Birmingham v. Secretary of Health, Education & Welfare

426 F. Supp. 1320, 1977 U.S. Dist. LEXIS 17933
CourtDistrict Court, E.D. Pennsylvania
DecidedJanuary 13, 1977
DocketCiv. A. No. 76-1636
StatusPublished
Cited by2 cases

This text of 426 F. Supp. 1320 (Birmingham v. Secretary of Health, Education & Welfare) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Birmingham v. Secretary of Health, Education & Welfare, 426 F. Supp. 1320, 1977 U.S. Dist. LEXIS 17933 (E.D. Pa. 1977).

Opinion

MEMORANDUM AND ORDER

TROUTMAN, District Judge.

Before this Court are cross-motions for summary judgment filed by the plaintiff and the defendant respectively. Plaintiff instituted an action in this Court for benefits under the Federal Coal Mine Health and Safety Act, 30 U.S.C. § 921, et seq. after his claim was heard and denied by an Administrative Law Judge (ALJ) and by the Appeals Council of the Social Security Administration.

A crucial and threshold issue is the number of years during which the plaintiff was employed in the anthracite mines. The Administrative Law Judge (ALJ) has found that such employment existed for a period not exceeding five years (R. 20). The issue is crucial for several reasons, not the least of which is the effect the period of employment has upon the presumptions available to the plaintiff. As the ALJ said:

“ * * * Since the claimant had less than 10 years of coal mine employment, he does not have the advantage of the presumption period.” (R. 16)

The period of employment also affects the plaintiff’s ability to meet the requirements as to “forced expiratory volume”. The ALJ stated:

“The miner is shown to be 65 inches tall and under appropriate regulations (where the miner has less than 10 years of coal mine employment) it is required that he have a forced expiratory volume in one second (FEVi) equal to or less than 1.6 liters and a maximum voluntary ventilation (MW) equal to or less than 60 liters per minute.”
(R. 17, 18)

The ALJ further stated:

“Even though there is some indication of a respiratory impairment, there is not sufficient evidence to establish that it was a direct result of his limited coal mine employment.”
(R. 19)

Thus, the importance of the duration of coal mine employment becomes self-evident. It affects the medical issues, it affects the factfinder’s evaluation of the evidence and may well determine the ultimate outcome of the case. It is important to both parties and of utmost importance to the plaintiff.

In reaching his conclusion that the plaintiff’s employment in the mines did not exceed five years (see finding of fact # 3, R. [1321]*132120) the ALJ stated that his finding was based on the “best evidence”:

“ * * * Based on the best evidence it is the opinion of the Administrative Law Judge that the claimant was employed as a coal miner for a period not exceeding five years.”
(R. 16)

The “best evidence” relied upon by the ALJ was obviously the Social Security records alluded to in his prior discussion. (R. 15) This reliance and the result is both understandable and expected. The ALJ not being from the anthracite region and knowing nothing of its history could not possibly understand the plaintiff’s contention of 18 years in the mines, only five of which are reflected on the Social Security records. Regrettably, he was given no opportunity to understand this possibility at the time of the hearing. Perhaps, he afforded himself no such opportunity. The ALJ himself conducted all the direct examination and he examined this rather dull and unresponsive plaintiff at length as to Social Security payments:

“Q. All right. Now was social security held out on you for, on each of these employers?
A. Ah, don’t know what you mean, ah—
Q. Did they hold out social security, these men you worked for?
A. They paid social, in, some of them.
Q. Pardon?
A. Some of them paid social security in.
Q, Well, now you say some of them. Which ones didn’t?
A. Well, there was only, let’s see; the Herring Brothers paid in, and the Renninger’s Coal Company.
Q. Now, you say Herring paid your social security?
A. Yeah.
Q. And who was the other one?
A. Renninger’s Coal Company.
Q. Now they paid the social security?
A. Yeah.
Q. Now, what about the rest of them?
A. The rest was paid, just in cash.
Q. You were paid in cash by—
A. Yeah.
Q. —the rest of them, and they didn’t pay social security on you?
A. No, not at that time, they didn’t pay nothing.
Q. Well, you say ‘at that time’. Now, social security went into effect in 1937, now.
A. Well, now, they didn’t pay anything.
Q. And you was talking about, talking about working in a coal mine in ’44.
A. Yes.
Q. So you really don’t know whether they paid social security on you or not, do you?
A. Well, see, some of them are dead, I couldn’t be able to find out.
Q. Sir?
A. Some of them are dead, and so I—
Q. Well, if, if they paid social security on you, it would appear in your social security records.
A. Yeah, it would. Yes, sir.
Q. So you really don’t know whether they paid it or not, do you?
A. Right. No. No, I don’t sir.
Q. Counselor, could you inform me when he employed you?”
(R. 61, 62, 63)

Regrettably, when the ALJ completed his examination of the plaintiff, the plaintiff’s counsel did not seek to enlighten the ALJ as to the possible basis for plaintiff’s present contention that only five of his eighteen years of employment in the mines were subject to Social Security deductions and payments. Rather, counsel’s examination was limited to the following:

“Q. Mr. Birmingham, in all of your work, were you always an employee and a wage-earner?
A. Yes, sir.
Q. You were never an owner or a partner of any of the mines?
A. No, sir.
Q. That’s all I have.”
(R. 66)

[1322]*1322Whether counsel assumed that the ALJ was familiar with the illegal origin of the so-called “independent” mining industry in the anthracite region and its non-compliance with Social Security and other legalities does not appear in this record. At the very least, the ALJ was entitled to some explanation as to the circumstances under which it is contended that multiple employers did not comply with the Social Security Act. In brief submitted to this Court, the plaintiff states:

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Bluebook (online)
426 F. Supp. 1320, 1977 U.S. Dist. LEXIS 17933, Counsel Stack Legal Research, https://law.counselstack.com/opinion/birmingham-v-secretary-of-health-education-welfare-paed-1977.