0

4 ,0 0 Conn. App. 1 Bogda v. Bochenek

account. On March 18, 2020, Uterstaedt died, leaving the plaintiff as the sole owner of the Janney account. In May, 2020, the defendant, the nephew of Uterstaedt, brought an action in the Superior Court (2020 action) against the plaintiff and Nancy McMahon, the plaintiff’s sister, alleging that they unduly influenced Uterstaedt to name the plaintiff as a joint owner of the Janney account, which the plaintiff and McMahon denied. On or about March 2, 2021, the plaintiff, McMahon, and the defendant reached a settlement agreement by which they resolved the 2020 action and released each other from ‘‘any and all manner’’ of claims relating to, inter alia, the Janney account. Pursuant to the terms of the settlement agreement, the defendant withdrew the 2020 action and, in exchange, the plaintiff and McMahon agreed to pay the Uterstaedt estate, of which Bochenek, in his individual capacity, was the sole beneficiary, approximately one half of the money that had been in the Janney account. On or about June 24, 2021, the defendant initiated an arbitration action against Janney Montgomery Scott, LLC (Janney), by filing a statement of claim against Janney with the Financial Industry Regulatory Author- ity. In his arbitration demand, the defendant alleged that the plaintiff had unduly influenced Uterstaedt to name her as a joint owner of the Janney account and that Janney failed to detect and halt that alleged undue influence. The defendant sought from Janney an amount equal to the one half of the money in the Janney account that he had not received under the settlement agreement. On or about August 18, 2021, Janney named the plain- tiff as a third-party respondent in the arbitration, seek- ing from the plaintiff contractual indemnification, com- mon-law indemnification, and contribution. In its third- party claim, Janney asserted that, pursuant to the terms 0, 0 CONNECTICUT LAW JOURNAL Page 3

0 Conn. App. 1 ,0 5 Bogda v.

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Bluebook (online)
236 Conn. App. 412, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bogda-v-bochenek-connappct-2025.