Blumberg Associates Worldwide, Inc. v. Brown & Brown of Connecticut, Inc.

CourtSupreme Court of Connecticut
DecidedFebruary 18, 2014
DocketSC18911
StatusPublished

This text of Blumberg Associates Worldwide, Inc. v. Brown & Brown of Connecticut, Inc. (Blumberg Associates Worldwide, Inc. v. Brown & Brown of Connecticut, Inc.) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Blumberg Associates Worldwide, Inc. v. Brown & Brown of Connecticut, Inc., (Colo. 2014).

Opinion

****************************************************** The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ****************************************************** BLUMBERG ASSOCIATES WORLDWIDE, INC. v. BROWN AND BROWN OF CONNECTICUT, INC., ET AL. (SC 18911) Rogers, C. J., and Palmer, Zarella, Eveleigh and McDonald, Js.* Argued March 13, 2013—officially released February 18, 2014

Daniel J. Klau, with whom, on the brief, was H. James Pickerstein, for the appellant (plaintiff). Mark D. Alexander, with whom, on the brief, was John M. Tanski, for the appellees (defendants). Opinion

PALMER, J. This case requires us to determine when a reviewing court properly may raise and decide an issue that was not raised by the parties. The plaintiff, Blumberg Associates Worldwide, Inc., brought this action against the defendants, Brown and Brown of Connecticut, Inc. (Brown & Brown), and Brown and Brown, Inc. (parent company), alleging, inter alia, that the defendants had breached a contract between the parties by terminating the contract after the plaintiff failed to comply with a contract condition due to con- duct by the defendants that prevented compliance by the plaintiff. After the trial court granted the defendants’ motion for summary judgment and rendered judgment thereon, the plaintiff appealed to the Appellate Court, which affirmed the trial court’s judgment. Blumberg Associates Worldwide, Inc. v. Brown & Brown of Con- necticut, Inc., 132 Conn. App. 85, 102, 30 A.3d 38 (2011). We then granted the plaintiff’s petition for certification to appeal to this court on the issue of whether the Appellate Court properly had upheld the trial court’s decision to grant the defendants’ motion for summary judgment, albeit on grounds not raised by the defen- dants. See Blumberg Associates Worldwide, Inc. v. Brown & Brown of Connecticut, Inc., 303 Conn. 923, 34 A.3d 395 (2012). The plaintiff contends that (1) the Appellate Court exceeded its authority by affirming the trial court’s judgment on the basis of an issue that the defendants had neither raised in the trial court nor presented as an alternative ground for affirmance on appeal, namely, whether the plaintiff’s claim that the defendants had prevented the plaintiff from complying with a contract condition failed as a matter of law because the allegedly hindering conduct occurred before the contract existed, and (2) if the Appellate Court properly raised that issue sua sponte, it incor- rectly determined that the plaintiff’s claim failed as a matter of law. We conclude, with respect to the propriety of a reviewing court raising and deciding an issue that the parties themselves have not raised, that the reviewing court (1) must do so when that issue implicates the court’s subject matter jurisdiction, and (2) has the dis- cretion to do so if (a) exceptional circumstances exist that would justify review of such an issue if raised by a party, (b) the parties are given an opportunity to be heard on the issue, and (c) there is no unfair prejudice to the party against whom the issue is to be decided. Because each of these latter three conditions was satis- fied in the present case, we reject the plaintiff’s claim that the Appellate Court exceeded its authority in resolving the plaintiff’s appeal on the basis of an issue that the defendants had not raised. We also conclude that the Appellate Court properly decided that issue. Accordingly, we affirm the judgment of the Appellate Court. The opinion of the Appellate Court sets forth the following facts and procedural history. ‘‘Prior to Febru- ary, 2004, the plaintiff operated as an affiliate of Blum- berg Associates, Inc., a company engaged in the insur- ance business in Connecticut and throughout the north- eastern United States. The plaintiff had been created in 1998 for the purpose of pursuing a business opportu- nity as an insurance provider to Subway restaurant franchisees. During the development of this business opportunity, Blumberg Associates, Inc., used the plain- tiff for a variety of other purposes, including selling insurance to customers in other states. ‘‘On or about February 1, 2004, the parent company purchased Blumberg Associates, Inc., pursuant to an asset purchase agreement. For the next two months, Blumberg Associates, Inc., continued to operate out of its business address at 433 South Main Street in [the town of] West Hartford. Thereafter, the parent company transferred all of the assets it had acquired from Blum- berg Associates, Inc., to 375 Willard Avenue in [the town of] Newington, the business address of Brown & Brown. The insurance licensing files of the plaintiff were included among the assets physically transferred to 375 Willard Avenue.1 ‘‘On March 19, 2004, Anne F. Pinto, an employee of Brown & Brown and former employee of Blumberg Associates, Inc., submitted, on behalf of Brown & Brown, an application for an insurance license to the [state Department of Insurance] (department). Along with the application, Pinto included a letter that requested that the department ‘change [its] records to reflect [the] new address’ and then listed the address of 375 Willard Avenue in Newington. The letter was written on stationery with the letterhead of Blumberg Associates, Inc., and the plaintiff, and it did not identify specifically whose address should be changed [in] the department’s records. On June 23, 2004, the department changed the address in its records for both Blumberg Associates, Inc., and the plaintiff to 375 Willard Avenue in Newington [even though the plaintiff’s business address had not, in fact, changed].2 ‘‘Also in June, 2004, the plaintiff sought access to its licensing files [which] had been physically transferred to Brown & Brown. Brown & Brown denied having any licensing files belonging to the plaintiff. [Brown & Brown] also denied the plaintiff’s request to conduct an inspection of [Brown & Brown’s] business office to locate the files. ‘‘In December, 2005, approximately two months prior to the expiration of the plaintiff’s insurance license, the department mailed an insurance license renewal form (renewal notice) to the plaintiff at 375 Willard Avenue in Newington. According to the records of the department, the renewal notice subsequently was returned to the department as unable to forward.3 On January 31, 2006, the plaintiff’s license expired.’’ (Footnotes altered.) Blumberg Associates Worldwide, Inc. v. Brown & Brown of Connecticut, Inc., supra, 132 Conn. App. 90–91.

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