Blanchard & Associates v. Lupin Pharmaceuticals, Inc.

• Court: Court of Appeals for the Seventh Circuit
• Decided: August 20, 2018
• Docket: 17-1903
• Status: Published

Opinion

Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 1 of 35 PageID #:833

SHORT RECORD NO. 18-2792 FILED 08/17/2018 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 2 of 35 PageID #:834 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 3 of 35 PageID #:835 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 4 of 35 PageID #:836 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 5 of 35 PageID #:837 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 6 of 35 PageID #:838 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 7 of 35 PageID #:839 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 8 of 35 PageID #:840 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 9 of 35 PageID #:841 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 10 of 35 PageID #:842 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 11 of 35 PageID #:843 Case: 1:17-cr-00517 Document #: 9 Filed: 08/07/17 Page 1 of 1 PageID #:23

UNITED STATES DISTRICT COURT FOR THE Northern District of Illinois − CM/ECF LIVE, Ver 6.1.1.2 Eastern Division

UNITED STATES OF AMERICA Plaintiff, v. Case No.: 1:17−cr−00517 Honorable Michael T. Mason Andrew Johnston Defendant.

NOTIFICATION OF DOCKET ENTRY

This docket entry was made by the Clerk on Monday, August 7, 2017:

MINUTE entry before the Honorable Michael T. Mason:Detention hearing as to Andrew Johnston held on 8/7/17. For the reasons stated in open court, the Court finds that defendant is a danger to the community. Detention order to follow. Defendant shall remain in custody until further order of the Court. Mailed notice. (rbf, )

ATTENTION: This notice is being sent pursuant to Rule 77(d) of the Federal Rules of Civil Procedure or Rule 49(c) of the Federal Rules of Criminal Procedure. It was generated by CM/ECF, the automated docketing system used to maintain the civil and criminal dockets of this District. If a minute order or other document is enclosed, please refer to it for additional information. For scheduled events, motion practices, recent opinions and other information, visit our web site at www.ilnd.uscourts.gov. Case: 1:17-cr-00517 Document #: 10 Filed: 08/07/17 Page 1 of 2 PageID #:24 Case: 1:17-cr-00517 Document #: 10 Filed: 08/07/17 Page 2 of 2 PageID #:25 Case: 1:17-cr-00517 Document #: 28 Filed: 08/21/17 Page 1 of 1 PageID #:120

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS

United States of America, ) ) Plaintiff, ) ) v. ) No. 17 CR 517-1 ) Andrew Johnston, ) Judge Rebecca R. Pallmeyer ) ) Defendant. )

ORDER

Motion hearing held on 8/21/2017. Defendant’s emergency notice of appeal is denied. The Magistrate Judge’s decision to detain Mr. Johnston pending trial is adequately supported by his substantial criminal record, a positive drug test, and the weight of evidence of a serious offense committed soon after Mr. Johnston’s release from custody. Mr. Hill’s motion for leave to withdraw as attorney [25] is entered and continued to be heard before Magistrate Judge Mason. The case is remanded to Magistrate Judge Mason.

ENTER:

Dated: August 21, 2017 _________________________________________ REBECCA R. PALLMEYER United States District Judge

(T:00:18) Case: 1:17-cr-00517 Document #: 36 Filed: 08/24/17 Page 1 of 1 PageID #:150

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

USA

Plaintiff

v. Case No. 17 CR 517 Judge Michael T. Mason Andrew Johnston

Defendant

Motion hearing held on 8/24/17. The Court has been informed that this case has been indicted. Accordingly, defendant’s motion for a preliminary examination hearing [11] is denied as moot. The Court makes no finding on defendant’s request to reduce the CJA appointment of counsel to stand by counsel [11]. Defendant’s petition to terminate CJA appointed counsel and proceed pro se or with stand by counsel, for dismissal of criminal complaint and preliminary examination hearing [17] is granted in part and denied in part. Defendant’s motion for pretrial release [18] is denied without prejudice. Attorney Anthony W. Hill’s motion to withdraw as appointed counsel [25] is granted.

(00:15)

Date: 8/24/2017 Michael T. Mason United States Magistrate Judge Case: 1:17-cr-00517 Document #: 37 Filed: 08/25/17 Page 1 of 1 PageID #:151

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS

United States of America, ) ) Plaintiff, ) ) v. ) No. 17 CR 517-1 ) Andrew Johnston, ) Judge Rebecca R. Pallmeyer ) ) Defendant. )

Arraignment held on 8/25//2017. Defendant informed of his rights. Defendant waives his right to an attorney, but the court will appoint counsel through the Federal Defender Program to act as stand by counsel. Defendant enters plea of not guilty to Count 1. 16.1 conference to be held by or on 9/1/2017. Discovery materials to be provided to the defendant. Pretrial motions to be filed by or on 9/15/2017. Status 9/20/2017 at 9:30 AM. Defendant to remain in custody pending further proceedings. Excludable time to begin pursuant to 18:3161(h)(1)(D). (X-E)

Dated: August 25, 2017 _________________________________________ REBECCA R. PALLMEYER United States District Judge

(T:00:18) Case: 1:17-cr-00517 Document #: 66 Filed: 10/10/17 Page 1 of 1 PageID #:292

UNITED STATES DISTRICT COURT FOR THE Northern District of Illinois − CM/ECF LIVE, Ver 6.1.1.2 Eastern Division

UNITED STATES OF AMERICA Plaintiff, v. Case No.: 1:17−cr−00517 Honorable Rebecca R. Pallmeyer Andrew Johnston Defendant.

This docket entry was made by the Clerk on Tuesday, October 10, 2017:

MINUTE entry before the Honorable Rebecca R. Pallmeyer: as to Andrew Johnston : Successive petition to dismiss the indictment [63] is denied without prejudice. The government is expected to prove, at trial, that at the time of the charged robbery, the bank's assets were insured by the Federal Deposit Insurance Corporation. Should the government fail to offer evidence sufficient for a jury finding on this issue, the court will dismiss the indictment. Mailed notice. (etv, )

ATTENTION: This notice is being sent pursuant to Rule 77(d) of the Federal Rules of Civil Procedure or Rule 49(c) of the Federal Rules of Criminal Procedure. It was generated by CM/ECF, the automated docketing system used to maintain the civil and criminal dockets of this District. If a minute order or other document is enclosed, please refer to it for additional information. For scheduled events, motion practices, recent opinions and other information, visit our web site at www.ilnd.uscourts.gov. Case: 1:17-cr-00517 Document #: 102 Filed: 01/12/18 Page 1 of 1 PageID #:408

UNITED STATES DISTRICT COURT FOR THE Northern District of Illinois − CM/ECF LIVE, Ver 6.2.1 Eastern Division

UNITED STATES OF AMERICA Plaintiff, v. Case No.: 1:17−cr−00517 Honorable Rebecca R. Pallmeyer Andrew Johnston Defendant.

This docket entry was made by the Clerk on Friday, January 12, 2018:

MINUTE entry before the Honorable Rebecca R. Pallmeyer: as to Andrew Johnston: Status hearing and motion hearing held on 1/12/2018. As the 911 caller's identification of Defendant's license plate is sufficient to establish probable cause, motion to quash arrest and suppress evidence [91] is denied. Defendant's motion to compel discovery or otherwise dismiss the indictment [101] is denied, as the government has produced or will produce all available discovery. Status hearing set for 1/26/2018 at 10:00 AM. In the interest of justice, and for continued discovery, order excludable time to start pursuant to 18:3161(h)(7)(A)(B). Mailed notice. (etv, )

ATTENTION: This notice is being sent pursuant to Rule 77(d) of the Federal Rules of Civil Procedure or Rule 49(c) of the Federal Rules of Criminal Procedure. It was generated by CM/ECF, the automated docketing system used to maintain the civil and criminal dockets of this District. If a minute order or other document is enclosed, please refer to it for additional information. For scheduled events, motion practices, recent opinions and other information, visit our web site at www.ilnd.uscourts.gov. Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 12 of 35 PageID #:844

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

UNITED STATES OF AMERICA ) ) v. ) No. 17 CR 517 ) ANDREW JOHNSTON ) Judge Rebecca R. Pallmeyer

Defendant Johnston’s motions [196, 197, 198, 199] are denied for the reasons stated here, but the government is directed to furnish him promptly with a copy [128] of its response to his amended motion to quash. The August 9, 2018 date set for hearing on these motions is stricken.

STATEMENT

As more fully described in a May 17, 2018 order [153], Defendant Andrew Johnston was arrested on July 25, 2017, and has been charged with attempting to rob the Byline Bank in Harwood Heights, Illinois. Mr. Johnston is proceeding pro se and has filed four motions.

Motion to Amend Judgment

The first is a “motion to amend judgment and or reconsider.” No judgment has been entered in this case, but Mr. Johnston interprets comments the court made at a July 9, 2018 conference as a ruling on his request for a jury instruction on the requirements for conviction under the second paragraph of 18 U.S.C. § 2113(a), which Mr. Johnson believes he is entitled to because it is a “lesser included offense” to the first paragraph. At the scheduled instructions conference on August 2, however, the court concluded that the second paragraph of 18 U.S.C. § 2113(a) is not a “lesser included” offense to the first paragraph, and therefore sustained the government’s objection to the instruction without prejudice.

The court stands by that conclusion. One offense is not “necessarily included” in another unless the elements of the lesser offense are a subset of the elements of the charged offense. Schmuck v. United States, 489 U.S. 705, 716 (1989). Defendant Johnston has been charged with violating the first paragraph of 18 U.S.C. § 2113(a), which prohibits the act of taking or attempting to take property or money from a bank “by force and violence, or by intimidation.” In a second paragraph, § 2113(a) prohibits entering or attempting to enter a bank “with intent to commit” a felony or larceny. As the Seventh Circuit explained in United States v. Loniello, 610 F.3d 488, 491 (7th Cir. 2010): “Paragraph 1 [of § 2113(a)] requires proof of force or intimidation, while ¶ 2 does not. Paragraph 2 requires proof of an actual or attempted entry of a bank, while ¶ 1 does not.” Accordingly, after the defendants in Loniello were acquitted of violating paragraph 1 (because they did not use force or intimidation in attempting to rob a bank), the prosecutor did not violate the double-jeopardy clause by charging them with violating paragraph 2. 1

1 The court specifically pointed out that defendants had not argued that § 2113(a) ¶ 2 is a lesser included offense of § 2113(a) ¶ 1. Id. at 492. If the second paragraph of § 2113 were a lesser included offense of the first paragraph, then a second prosecution of these defendants would indeed have been a double-jeopardy violation. Id. at 491. (“If one statute creates a lesser included offense of another, then the double jeopardy clause limits to one the number of Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 13 of 35 PageID #:845

Defendant Johnston’s insistence that he is entitled to a lesser-included-offense instruction in this case makes little sense; a conviction for violating paragraph 2 carries a twenty-year sentence, the same penalty for violating paragraph 1. A defendant convicted of both offenses can be sentenced to no more than one twenty-year term, Prince v. United States, 352 U.S. 322 (1957), but they are different offenses. If, as Johnston believes, the government cannot prove that he engaged in “force and violence,” or “intimidation,” then the government will have failed to prove an essential element of the crime charged, and he will be entitled to acquittal. See United States v. Thornton, 539 F.3d 741 (7th Cir. 2008) (“the first paragraph of § 2113(a) requires actual intimidation for a conviction,” so the district court’s failure to instruct the jury that it must find intimidation requires that defendant’s conviction be vacated).

Johnston is not entitled to a lesser-included-offense instruction. This court’s ruling on the matter is not a “judgment,” nor is the court’s purported change of course on this issue a “manifest error of law.” The motion [196] is denied.

Motion for Evidentiary Hearing

Mr. Johnston’s second motion [197] seeks an evidentiary hearing on his motion to quash his arrest. Mr. Johnston believes that an audio recording related to his arrest was “revealed to be materially altered,” and that a video recording tendered by the government in March 2018 “revealed that the arresting officer did not in fact have a license plate number she was looking for when she illegally seized defendant on July 25, 2018 [sic].” As the court understands the record, the government was required to make some efforts to enhance the quality of the recording, but it was not “materially altered.” The arresting officer may not have repeated the license plate number dispatched to her, but this does not mean that she “did not have” such information when she apprehended Mr. Johnston. If the court is mistaken, or if there are disputes of fact about these matters warranting a hearing, either side is encouraged to point them out. The motion for an evidentiary hearing [197] is denied without prejudice. As Mr. Johnston reportedly did not receive a copy of the government’s response to his amended motion to quash, the government is directed to provide him promptly with a copy of that filing [128].

Motion for Sanctions

Mr. Johnston’s third motion [198] seeks sanctions against AUSA Tiffany Ardam. Mr. Johnston cites Federal Rule of Civil Procedure 11 in support of this motion, but this proceeding is governed by the Federal Rules of Criminal Procedure. In any event, Ms. Ardam’s statement that Mr. Johnston’s assertions are “baseless” and defeated by “cases and cases” is not sanctionable conduct on this record. Ms. Ardam has not argued that Prince v. United States, 352 U.S. 322 (1957) is not controlling law; she instead asserts that the holding in that case does not dictate that a “lesser included offense” instruction is appropriate in this one. Her arguments would not be sanctionable even if the court were to rule in favor of Mr. Johnston on the instruction issue—which it has not. The motion for sanctions [198] is denied.

Motion for Subpoena Power/Compulsory Process

Mr. Johnston’s fourth motion [199] is labelled a “Motion for Subpoena Power/Compulsory Process.” As best the court understands this motion, Mr. Johnston believes that “this Court is privately instructing and/or blocking standby counsel . . . from serving subpoenas duces tecum

permissible prosecutions.”)

2 Case: 1:17-cr-00517 Document #: 205 Filed: 08/17/18 Page 14 of 35 PageID #:846

. . . .” Mr. Johnston offers no support for this assertion, and it truly is baseless. The court has no interest in interfering with any subpoenas. A subpoena functions as a court order, and the court expects that all court orders will be honored conscientiously and promptly. The motion [199] is denied. ENTER:

Dated: August 7, 2018 _________________________________________ REBECCA R. PALLMEYER United States District Judge

3 Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 1 of 15 $33($/0$6217(50(' 8QLWHG6WDWHV'LVWULFW&RXUW 1RUWKHUQ'LVWULFWRI,OOLQRLVí&0(&)/,9(9HU&KLFDJR &5,0,1$/'2&.(7)25&$6(íFUí$OO'HIHQGDQWV

&DVHWLWOH86$Y-RKQVWRQ 'DWH)LOHG 2WKHUFRXUWFDVHQXPEHUV í í

$VVLJQHGWR+RQRUDEOH5HEHFFD 53DOOPH\HU $SSHDOVFRXUWFDVHQXPEHUV í86&$íWK&LUFXLW íWKFLUFXLWíWK FLUFXLWíWKFLUFXLW íWKFLUFXLWíWK &LUFXLW

'HIHQGDQW $QGUHZ-RKQVWRQ UHSUHVHQWHGE\ $QGUHZ-RKQVWRQ í 0&& :HVW9DQ%XUHQ &KLFDJR,/ 3526(

$QWKRQ\:LOOLDP+LOO /DZ2IILFHVRI$QWKRQ\:+LOO :HVW-DFNVRQ%RXOHYDUG 6XLWH &KLFDJR,/ íí (PDLODKLOO#FULPODZFKLFDJRFRP TERMINATED: 08/24/2017 Designation: CJA Appointment

0DWWKHZ-RKQ0F4XDLG :HVW-DFNVRQ 6XLWH &KLFDJR,/ í (PDLOPFTXDLGPDW#DROFRP ATTORNEY TO BE NOTICED Designation: CJA Appointment

3HQGLQJ&RXQWV 'LVSRVLWLRQ %$1.52%%(5<%<)25&( 259,2/(1&( 

+LJKHVW2IIHQVH/HYHO 2SHQLQJ )HORQ\

7HUPLQDWHG&RXQWV 'LVSRVLWLRQ 1RQH Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 2 of 15

+LJKHVW2IIHQVH/HYHO 7HUPLQDWHG 1RQH

&RPSODLQWV 'LVSRVLWLRQ $)%DQNUREEHU\E\ IRUFHRUYLROHQFH

3ODLQWLII 86$ UHSUHVHQWHGE\ $DURQ5LFKDUG%RQG 8QLWHG6WDWHV$WWRUQH\ V2IILFH 6RXWK'HDUERUQ WK)ORRU &KLFDJR,/ íí (PDLODDURQERQG#XVGRMJRY LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Assistant US Attorney $86$í&KLFDJR 8QLWHG6WDWHV$WWRUQH\ V2IILFH1',/í &KLFDJR 6RXWK'HDUERUQ6WUHHW &KLFDJR,/ (PDLO86$,/1(&)$86$#XVGRMJRY ATTORNEY TO BE NOTICED Designation: Assistant US Attorney

3UHWULDO6HUYLFHV  í (PDLOLOQSWGEB&RXUWB$FWLRQB1RWLFH#LOQSWXVFRXUWVJRY ATTORNEY TO BE NOTICED Designation: Pretrial Services

7LIIDQ\$UGDP 8QLWHG6WDWHV$WWRUQH\

V2IILFH 6RXWK'HDUERUQ6W 5RRP &KLFDJR,/ í (PDLOWLIIDQ\DUGDP#XVGRMJRY ATTORNEY TO BE NOTICED

'DWH)LOHG  'RFNHW7H[W  $55(67RIGHIHQGDQW$QGUHZ-RKQVWRQODV(QWHUHG   &203/$,17VLJQHGE\+RQRUDEOH0LFKDHO70DVRQDVWRGHIHQGDQW$QGUHZ -RKQVWRQODV(QWHUHG  25$/PRWLRQE\86$IRUSUHWULDOGHWHQWLRQDVWR$QGUHZ-RKQVWRQODV(QWHUHG    25'(5DVWR$QGUHZ-RKQVWRQ,QLWLDODSSHDUDQFHSURFHHGLQJVKHOG'HIHQGDQW DSSHDUVLQUHVSRQVHWRDUUHVWRQ'HIHQGDQWLQIRUPHGRIKLVULJKWV$WWRUQH\ $QWKRQ\+LOORIWKH)HGHUDO'HIHQGHU3DQHOLVDSSRLQWHGDVFRXQVHOIRUGHIHQGDQW 'HIHQGDQWLQIRUPHGRIWKHFKDUJHVDJDLQVWKLPDQGRIWKHSRVVLEOHVHQWHQFHILQHLI FRQYLFWHGRIWKRVHFKDUJHV7KH*RYHUQPHQW VRUDOPRWLRQIRUSUHWULDOGHWHQWLRQLV HQWHUHGDQGFRQWLQXHG'HWHQWLRQKHDULQJVHWIRUDWODPLQFRXUWURRP Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 3 of 15

'HIHQGDQWZDLYHVKLVULJKWWRDSUHOLPLQDU\H[DPLQDWLRQKHDULQJ7KH&RXUW HQWHUVDILQGLQJRISUREDEOHFDXVHDQGRUGHUVGHIHQGDQWERXQGWRWKH'LVWULFW&RXUWIRU IXUWKHUSURFHHGLQJV'HIHQGDQWVKDOOUHPDLQLQFXVWRG\SHQGLQJIXUWKHURUGHURIWKH &RXUW6LJQHGE\WKH+RQRUDEOH0LFKDHO70DVRQRQ0DLOHGQRWLFHODV (QWHUHG   25'(5DVWR$QGUHZ-RKQVWRQ'HIHQGDQW$QGUHZ-RKQVWRQDSSHDUHGEHIRUH 0DJLVWUDWH-XGJH0DVRQRQ'HIHQGDQW$QGUHZ-RKQVWRQLVRUGHUHG UHPDQGHGLQWRIHGHUDOFXVWRG\XQWLOIXUWKHURUGHURIWKH&RXUW6LJQHGE\WKH +RQRUDEOH0LFKDHO70DVRQRQ0DLOHGQRWLFHODV(QWHUHG   &-$25'(5$SSRLQWLQJ&RXQVHO$QWKRQ\:LOOLDP+LOOIRU$QGUHZ-RKQVWRQ8QGHU WKH&ULPLQDO-XVWLFH$FW6LJQHGE\WKH+RQRUDEOH0LFKDHO70DVRQRQ 0DLOHGQRWLFHODV(QWHUHG   $77251(<$SSHDUDQFHIRUGHIHQGDQW$QGUHZ-RKQVWRQE\$QWKRQ\:LOOLDP+LOO ODV(QWHUHG   ),1$1&,$/$IILGDYLWILOHGE\$QGUHZ-RKQVWRQ6($/('ODV(QWHUHG    35(75,$/%DLO5HSRUWDVWR$QGUHZ-RKQVWRQ6($/('0D\3DWULFN(QWHUHG    $77251(<'HVLJQDWLRQIRU86$RI$DURQ5LFKDUG%RQG%RQG$DURQ(QWHUHG    027,21E\$QGUHZ-RKQVWRQIRUSUHOLPLQDU\KHDULQJDQGUHGXFWLRQRI&-$ DSSRLQWHGFRXQVHO VFDSDFLW\WRVWDQGE\FRXQVHO(QYHORSHQRWSRVWPDUNHG LQVWLWXWLRQPDLOURRPODV(QWHUHG   3(7,7,21ILOHGE\$QGUHZ-RKQVWRQIRUSUHWULDOUHOHDVHXQGHUWKHHLJKWKDPHQGPHQW DQGVSHFLILFGHIHQGDQWFKDUDFWHULVWLFV(QYHORSHQRWSRVWPDUNHGLQVWLWXWLRQPDLOURRP ODV(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH0LFKDHO70DVRQ'HWHQWLRQKHDULQJDVWR $QGUHZ-RKQVWRQKHOGRQ)RUWKHUHDVRQVVWDWHGLQRSHQFRXUWWKH&RXUWILQGV WKDWGHIHQGDQWLVDGDQJHUWRWKHFRPPXQLW\'HWHQWLRQRUGHUWRIROORZ'HIHQGDQW VKDOOUHPDLQLQFXVWRG\XQWLOIXUWKHURUGHURIWKH&RXUW0DLOHGQRWLFHUEI(QWHUHG    25'(5RI'HWHQWLRQDVWR$QGUHZ-RKQVWRQ6LJQHGE\WKH+RQRUDEOH0LFKDHO7 0DVRQRQ0DLOHGQRWLFHODV(QWHUHG   127,&(RI6XSSOHPHQWDO$XWKRULW\DQG([KLELWDVWR$QGUHZ-RKQVWRQ([KLELW (QYHORSHSRVWPDUNHGLOOHJLEOHODV(QWHUHG   $''(1'80WR1RWLFHRI6XSSOHPHQWDO$XWKRULW\DQG([KLELW%3URYLQJ3URSHUW\ ,QWHUHVWDVWR$QGUHZ-RKQVWRQ([KLELW3RVWPDUNHGHQYHORSHODV (QWHUHG   3(7,7,21ILOHGE\$QGUHZ-RKQVWRQWR'LVPLVV&ULPLQDO&RPSODLQWDQG'LVFKDUJH 'HIHQGDQW3XUVXDQWWR)HG5&ULP3I(QYHORSHSRVWPDUNHGODV (QWHUHG   127,&(RI0RWLRQE\$QWKRQ\:LOOLDP+LOOIRUSUHVHQWPHQWRIPRWLRQIRUKHDULQJ PRWLRQIRUPLVFHOODQHRXVUHOLHIEHIRUH+RQRUDEOH0LFKDHO70DVRQRQ DW$0+LOO$QWKRQ\(QWHUHG   3(7,7,21WRWHUPLQDWH&-$DSSRLQWHGFRXQVHOSURFHHGSURVHZLWKRUZLWKRXW VWDQGE\FRXQVHODQGSHWLWLRQIRUGLVPLVVDORIFULPLQDOFRPSODLQWDQGSUHOLPLQDU\ KHDULQJZLWKLQEXVLQHVVGD\V([KLELWVHN(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUSUHWULDOUHOHDVHKHUHLQWRFRQVLGHUHN(QWHUHG    (0(5*(1&<127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHU GHWHQWLRQKHDULQJHN (QYHORSHQRWSRVWPDUNHG0RGLILHGRQHN (QWHUHG Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 4 of 15   127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   127,&(RIGRFNHWLQJUHFRUGRQDSSHDOIURP86&$DVWR$QGUHZ-RKQVWRQUHQRWLFH RIDSSHDO86&$&DVH1XPEHUíPHJ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH0LFKDHO70DVRQ7KH&RXUWLVLQUHFHLSWRI GHIHQGDQW VPRWLRQV>@DQGQRWLFHRIPRWLRQ'HIHQGDQW$QGUHZ -RKQVWRQKDVILOHGDQHPHUJHQF\QRWLFHRIDSSHDOWKHUHIRUHWKLV&RXUWGRHVQRW KDYHMXULVGLFWLRQRYHUWKLVPDWWHU7KHQRWLFHRIPRWLRQGDWHLVVWULFNHQQR DSSHDUDQFHLVQHFHVVDU\RQWKDWGDWH0DLOHGQRWLFHUEI(QWHUHG   0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJQRWLFHRIDSSHDO 1RUHFRUGWREHUHWXUQHG7KLVDSSHDOLVDGPLQLVWUDWLYHO\FORVHGDVHUURQHRXVO\ RSHQHG7KLVFDVHLVUHWXUQHGWRWKHGLVWULFWFRXUWDVWKHHPHUJHQF\QRWLFHRIDSSHDO LQGLFDWHVWKDWWKHGHIHQGDQWLVDSSHDOLQJWRDGLVWULFWMXGJHIURPWKHPDJLVWUDWHMXGJH V $XJXVWGHFLVLRQ0DLOHGQRWLFHODV7H[W0RGLILHGRQODV (QWHUHG  &$6($66,*1('DVWR$QGUHZ-RKQVWRQWRWKH+RQRUDEOH5HEHFFD53DOOPH\HU 'HVLJQDWHGDV0DJLVWUDWH-XGJHWKH+RQRUDEOH0LFKDHO70DVRQMQ(QWHUHG    027,21WRZLWKGUDZDVDWWRUQH\DVWR$QGUHZ-RKQVWRQ by$QWKRQ\:+LOO+LOO $QWKRQ\(QWHUHG   127,&(RI0RWLRQE\$QWKRQ\:LOOLDP+LOOIRUSUHVHQWPHQWRIPRWLRQWRZLWKGUDZ DVDWWRUQH\EHIRUH+RQRUDEOH5HEHFFD53DOOPH\HURQDW$0 +LOO$QWKRQ\(QWHUHG   $''(1'80RI8QGHUVWDQGLQJDVWR$QGUHZ-RKQVWRQ(QYHORSHSRVWPDUNHG ODV(QWHUHG   $''(1'80RIXQGHUVWDQGLQJDVWR$QGUHZ-RKQVWRQ([KLELWV (QYHORSH SRVWPDUNHGODV(QWHUHG   127,&(RI0RWLRQE\$QWKRQ\:LOOLDP+LOOIRUSUHVHQWPHQWRIPRWLRQIRUKHDULQJ PRWLRQIRUPLVFHOODQHRXVUHOLHIPRWLRQIRUPLVFHOODQHRXVUHOLHIPRWLRQWRGLVPLVV PRWLRQWRZLWKGUDZDVDWWRUQH\EHIRUH+RQRUDEOH0LFKDHO70DVRQRQ DW$0+LOO$QWKRQ\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(QWHUHG  &$6($66,*1('DVWR$QGUHZ-RKQVWRQWRWKH+RQRUDEOH0LFKDHO70DVRQWG (QWHUHG   ,1',&70(17DVWR$QGUHZ-RKQVWRQFRXQWVODV(QWHUHG   '(6,*1$7,216KHHW)(/21<&DWHJRU\ODV(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH-HIIUH\7*LOEHUWDVWR$QGUHZ-RKQVWRQ1R ERQGVHW'HWDLQHGE\PDJLVWUDWHMXGJHODV(QWHUHG   127,&(RI$UUDLJQPHQWDVWR$QGUHZ-RKQVWRQEHIRUH+RQRUDEOH5HEHFFD5 3DOOPH\HURQDW$0ODV(QWHUHG   25'(5DVWR$QGUHZ-RKQVWRQ0RWLRQKHDULQJKHOGRQ7KH&RXUWKDV EHHQLQIRUPHGWKDWWKLVFDVHKDVEHHQLQGLFWHG$FFRUGLQJO\GHIHQGDQW VPRWLRQIRUD SUHOLPLQDU\H[DPLQDWLRQKHDULQJLVGHQLHGDVPRRW7KH&RXUWPDNHVQRILQGLQJRQ GHIHQGDQW VUHTXHVWWRUHGXFHWKH&-$DSSRLQWPHQWRIFRXQVHOWRVWDQGE\FRXQVHO Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 5 of 15

'HIHQGDQW VSHWLWLRQWRWHUPLQDWH&-$DSSRLQWHGFRXQVHODQGSURFHHGSURVHRUZLWK VWDQGE\FRXQVHOIRUGLVPLVVDORIFULPLQDOFRPSODLQWDQGSUHOLPLQDU\H[DPLQDWLRQ KHDULQJLVJUDQWHGLQSDUWDQGGHQLHGLQSDUW'HIHQGDQW VPRWLRQIRUSUHWULDOUHOHDVH LVGHQLHGZLWKRXWSUHMXGLFH$WWRUQH\$QWKRQ\:+LOO VPRWLRQWRZLWKGUDZDV DSSRLQWHGFRXQVHOLVJUDQWHG6LJQHGE\WKH+RQRUDEOH0LFKDHO70DVRQRQ 0DLOHGQRWLFHODV(QWHUHG   25'(5DVWR$QGUHZ-RKQVWRQ$UUDLJQPHQWKHOGRQ'HIHQGDQW LQIRUPHGRIKLVULJKWV'HIHQGDQWZDLYHVKLVULJKWWRDQDWWRUQH\EXWWKHFRXUWZLOO DSSRLQWFRXQVHOWKURXJKWKH)HGHUDO'HIHQGHU3URJUDPWRDFWDVVWDQGE\FRXQVHO 'HIHQGDQWHQWHUVSOHDRIQRWJXLOW\WR&RXQWFRQIHUHQFHWREHKHOGE\RURQ 'LVFRYHU\PDWHULDOVWREHSURYLGHGWRWKHGHIHQGDQW3UHWULDOPRWLRQVWREH ILOHGE\RURQ6WDWXVDW$0'HIHQGDQWWRUHPDLQLQ FXVWRG\SHQGLQJIXUWKHUSURFHHGLQJV([FOXGDEOHWLPHWREHJLQSXUVXDQWWR K  '6LJQHGE\WKH+RQRUDEOH5HEHFFD53DOOPH\HURQ0DLOHG QRWLFHODV(QWHUHG  )25:$5'('FRS\RIRUGHUWRWKHPDLOER[RIWKH)HGHUDO'HIHQGHU3URJUDPRQ DVWR$QGUHZ-RKQVWRQODV(QWHUHG   25'(5RI86&$FHUWLILHGFRS\GDWHGDVWR$QGUHZ-RKQVWRQ,WLVRUGHUHG WKDWWKHPRWLRQWRUHLQVWDWHWKLVDSSHDOLVGHQLHG7KHFOHUNRIWKLVFRXUWVKDOOWUDQVPLW WKHWHQGHUHGQRWLFHRIDSSHDODQGGRFNHWLQJVWDWHPHQWWRWKHGLVWULFWFRXUW2QFHWKH GRFXPHQWVDUHILOHGLQWKHGLVWULFWFRXUWWKHFRXUWZLOOVHQGWKHVKRUWUHFRUGRQDSSHDO WRWKLVFRXUWDQGDQHZDSSHDOZLOOEHRSHQHG)RUIXUWKHUGHWDLOVVHHRUGHU0DLOHG QRWLFHODV(QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQWRZLWKGUDZDV DWWRUQH\PRWLRQKHDULQJHN(QWHUHG   '2&.(7,1*VWDWHPHQWE\$QGUHZ-RKQVWRQUHJDUGLQJQRWLFHRIDSSHDOHN (QWHUHG   127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   127,&(RIGRFNHWLQJUHFRUGRQDSSHDOIURP86&$DVWR$QGUHZ-RKQVWRQUHQRWLFH RIDSSHDO86&$&DVH1XPEHUíODV(QWHUHG   127,&(RI6SHHG\7ULDO$FW9LRODWLRQDVWR$QGUHZ-RKQVWRQ(QYHORSHSRVWPDUNHG ODV(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRFRQVROLGDWH(QYHORSHSRVWPDUNHN (QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQIRUKHDULQJ RUGHURQPRWLRQIRUPLVFHOODQHRXVUHOLHIRUGHURQPRWLRQWRGLVPLVVRUGHURQPRWLRQ WRZLWKGUDZDVDWWRUQH\PRWLRQKHDULQJ(QYHORSHSRVWPDUNHN (QWHUHG   127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   127,&(RIGRFNHWLQJUHFRUGRQDSSHDOIURP86&$DVWR$QGUHZ-RKQVWRQUHQRWLFH RIDSSHDO86&$&DVH1XPEHUíODV(QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQIRUKHDULQJ RUGHURQPRWLRQIRUPLVFHOODQHRXVUHOLHIRUGHURQPRWLRQWRGLVPLVVRUGHURQPRWLRQ WRZLWKGUDZDVDWWRUQH\PRWLRQKHDULQJ(QYHORSHQRWSRVWPDUNHN(QWHUHG    127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 6 of 15   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   127,&(RIGRFNHWLQJUHFRUGRQDSSHDOIURP86&$DVWR$QGUHZ-RKQVWRQUHQRWLFH RIDSSHDO86&$&DVH1XPEHUíODV(QWHUHG   2%-(&7,21E\$QGUHZ-RKQVWRQWRJUDQGMXU\DQGSHWLWLRQWRGLVPLVVLQGLFWPHQW SXUVXDQWWRVXEVWDQWLYHGXHSURFHVVGHSULYDWLRQVWKHUHRI(QYHORSHSRVWPDUNHG \P'RFNHW7H[W0RGLILHGRQE\&OHUN V2IILFH\P (QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQWRZLWKGUDZDV DWWRUQH\PRWLRQKHDULQJRUGHURQPRWLRQIRUPLVFHOODQHRXVUHOLHIDUUDLJQPHQW VHWUHVHWGHDGOLQHVKHDULQJVVSHHG\WULDOíH[FOXGDEOHVWDUWGHWHQWLRQKHDULQJ RUGHURQPRWLRQIRUKHDULQJRUGHURQPRWLRQIRUPLVFHOODQHRXVUHOLHIRUGHURQ PRWLRQWRGLVPLVVRUGHURQPRWLRQWRZLWKGUDZDVDWWRUQH\PRWLRQKHDULQJ (QYHORSHQRWSRVWPDUNHGHN0RGLILHGRQHN(QWHUHG   127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   127,&(RIVXSSOHPHQWDODXWKRULW\DVWR$QGUHZ-RKQVWRQ(QYHORSHQRWSRVWPDUNHG ODV(QWHUHG   0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ1RUHFRUGWREH UHWXUQHGODV(QWHUHG   &(57,),('&23<2)-8'*0(17RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ UHJDUGLQJQRWLFHRIDSSHDO,WLVRUGHUHGWKDWWKLVDSSHDOLVGLVPLVVHGSXUVXDQWWR )HGHUDO5XOHRI$SSHOODWH3URFHGXUHE0DLOHGQRWLFHODV(QWHUHG    25'(5DVWR$QGUHZ-RKQVWRQ6WDWXVKHDULQJKHOGRQ7KHFRXUWDJDLQ GLUHFWVWKDWFRXQVHOEHDSSRLQWHGWKURXJKWKH)HGHUDO'HIHQGHU3URJUDPWRDFWDVVWDQG E\FRXQVHOIRU'HIHQGDQW6WDWXVKHDULQJVHWIRUDW$0,QWKHLQWHUHVW RIMXVWLFHDQGUHYLHZRIGLVFRYHU\RUGHUH[FOXGDEOHWLPHWRVWDUWSXUVXDQWWR K  $ %6LJQHGE\WKH+RQRUDEOH5HEHFFD53DOOPH\HURQ 0DLOHGQRWLFHODV(QWHUHG  )25:$5'('FRS\RIRUGHUWRWKH)HGHUDO'HIHQGHU3URJUDPPDLOER[RQWKHWK IORRUDVWR$QGUHZ-RKQVWRQODV(QWHUHG   3(7,7,21ILOHGE\$QGUHZ-RKQVWRQWRVXSSUHVVLGHQWLILFDWLRQ(QYHORSHSRVWPDUNHG ODV(QWHUHG   68&&(66,9(3(7,7,21E\$QGUHZ-RKQVWRQWRGLVPLVVLQGLFWPHQWRULQWKH DOWHUQDWLYHRUGHUVXESRHQDDQGGLVFORVXUH(QYHORSHSRVWPDUNVPP (QWHUHG   127,&(RIVXSSOHPHQWDODXWKRULW\E\$QGUHZ-RKQVWRQ(QYHORSHSRVWPDUN VPP(QWHUHG   127,&(RI6XSSOHPHQWDO$XWKRULW\WRVXFFHVVLYHSHWLWLRQWRGLVPLVVDVWR$QGUHZ -RKQVWRQ3RVWPDUNLOOHJLEOHVPP(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6XFFHVVLYHSHWLWLRQWRGLVPLVVWKHLQGLFWPHQWLVGHQLHGZLWKRXWSUHMXGLFH7KH JRYHUQPHQWLVH[SHFWHGWRSURYHDWWULDOWKDWDWWKHWLPHRIWKHFKDUJHGUREEHU\WKH EDQN VDVVHWVZHUHLQVXUHGE\WKH)HGHUDO'HSRVLW,QVXUDQFH&RUSRUDWLRQ6KRXOGWKH JRYHUQPHQWIDLOWRRIIHUHYLGHQFHVXIILFLHQWIRUDMXU\ILQGLQJRQWKLVLVVXHWKHFRXUW ZLOOGLVPLVVWKHLQGLFWPHQW0DLOHGQRWLFHHWY(QWHUHG   25'(5RI86&$FHUWLILHGFRS\GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJ QRWLFHRIDSSHDOVPP(QWHUHG Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 7 of 15   0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ1RUHFRUGWREH UHWXUQHGVPP(QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQWRGLVPLVV (QYHORSHSRVWPDUNHGHN(QWHUHG   '2&.(7,1*VWDWHPHQWE\$QGUHZ-RKQVWRQUHJDUGLQJQRWLFHRIDSSHDODQG -XULVGLFWLRQDO0HPRUDQGXP'RFXPHQWPRGLILHGE\&OHUNV2IILFHWRLQFOXGHFDVH QXPEHUHN0RGLILHGRQHN(QWHUHG   $)),'$9,7SXUVXDQWWR86&6ILOHGE\$QGUHZ-RKQVWRQHN(QWHUHG    127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   86&$5(&(,9('RQWKHVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQFF (QWHUHG  25$/027,21E\$QGUHZ-RKQVWRQWR:LWKGUDZ$IILGDYLWOI(QWHUHG    25'(5DVWR$QGUHZ-RKQVWRQ6WDWXVKHDULQJKHOGRQ$WWRUQH\0DWWKHZ -0F4XDLGLVDSSRLQWHGDVVWDQGE\FRXQVHOIRU'HIHQGDQW-RKQVWRQ'HIHQGDQW VRUDO PRWLRQWRZLWKGUDZKLVDIILGDYLWLVJUDQWHG6WDWXVKHDULQJVHWIRUDW $0,QWKHLQWHUHVWRIMXVWLFHDQGIRUUHYLHZRIGLVFRYHU\RUGHUH[FOXGDEOHWLPH WRVWDUWSXUVXDQWWRK  $ %6LJQHGE\WKH+RQRUDEOH5HEHFFD5 3DOOPH\HURQ0DLOHGQRWLFHOI(QWHUHG   &-$25'(5$SSRLQWLQJ&RXQVHO8QGHUWKH&ULPLQDO-XVWLFH$FWDVWR$QGUHZ -RKQVWRQ6LJQHGE\WKH+RQRUDEOH5HEHFFD53DOOPH\HURQ0DLOHG QRWLFHOI(QWHUHG   $77251(<$SSHDUDQFHIRUGHIHQGDQW$QGUHZ-RKQVWRQE\0DWWKHZ-RKQ0F4XDLG OI(QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQWRGLVPLVV (QYHORSHSRVWPDUNHGLQVWLWXWLRQPDLOURRPHN(QWHUHG    127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRU6XESRHQDRI0DWHULDO(YLGHQFHPPD(QWHUHG    127,&(RIGRFNHWLQJUHFRUGRQDSSHDOIURP86&$DVWR$QGUHZ-RKQVWRQUHQRWLFH RIDSSHDO86&$&DVH1XPEHUíODV(QWHUHG   (í0$,/&RUUHVSRQGHQFHE\$QGUHZ-RKQVWRQJF\(QWHUHG   027,21E\$QGUHZ-RKQVWRQWR'LVPLVV,QGLFWPHQWPPD(QWHUHG   0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJQRWLFHRI DSSHDO1RUHFRUGWREHUHWXUQHGODV(QWHUHG   &(57,),('&23<2)23,1,21IURPWKH86&$IRUWKHDVWR$QGUHZ-RKQVWRQ,WLV RUGHUHGWKDWWKHDSSHDOLVGLVPLVVHGIRUODFNRIMXULVGLFWLRQ)RUIXUWKHUGHWDLOVVHH RUGHU0DLOHGQRWLFHODV(QWHUHG   0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ1RUHFRUGWREH UHWXUQHGODV(QWHUHG   &(57,),('&23<2)-8'*0(17RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ UHJDUGLQJQRWLFHRIDSSHDO,WLVRUGHUHGWKDWWKLVFDVHLVGLVPLVVHGSXUVXDQWWR Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 8 of 15

)HGHUDO5XOHRI$SSHOODWH3URFHGXUHEODV(QWHUHG   25'(5RI86&$FHUWLILHGFRS\GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJ QRWLFHRIDSSHDOQRWLFHRIDSSHDO86&$1RVíDQGí,7,6 25'(5('WKDWWKHVHDSSHDOVDUH',60,66('SXUVXDQWWR)HGHUDO5XOHRI$SSHOODWH 3URFHGXUHEJF\(QWHUHG   0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ1RUHFRUGWREH UHWXUQHGJF\(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRTXDVK arrest and suppress evidence (pro se) 0F4XDLG0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUELOORISDUWLFXODUV and objection (pro se)0F4XDLG 0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUUHOHDVHIURPFXVWRG\ (pro se)0F4XDLG0DWWKHZ (QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ %\DJUHHPHQWVWDWXVKHDULQJVHWIRULVVWULFNHQDQGUHíVHWWRDW $00DLOHGQRWLFHHWY(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJKHOGRQ0RWLRQIRUELOORISDUWLFXODUVDQGREMHFWLRQ PRWLRQWRGLVPLVVDUHGHQLHG0RWLRQIRUUHOHDVHIURPFXVWRG\LVGHQLHGZLWKRXW SUHMXGLFH0RWLRQWRTXDVKDUUHVWLVHQWHUHGDQGFRQWLQXHGIRUEULHILQJ5HVSRQVHWR EHILOHGE\RURQUHSO\WREHILOHGVWDWXVKHDULQJDQGUXOLQJVHW IRUDW$00RWLRQIRUUHGXFWLRQRI&-$DWWRUQH\WRVWDQGE\FRXQVHO LVZLWKGUDZQ0RWLRQIRUVXESRHQDRIPDWHULDOHYLGHQFHLVJUDQWHGLQWKDWWKH JRYHUQPHQWKDVSURGXFHGDOOPDWHULDOVUHVSRQVLYHWRWKLVUHTXHVWWKDWDUHLQLWV SRVVHVVLRQ7KHJRYHUQPHQWZLOOGLVFORVHWKHFRPPXQLFDWLRQVWRWKHRIILFHUZKR VWRSSHG'HIHQGDQW VYHKLFOH0RWLRQWRFRQVROLGDWHDSSHDOVLVZLWKGUDZQ ([FOXGDEOHWLPHWRFRQWLQXHSXUVXDQWWRK  '0DLOHGQRWLFHHWY (QWHUHG   25'(5RI86&$DVWR$QGUHZ-RKQVWRQUHJDUGLQJQRWLFHRIDSSHDO,7,6 25'(5('WKDWWKLVDSSHDOLV',60,66('7KLVDSSHDOíWRWKHH[WHQWSODLQWLII DSSHDOVWKHGLVWULFWFRXUWVSUHWULDOGHWHQWLRQRUGHUíGXSOLFDWHVDQHDUOLHUDSSHDOILOHGRQ $XJXVWDQGGRFNHWHGLQWKLVFRXUWDV$SSHDO1Rí2QO\RQHDSSHDO LVQHFHVVDU\+DUULVY%HOOLQ0HPRULDO+RVSLWDO)GWK&LU )XUWKHUWKHFRXUWKDVDOUHDG\UHYLHZHGWKHSUHWULDOGHWHQWLRQRUGHUDQGWKHRUGHUZDV DIILUPHGRQ6HSWHPEHUVPP(QWHUHG   25'(5RI86&$FHUWLILHGFRS\GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJ QRWLFHRIDSSHDO2QFRQVLGHUDWLRQRIWKHSDSHUVILOHGLQWKLVDSSHDODQGUHYLHZRI WKHUHFRUG,7,625'(5('WKDWWKLVDSSHDOLV',60,66('VPP(QWHUHG    0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ1RUHFRUGWREH UHWXUQHG86&$íVPP(QWHUHG   5(63216(E\86$DVWR$QGUHZ-RKQVWRQUHJDUGLQJ027,21E\$QGUHZ-RKQVWRQ WRTXDVK arrest and suppress evidence (pro se)$WWDFKPHQWV([KLELW ([KLELW %RQG$DURQ(QWHUHG   5(3/<E\$QGUHZ-RKQVWRQWRUHVSRQVHWRPRWLRQ0F4XDLG0DWWKHZ(QWHUHG    027,21E\$QGUHZ-RKQVWRQWRGLVPLVV0F4XDLG0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJDQGPRWLRQKHDULQJKHOGRQ$VWKHFDOOHU VLGHQWLILFDWLRQ RI'HIHQGDQW VOLFHQVHSODWHLVVXIILFLHQWWRHVWDEOLVKSUREDEOHFDXVHPRWLRQWRTXDVK DUUHVWDQGVXSSUHVVHYLGHQFHLVGHQLHG'HIHQGDQW VPRWLRQWRFRPSHOGLVFRYHU\RU RWKHUZLVHGLVPLVVWKHLQGLFWPHQWLVGHQLHGDVWKHJRYHUQPHQWKDVSURGXFHGRU ZLOOSURGXFHDOODYDLODEOHGLVFRYHU\6WDWXVKHDULQJVHWIRUDW$0,Q WKHLQWHUHVWRIMXVWLFHDQGIRUFRQWLQXHGGLVFRYHU\RUGHUH[FOXGDEOHWLPHWRVWDUW Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 9 of 15

SXUVXDQWWRK  $ %0DLOHGQRWLFHHWY(QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQWRTXDVKRUGHU RQPRWLRQWRGLVPLVVPRWLRQKHDULQJVHWUHVHWKHDULQJVVSHHG\WULDOíH[FOXGDEOH VWDUW(QYHORSHSRVWPDUNHG,QVWLWXWLRQPDLOURRPHN (QWHUHG   127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO HN(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDOHN(QWHUHG   127,&(RIGRFNHWLQJUHFRUGRQDSSHDOIURP86&$DVWR$QGUHZ-RKQVWRQUHQRWLFH RIDSSHDO86&$&DVH1XPEHUíVPP(QWHUHG   &,5&8,7UXOHEIHHQRWLFHVPP(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJKHOGRQ0DLOHGQRWLFHHWY(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJKHOGRQ$V0U-RKQVWRQKDVILOHGDQDSSHDOWKLVFRXUWODFNV MXULVGLFWLRQRYHUKLVFDVHSHQGLQJUHPDQG0DLOHGQRWLFHHWY(QWHUHG   '(0$1'WR6WULNH'HWHQWLRQ2UGHUDQG5HOHDVHQDWXUDOSHUVRQIURPFXVWRG\E\ $QGUHZ-RKQVWRQMK(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRGLVPLVV,QGLFWPHQWSXUVXDQWWR)HG5&LY3 E ([KLELWV(QYHORSH3RVWPDUNHGMK(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJVHWIRUDW$00DLOHGQRWLFHHWY(QWHUHG    25'(5RI86&$&HUWLILHG&RS\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(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJKHOGRQ6WDWXVKHDULQJVHWIRUDW$0-XU\ 7ULDOVHWIRUDW$0*RYHUQPHQW VGLVFORVXUHVWREHPDGHE\ ,QWKHLQWHUHVWRIMXVWLFHDQGIRUSOHDQHJRWLDWLRQVRUGHUH[FOXGDEOHWLPHWR VWDUWSXUVXDQWWRK  $ %0DLOHGQRWLFHHWY(QWHUHG Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 10 of 15   0$1'$7(RI86&$GDWHGDVWR$QGUHZ-RKQVWRQ1RUHFRUGWREH UHWXUQHGMK(QWHUHG   25'(5RI86&$FHUWLILHGFRS\GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJ QRWLFHRIDSSHDO6XEPLWWHG'HFLGHGMK(QWHUHG    $0(1'('027,21E\$QGUHZ-RKQVWRQWRTXDVKDUUHVWDQGVXSSUHVV(QYHORSH 3RVWPDUN,OOHJLEOHMK(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUWR$QGUHZ-RKQVWRQ7KH JRYHUQPHQWLVGLUHFWHGWRUHVSRQGWR'HIHQGDQW VDPHQGHGPRWLRQWRTXDVKZLWKLQ GD\V0DLOHGQRWLFHHWY(QWHUHG   027,21E\$QGUHZ-RKQVWRQLQOLPLQH to Bar Testimony (Pro Se)0F4XDLG 0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 'HIHQGDQW$QGUHZ-RKQVWRQ VSURVHPRWLRQWREDUWHVWLPRQ\LVJUDQWHGLQSDUW DQGGHQLHGLQSDUW$WWULDOLQWKLVFDVHWKHFRXUWZLOODGKHUHWRWKH5XOHVRI(YLGHQFH DQGZLOOQRWDGPLWKHDUVD\WHVWLPRQ\7RWKHH[WHQW0U-RKQVRQEHOLHYHVKLV HYLGHQWLDU\REMHFWLRQFRQVWLWXWHVDQDGGLWLRQDOEDVLVIRUGLVPLVVDORIWKHLQGLFWPHQWWKH FRXUWVLPSO\QRWHVWKDWWKHUXOHVRIHYLGHQFHRWKHUWKDQWKRVHUHJDUGLQJSULYLOHJHGR QRWDSSO\GXULQJJUDQGMXU\SURFHHGLQJV6HH)HG5(YLGG 0F.HWKDQY 8QLWHG6WDWHV86,QJUDQGMXU\SURFHHGLQJVWKHRUGLQDU\UXOHV RIHYLGHQFHGRQRWDSSO\8QLWHG6WDWHVY&DODQGUD86 WHFKQLFDOSURFHGXUDODQGHYLGHQWLDU\UXOHVJRYHUQLQJFULPLQDOWULDOVJHQHUDOO\GRQRW UHVWUDLQJUDQGMXU\SURFHHGLQJV&RVWHOORY8QLWHG6WDWHV86D FRQYLFWLRQFDQEHVXVWDLQHGHYHQLILQGLFWPHQWLVEDVHGH[FOXVLYHO\RQKHDUVD\ 0DLOHGQRWLFHHWY(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRVXSSUHVVLGHQWLILFDWLRQ(QYHORSHSRVWPDUNHG HZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRGLVPLVVLQGLFWPHQWIRUODFNRIVXEMHFWíPDWWHU MXULVGLFWLRQRUDQ\RWKHUUHDVRQMXVWLI\LQJUHOLHI(QYHORSHSRVWPDUNHGHZ (QWHUHG   027,21E\$QGUHZ-RKQVWRQWRVXSSOHPHQW027,21E\$QGUHZ-RKQVWRQLQ OLPLQH to Bar Testimony (Pro Se) Additional Authority0F4XDLG0DWWKHZ (QWHUHG   $77251(<'HVLJQDWLRQIRU86$RI7LIIDQ\$UGDP$UGDP7LIIDQ\(QWHUHG    027,21E\$QGUHZ-RKQVWRQIRUGLVFRYHU\ Order for Phone Records (pro se) 0F4XDLG0DWWKHZ(QWHUHG   5(63216(E\86$DVWR$QGUHZ-RKQVWRQUHJDUGLQJ027,21E\$QGUHZ-RKQVWRQ WRTXDVK$WWDFKPHQWV([KLELW([KLELW %RQG$DURQ(QWHUHG    (í0$,/&255(6321'(1&(IURP$QGUHZ-RKQVWRQGDWHG\DS (QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 'HIHQGDQWLVFDXWLRQHGWKDWKLVFRPPXQLFDWLRQVZLWKWKHFRXUWVKRXOGEHLQWKHIRUP RIPRWLRQVRUSOHDGLQJVDQGZLWKVHUYLFHRQRSSRVLQJFRXQVHO0DLOHGQRWLFHHWY (QWHUHG   (í0$,/&255(6321'(1&(IURP$QGUHZ-RKQVWRQGDWHG\DS (QWHUHG   127,&(RI6XSSOHPHQWDO$XWKRULW\WR0RWLRQWR'LVPLVVIRUODFNRIVXEMHFWE\ $QGUHZ-RKQVWRQ(QYHORSHQRW3RVWPDUNHGMK(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUGLVFORVXUH of 404(b) material0F4XDLG0DWWKHZ (QWHUHG Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 11 of 15   027,21E\$QGUHZ-RKQVWRQIRUGLVFORVXUH of Exculpatory Evidence0F4XDLG 0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQ(DUO\5HWXUQRI6XESRHQDV0F4XDLG0DWWKHZ (QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJVHWIRUDW$00DLOHGQRWLFHHWY(QWHUHG    027,21E\$QGUHZ-RKQVWRQWRFRQWLQXH status hearing and/or release0F4XDLG 0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRVXSSOHPHQW027,21E\$QGUHZ-RKQVWRQWRTXDVK 0F4XDLG0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQLQOLPLQH to exclude certain evidence0F4XDLG 0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ %\DJUHHPHQWVWDWXVKHDULQJVHWIRULVVWULFNHQDQGUHíVHWWRDW $00DLOHGQRWLFHHWY(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 0RWLRQWRDGMXVWFRXUWGDWHIRUVWDWXVKHDULQJLVJUDQWHG0DLOHGQRWLFHHWY (QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUGLVFORVXUH of evidence0F4XDLG0DWWKHZ (QWHUHG   3(7,7,21E\$QGUHZ-RKQVWRQIRUZULWRI5LJKWDQGRU'HFODUDWRU\-XGJPHQW (QYHORSHQRWSRVWPDUNHG\DS(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJKHOGRQ*RYHUQPHQW VGLVFORVXUHVFRQVLVWLQJRIH[FXOSDWRU\ HYLGHQFHDQGEPDWHULDOVWREHPDGHZLWKLQVHYHQGD\V-XU\7ULDOVHWIRU WRVWDQG6WDWXVKHDULQJVHWIRUDW$0,QWKHLQWHUHVWRI MXVWLFHRUGHUH[FOXGDEOHWLPHWRVWDUWSXUVXDQWWRK  $ %0DLOHGQRWLFH HWY(QWHUHG   $16:(5WR,QGLFWPHQWE\$QGUHZ-RKQVWRQIRUGLVFORVXUH and answer to indictment 0F4XDLG0DWWKHZ'RFNHWWH[WPRGLILHGE\&OHUN V2IILFH0RGLILHGRQ EJ(QWHUHG   027,21E\86$0RWLRQIRU6WDWXV5HYLVHGDVWR$QGUHZ-RKQVWRQ%RQG$DURQ (QWHUHG   127,&(RI0RWLRQE\$DURQ5LFKDUG%RQGIRUSUHVHQWPHQWRIPRWLRQIRU PLVFHOODQHRXVUHOLHIEHIRUH+RQRUDEOH5HEHFFD53DOOPH\HURQDW $0%RQG$DURQ(QWHUHG   027,21E\$QGUHZ-RKQVWRQLQOLPLQH0F4XDLG0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 0RWLRQKHDULQJKHOGRQ*RYHUQPHQW VPRWLRQIRUVWDWXVLVJUDQWHG7KH FRXUWLQWHQGVWRUXOHSURPSWO\RQDOOSHQGLQJPRWLRQV0DLOHGQRWLFHHWY(QWHUHG    027,21E\$QGUHZ-RKQVWRQWRVXSSOHPHQW027,21E\$QGUHZ-RKQVWRQLQ OLPLQH prepared by Andrew Johnston0F4XDLG0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRVXSSOHPHQW027,21E\$QGUHZ-RKQVWRQLQ OLPLQH drafted by Andrew Johnston0F4XDLG0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 2QWKHFRXUW VRZQPRWLRQVWDWXVKHDULQJVHWIRULVVWULFNHQDQGUHíVHWWR DW$00DLOHGQRWLFHHWY(QWHUHG   25'(5DVWR$QGUHZ-RKQVWRQ$QGUHZ-RKQVWRQZDVFKDUJHGE\LQGLFWPHQWZLWK WKH-XO\UREEHU\RIWKH%\OLQH%DQNLQ+DUZRRG+HLJKWV,OOLQRLV7KHFDVHLV Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 12 of 15

VHWIRUWULDORQ0D\-RKQVWRQZKRKDVFKRVHQWRUHSUHVHQWKLPVHOIKDVILOHG DQXPEHURIPRWLRQV,QDGGLWLRQ-RKQVWRQ VVWDQGE\FRXQVHOKDVILOHGFHUWDLQPRWLRQV 7KHJRYHUQPHQWKDVUHVSRQGHG*RYHUQPHQW V0RWLRQIRU6WDWXV*RYHUQPHQW V 5HVSRQVHWR'HIHQGDQW V$PHQGHG0RWLRQWR4XDVKDQG6XSSUHVV$VH[SODLQHG -RKQVWRQ VGLVFORVXUHPRWLRQV>@DUHJUDQWHG7KH3HWLWLRQIRU 'LVFRYHU\LVGHQLHGDVPRRW+LVPRWLRQVWRH[FOXGHFHUWDLQHYLGHQFHSULRUWRWULDO >@DUHGHQLHG+LVPRWLRQVWRTXDVKDUUHVWDQGEDUWHVWLPRQ\> @DUHGHQLHGDVLVKLVPRWLRQWRGLVPLVVWKHLQGLFWPHQW+LVVXSSOHPHQWDO PRWLRQWRTXDVKLVVWULFNHQZLWKRXWSUHMXGLFHWRUHQHZDODQGKHDULQJSULRUWR DGPLVVLRQRIDQ\RIKLVVWDWHPHQWVDWWULDO)RUIXUWKHUGHWDLOVHH2UGHU6LJQHGE\WKH +RQRUDEOH5HEHFFD53DOOPH\HURQ0D\0DLOHGQRWLFHHWY(QWHUHG    0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJKHOGRQ3URSRVHGMXU\LQVWUXFWLRQVOLVWRIZLWQHVVHVYRLU GLUHTXHVWLRQVVWDWHPHQWRIWKHFDVHPRWLRQVLQOLPLQHWREHILOHGE\FORVHRIEXVLQHVV 0DLOHGQRWLFHHWY(QWHUHG   *29(510(17 6352326('67$7(0(172)7+(&$6(E\86$DVWR$QGUHZ -RKQVWRQ%RQG$DURQ(QWHUHG   027,21E\86$LQOLPLQHDVWR$QGUHZ-RKQVWRQ GOVERNMENTS CONSOLIDATED MOTIONS IN LIMINE%RQG$DURQ(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRFRQWLQXH trial date0F4XDLG0DWWKHZ(QWHUHG    127,&(RI0RWLRQE\0DWWKHZ-RKQ0F4XDLGIRUSUHVHQWPHQWRIPRWLRQWRFRQWLQXH EHIRUH+RQRUDEOH5HEHFFD53DOOPH\HURQDW$00F4XDLG 0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUUHFRQVLGHUDWLRQUHRUGHURQPRWLRQWRGLVPLVV RUGHURQPRWLRQWRTXDVKRUGHURQPRWLRQWRVXSSUHVVRUGHURQPRWLRQWR VXSSOHPHQWRUGHURQPRWLRQIRUGLVFRYHU\RUGHURQPRWLRQIRUGLVFORVXUH RUGHURQPRWLRQIRUPLVFHOODQHRXVUHOLHIRUGHURQPRWLRQLQ OLPLQH prepared by Andrew Johnston$WWDFKPHQWV ([KLELW(íPDLO([KLELW(YLGHQFHUHFHLSW 0F4XDLG0DWWKHZ(QWHUHG    0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 0RWLRQKHDULQJKHOGRQ'HIHQGDQW VPRWLRQWRFRQWLQXHWULDOGDWHRI0D\ LVJUDQWHG-XU\7ULDOVHWIRULVVWULFNHQDQGUHíVHWWR DW$0*RYHUQPHQW VUHVSRQVHWR'HIHQGDQW VPRWLRQWREHILOHG ZLWKLQVHYHQGD\V,QWKHLQWHUHVWRIMXVWLFHDQGIRUWULDOSUHSDUDWLRQRUGHU H[FOXGDEOHWLPHWRVWDUWRQDQGHQGRQSXUVXDQWWR K  $ %0DLOHGQRWLFHHWY(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUUHFXVDORI-XGLFLDODVVLJQPHQWDQGVXESRHQDRI $DURQ5%RQG$86$([KLELWV(QYHORSHSRVWPDUNEJ(QWHUHG    027,21E\$QGUHZ-RKQVWRQIRUUHFXVDORIMXGLFLDODVVLJQPHQWDQGVXESRHQDRI $DURQ5%RQG$86$$WWDFKPHQWV (QYHORSHSRVWPDUNHG\DS (QWHUHG   5(63216(E\86$DVWR$QGUHZ-RKQVWRQUHJDUGLQJ027,21E\$QGUHZ-RKQVWRQ IRUUHFRQVLGHUDWLRQUHRUGHURQPRWLRQWRGLVPLVVRUGHURQPRWLRQWRTXDVKRUGHU RQPRWLRQWRVXSSUHVVRUGHURQPRWLRQWRVXSSOHPHQWRUGHURQPRWLRQIRU GLVFRYHU\RUGHURQPRWLRQIRUGLVFORVXUH%RQG$DURQ(QWHUHG    3(7,7,21ILOHGE\$QGUHZ-RKQVWRQ for Writ of Prohibition by Andrew Johnston (pro se)0F4XDLG0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 7KHFRXUWFRQVWUXHV0U-RKQVWRQ VSHWLWLRQDVDQREMHFWLRQWRWKHFRXUW VMXULVGLFWLRQ 7KDWREMHFWLRQLVRYHUUXOHG0DLOHGQRWLFHHWY(QWHUHG Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 13 of 15   25'(5DVWR$QGUHZ-RKQVWRQ7KHPRWLRQIRUUHFXVDO>@LVGHQLHG)RU IXUWKHUGHWDLOVHH2UGHU6LJQHGE\WKH+RQRUDEOH5HEHFFD53DOOPH\HURQ0D\ 0DLOHGQRWLFHHWY(QWHUHG   5(63216(E\$QGUHZ-RKQVWRQUHJDUGLQJ027,21E\86$LQOLPLQHDVWR$QGUHZ -RKQVWRQ GOVERNMENTS CONSOLIDATED MOTIONS IN LIMINE pro se 0F4XDLG0DWWKHZ(QWHUHG   127,&(RIDVWR$QGUHZ-RKQVWRQUHJDUGLQJ027,21E\$QGUHZ-RKQVWRQWR FRQWLQXH status hearing and/or release Supplement to Motion for Release 0F4XDLG0DWWKHZ(QWHUHG   3(7,7,21IRU:ULWRI3URKLELWLRQE\$QGUHZ-RKQVWRQ([KLELWVEJ(QWHUHG    5(3/<E\$QGUHZ-RKQVWRQWRUHVSRQVHWRPRWLRQ to reconsider0F4XDLG 0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ )LQDO3UHWULDO&RQIHUHQFHDQGUXOLQJRQWKHPRWLRQVLQOLPLQHVHWIRUDW $00DLOHGQRWLFHHWY(QWHUHG   127,&(RIGRFNHWLQJUHFRUGRQDSSHDOIURP86&$DVWR$QGUHZ-RKQVWRQ86&$ &DVH1XPEHUíEJ(QWHUHG   &,5&8,7UXOHEIHHQRWLFHEJ(QWHUHG   25'(5RI86&$GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJQRWLFHRIDSSHDO 1Rí7KHIROORZLQJLVEHIRUHWKHFRXUW3(7,7,21)25:5,72) 0$1'$086ILOHGRQ-XQHE\SURVHSHWLWLRQHU7KHSHWLWLRQIRUZULWRI PDQGDPXVLV'(1,('-RKQVWRQPD\FKDOOHQJHWKHGHQLDORIKLVPRWLRQIRUUHFXVDOLQ DQDSSHDOIURPDILQDOGHFLVLRQRIWKHGLVWULFWFRXUW6HH)RZOHUY%XWWV)G WK&LUEJ(QWHUHG   25'(5RI86&$FHUWLILHGFRS\GDWHGDVWR$QGUHZ-RKQVWRQUHJDUGLQJ QRWLFHRIDSSHDO1Rí7KHIROORZLQJLVEHIRUHWKHFRXUW3(7,7,21)25 :5,72)0$1'$086ILOHGRQ-XQHE\SURVHSHWLWLRQHU7KHSHWLWLRQIRU ZULWRIPDQGDPXVLV'(1,('-RKQVWRQPD\FKDOOHQJHWKHGHQLDORIKLVPRWLRQIRU UHFXVDOLQDQDSSHDOIURPDILQDOGHFLVLRQRIWKHGLVWULFWFRXUW6HH)RZOHUY%XWWV )GWK&LUEJ(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRFRPSHO discovery by Andrew Johnston pro se 0F4XDLG0DWWKHZ(QWHUHG   352326('-XU\,QVWUXFWLRQVE\86$DVWR$QGUHZ-RKQVWRQ%RQG$DURQ (QWHUHG   352326('9RLU'LUHE\86$DVWR$QGUHZ-RKQVWRQ%RQG$DURQ(QWHUHG    :,71(66/LVWE\86$DVWR$QGUHZ-RKQVWRQ%RQG$DURQ(QWHUHG   352326('-XU\,QVWUXFWLRQVE\$QGUHZ-RKQVWRQ0F4XDLG0DWWKHZ(QWHUHG    127,&(RI6XESRHQD2EVWUXFWLRQDVWR$QGUHZ-RKQVWRQ filed pro se0F4XDLG 0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ )LQDO3UHWULDO&RQIHUHQFHKHOGRQ'HIHQGDQWZDVDJDLQFDXWLRQHGDERXWWKH ULVNVRIVHOIíUHSUHVHQWDWLRQ-XU\,QVWUXFWLRQV&RQIHUHQFHVHWIRUDW $0,QWKHLQWHUHVWRIMXVWLFHRUGHUH[FOXGDEOHWLPHWRFRQWLQXHSXUVXDQWWR K  $ %7KHJRYHUQPHQW VPRWLRQVLQOLPLQHDUHJUDQWHGLQSDUWDQG GHQLHGLQSDUW:LWKWKHDVVLVWDQFHRIFRXUWVWDII'HIHQGDQWDQGKLVVWDQGíE\DWWRUQH\ ZHUHDEOHWRORFDWHWKHKRXVHZKHUH'HIHQGDQWSXUFKDVHGDXVHGGUHVVHUIRUKLVZLIH RQWKHGD\RIWKHDOOHJHGUREEHU\DWWHPSW0DLOHGQRWLFHHWY(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRFRQWLQXH trial date0F4XDLG0DWWKHZ(QWHUHG  Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 14 of 15   127,&(RI0RWLRQE\0DWWKHZ-RKQ0F4XDLGIRUSUHVHQWPHQWRIPRWLRQWRFRQWLQXH EHIRUH+RQRUDEOH5HEHFFD53DOOPH\HURQDW$00F4XDLG 0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ %\DJUHHPHQW'HIHQGDQW VPRWLRQWRFRQWLQXHWULDOGDWHRI-XO\DQG UHVFKHGXOH-XU\,QVWUXFWLRQ&RQIHUHQFHZLOOEHKHDUGRQDW$0 $SSHDUDQFHRQLVVWULFNHQ0DLOHGQRWLFHHWY(QWHUHG   0(025$1'80E\$QGUHZ-RKQVWRQLQVXSSRUWRISURSRVHGMXU\LQVWUXFWLRQV pro se0F4XDLG0DWWKHZ(QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 0RWLRQKHDULQJKHOGRQ'HIHQGDQW VPRWLRQWRFRQWLQXHWULDOGDWHRI-XO\ DQGUHVFKHGXOHMXU\LQVWUXFWLRQFRQIHUHQFHLVHQWHUHGDQGFRQWLQXHG 6WDWXVKHDULQJLVVHWIRUDW$00DLOHGQRWLFHHWY(QWHUHG    0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 6WDWXVKHDULQJKHOGRQ'HIHQGDQW VPRWLRQWRFRQWLQXHWULDOGDWHRI-XO\ DQGUHVFKHGXOHMXU\LQVWUXFWLRQFRQIHUHQFHLVJUDQWHG-XU\7ULDOVHWIRU LVVWULFNHQDQGUHíVHWWRDW$0-XU\,QVWUXFWLRQFRQIHUHQFH VHWIRULVVWULFNHQDQGUHíVHWWRDW$0,QWKHLQWHUHVWRI MXVWLFHRUGHUH[FOXGDEOHWLPHWRVWDUWSXUVXDQWWRK  $ %0DLOHGQRWLFH HWY(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRGLVPLVV indictment0F4XDLG0DWWKHZ(QWHUHG    0(025$1'80E\$QGUHZ-RKQVWRQLQVXSSRUWRIQRWLFH of subpoena 0F4XDLG0DWWKHZ(QWHUHG   127,&(RI0RWLRQE\0DWWKHZ-RKQ0F4XDLGIRUSUHVHQWPHQWRIPRWLRQWRGLVPLVV EHIRUH+RQRUDEOH5HEHFFD53DOOPH\HURQDW$00F4XDLG 0DWWKHZ(QWHUHG   127,&(RI6HFRQG1RWLFHRI6XESRHQD2EVWUXFWLRQDVWR$QGUHZ-RKQVWRQUHJDUGLQJ QRWLFH filed pro se0F4XDLG0DWWKHZ(QWHUHG   027,21E\86$WRFRQWLQXHDVWR$QGUHZ-RKQVWRQ MOTION TO CONTINUE THE TRIAL DATE%RQG$DURQ(QWHUHG   127,&(RI0RWLRQE\$DURQ5LFKDUG%RQGIRUSUHVHQWPHQWRIPRWLRQWRFRQWLQXH EHIRUH+RQRUDEOH5HEHFFD53DOOPH\HURQDW$0%RQG$DURQ (QWHUHG   0,187(HQWU\EHIRUHWKH+RQRUDEOH5HEHFFD53DOOPH\HUDVWR$QGUHZ-RKQVWRQ 'HIHQGDQW VPRWLRQIRUGLVPLVVLRQRILQGLFWPHQWLVGHQLHG*RYHUQPHQW VPRWLRQ WRFRQWLQXHWKHWULDOGDWHLVJUDQWHG-XU\7ULDOVHWIRULVVWULFNHQDQG UHíVHWWRDW$0-XU\,QVWUXFWLRQV&RQIHUHQFHFRQYHQHG,QWKHLQWHUHVW RIMXVWLFHDQGIRUWULDOSUHSDUDWLRQRUGHUH[FOXGDEOHWLPHWRVWDUWSXUVXDQWWR K  $ %0DLOHGQRWLFHHWY(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUUHFRQVLGHUDWLRQUHRUGHURQPRWLRQWRGLVPLVV RUGHURQPRWLRQWRFRQWLQXHWHUPLQDWHKHDULQJVLQFRXUWKHDULQJVHWUHVHWKHDULQJV VSHHG\WULDOíH[FOXGDEOHVWDUW0F4XDLG0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRUKHDULQJ evidentiary (filed Pro se)0F4XDLG 0DWWKHZ(QWHUHG   027,21E\$QGUHZ-RKQVWRQIRU6DQFWLRQV (filed Pro se)0F4XDLG0DWWKHZ (QWHUHG   027,21E\$QGUHZ-RKQVWRQWRSURGXFH subpoened material (filed Pro Se) 0F4XDLG0DWWKHZ(QWHUHG   127,&(RI0RWLRQE\0DWWKHZ-RKQ0F4XDLGIRUSUHVHQWPHQWRIPRWLRQIRU UHFRQVLGHUDWLRQPRWLRQWRSURGXFHPRWLRQIRUPLVFHOODQHRXVUHOLHI PRWLRQIRUKHDULQJEHIRUH+RQRUDEOH5HEHFFD53DOOPH\HURQDW Case: 1:17-cr-00517 As of: 08/20/2018 09:30 AM CDT 15 of 15

$00F4XDLG0DWWKHZ(QWHUHG   25'(5DVWR$QGUHZ-RKQVWRQ'HIHQGDQW-RKQVWRQ VPRWLRQV>@ DUHGHQLHGIRUWKHUHDVRQVVWDWHGKHUHEXWWKHJRYHUQPHQWLVGLUHFWHGWRIXUQLVKKLP SURPSWO\ZLWKDFRS\RILWVUHVSRQVHWRKLVDPHQGHGPRWLRQWRTXDVK7KH$XJXVW GDWHVHWIRUKHDULQJRQWKHVHPRWLRQVLVVWULFNHQ)RUIXUWKHUGHWDLOVHH2UGHU 6LJQHGE\WKH+RQRUDEOH5HEHFFD53DOOPH\HURQ$XJXVW0DLOHGQRWLFH HWY(QWHUHG   2%-(&7,21E\$QGUHZ-RKQVWRQWRRUGHURQPRWLRQIRUUHFRQVLGHUDWLRQRUGHURQ PRWLRQIRUKHDULQJRUGHURQPRWLRQIRUPLVFHOODQHRXVUHOLHIRUGHURQPRWLRQWR SURGXFHWHUPLQDWHKHDULQJV0F4XDLG0DWWKHZ(QWHUHG   127,&(2)$33($/E\$QGUHZ-RKQVWRQUHJDUGLQJRUGHURQPRWLRQIRU UHFRQVLGHUDWLRQRUGHURQPRWLRQIRUKHDULQJRUGHURQPRWLRQIRUPLVFHOODQHRXV UHOLHIRUGHURQPRWLRQWRSURGXFHWHUPLQDWHKHDULQJV(QYHORSHQRW SRVWPDUNHGNS(QWHUHG   127,&(RI$SSHDO'XHOHWWHUVHQWWRFRXQVHORIUHFRUGUHJDUGLQJQRWLFHRIDSSHDO NS(QWHUHG   7UDQVPLVVLRQRIVKRUWUHFRUGDVWR$QGUHZ-RKQVWRQWR86&RXUWRI$SSHDOVUHQRWLFH RIDSSHDO1RWLILHGFRXQVHONS(QWHUHG   027,21E\$QGUHZ-RKQVWRQWRVWULNH0F4XDLG0DWWKHZ(QWHUHG