04 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 05 AT SEATTLE
06 DARLENE B., ) ) CASE NO. C20-5702-MAT 07 Plaintiff, ) ) 08 v. ) ) ORDER RE: SOCIAL SECURITY 09 ANDREW M. SAUL, ) DISABILITY APPEAL Commissioner of Social Security, ) 10 ) Defendant. ) 11 ____________________________________ )
12 Plaintiff proceeds through counsel in her appeal of a final decision of the 13 Commissioner of the Social Security Administration (Commissioner). The Commissioner 14 denied Plaintiff’s application for Disability Insurance Benefits (DIB) after a hearing before an 15 Administrative Law Judge (ALJ). Having considered the ALJ’s decision, the administrative 16 record (AR), and all memoranda of record, this matter is REVERSED and REMANDED for 17 further administrative proceedings. 18 FACTS AND PROCEDURAL HISTORY 19 Plaintiff was born on XXXX, 1953.1 She has a high school diploma and previously 20 worked as a cashier, food sales clerk, and accounting clerk. (AR 244, 505-08.) 21 Plaintiff applied for DIB in September 2015. (AR 180-81.) That application was 22 1 Dates of birth must be redacted to the year. Fed. R. Civ. P. 5.2(a)(2) and LCR 5.2(a)(1). 01 denied and Plaintiff timely requested a hearing. (AR 100-02, 104-05, 109-10.) 02 In June 2017, ALJ S. Andrew Grace held a hearing, taking testimony from Plaintiff 03 and a vocational expert (VE). (AR 36-71.) In November 2017, the ALJ issued a decision 04 finding Plaintiff not disabled. (AR 1-21.) Plaintiff timely appealed. The Appeals Council 05 denied Plaintiff’s request for review in August 2018 (AR 22-27), making the ALJ’s decision 06 the final decision of the Commissioner. 07 Plaintiff appealed this final decision of the Commissioner, and the U.S. District Court 08 for the Western District of Washington reversed the ALJ’s decision and remanded for further 09 proceedings. (AR 546-49.) ALJ Malcolm Ross held a hearing in January 2020 (AR 484-514) 10 and issued a decision in March 2020 finding Plaintiff not disabled.2 (AR 463-76.) Plaintiff 11 now seeks judicial review of this decision.
12 JURISDICTION 13 The Court has jurisdiction to review the ALJ’s decision pursuant to 42 U.S.C. § 14 405(g). 15 DISCUSSION 16 The Commissioner follows a five-step sequential evaluation process for determining 17 whether a claimant is disabled. See 20 C.F.R. §§ 404.1520, 416.920 (2000). At step one, it 18 must be determined whether the claimant is gainfully employed. The ALJ found Plaintiff had 19 not engaged in substantial gainful activity (SGA) between her amended alleged onset date 20 (August 31, 2015) and her date last insured (DLI) (June 30, 2019). (AR 466.) At step two, it
22 2 Plaintiff filed a subsequent DIB application and the ALJ consolidated the claims on remand. (AR 560.) 01 must be determined whether a claimant suffers from a severe impairment. The ALJ foun d 02 severe Plaintiff’s status post stroke; homonymous scotoma; ankle osteoarthritis; edema; 03 obesity; and major depressive disorder. (AR 466.) Step three asks whether a claimant’s 04 impairments meet or equal a listed impairment. The ALJ found that Plaintiff’s impairments 05 did not meet or equal the criteria of a listed impairment. (AR 466-68.) 06 If a claimant’s impairments do not meet or equal a listing, the Commissioner must 07 assess residual functional capacity (RFC) and determine at step four whether the claimant has 08 demonstrated an inability to perform past relevant work. The ALJ found Plaintiff capable of 09 performing light work with additional limitations: she can occasionally climb. She can 10 frequently balance, stoop, kneel, crouch, and crawl. She can frequently handle and finger 11 bilaterally. She is limited to tasks that require no more than frequent near acuity and
12 occasional use of field of vision. She can withstand only occasional exposure to extreme 13 cold, heat, and hazards such as moving machinery and unprotected heights. She is limited to 14 simple tasks with no conveyor-belt-paced production requirements. She requires standard 15 work breaks and can withstand only occasional, routine workplace changes. (AR 468-69.) 16 With that assessment, the ALJ found Plaintiff capable of performing her past relevant work as 17 a cashier II. (AR 475-76.) 18 If a claimant demonstrates an inability to perform past relevant work, the burden shifts 19 to the Commissioner to demonstrate at step five that the claimant retains the capacity to make 20 an adjustment to work that exists in significant levels in the national economy. The ALJ did
21 not proceed to step five, in light of his finding at step four. 22 This Court’s review of the ALJ’s decision is limited to whether the decision is in 01 accordance with the law and the findings supported by substantial evidence in the record as a 02 whole. See Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993). Substantial evidence means 03 more than a scintilla, but less than a preponderance; it means such relevant evidence as a 04 reasonable mind might accept as adequate to support a conclusion. Magallanes v. Bowen, 881 05 F.2d 747, 750 (9th Cir. 1989). If there is more than one rational interpretation, one of which 06 supports the ALJ’s decision, the Court must uphold that decision. Thomas v. Barnhart, 278 07 F.3d 947, 954 (9th Cir. 2002). 08 Plaintiff argues the ALJ erred in (1) discounting her subjective symptom testimony, 09 (2) assessing certain medical evidence and opinions, (3) discounting lay evidence, and (4) 10 determining Plaintiff’s past relevant work. The Commissioner argues that the ALJ’s decision 11 is supported by substantial evidence and should be affirmed.
12 Subjective symptom testimony 13 The ALJ discounted Plaintiff’s allegations because (1) the record shows only mild 14 findings and minimal, conservative treatment for her conditions; (2) she was able to work in 15 the past with despite her arthritic pain and cognitive difficulties, and only quit her last job due 16 to poor night vision; and (3) Plaintiff’s activities are inconsistent “with the degree of bother 17 asserted” by Plaintiff. (AR 469-72.) Plaintiff argues that these reasons are not clear and 18 convincing, as required in the Ninth Circuit. Burrell v. Colvin, 775 F.3d 1133, 1136-37 (9th 19 Cir. 2014). 20 As a primary matter, Plaintiff argues that the ALJ misstated her general allegation in
21 this case: the ALJ asserted that Plaintiff alleged that her impairments “preclude the 22 performance of all full time work activity on a regular and continuing basis” (AR 471), but 01 Plaintiff argues that she is “alleging that she is unable to perform any past relevant work, an d 02 she is limited to no more than sedentary or light level exertion.” Dkt. 15 at 9. Plaintiff has 03 not shown that this distinction impacted the ALJ’s disability determination and thus has not 04 shown prejudicial error flowing from it. 05 Plaintiff next argues that the ALJ’s first reason is insufficient because the ALJ cannot 06 solely discount her testimony based on a lack of objective support. Dkt. 15 at 9-11. That may 07 be true, but the ALJ did not err in considering the extent to which Plaintiff’s allegations of 08 disabling limitations were supported by the record, along with other factors. See Rollins v. 09 Massanari, 261 F.3d 853, 857 (9th Cir.
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04 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 05 AT SEATTLE
06 DARLENE B., ) ) CASE NO. C20-5702-MAT 07 Plaintiff, ) ) 08 v. ) ) ORDER RE: SOCIAL SECURITY 09 ANDREW M. SAUL, ) DISABILITY APPEAL Commissioner of Social Security, ) 10 ) Defendant. ) 11 ____________________________________ )
12 Plaintiff proceeds through counsel in her appeal of a final decision of the 13 Commissioner of the Social Security Administration (Commissioner). The Commissioner 14 denied Plaintiff’s application for Disability Insurance Benefits (DIB) after a hearing before an 15 Administrative Law Judge (ALJ). Having considered the ALJ’s decision, the administrative 16 record (AR), and all memoranda of record, this matter is REVERSED and REMANDED for 17 further administrative proceedings. 18 FACTS AND PROCEDURAL HISTORY 19 Plaintiff was born on XXXX, 1953.1 She has a high school diploma and previously 20 worked as a cashier, food sales clerk, and accounting clerk. (AR 244, 505-08.) 21 Plaintiff applied for DIB in September 2015. (AR 180-81.) That application was 22 1 Dates of birth must be redacted to the year. Fed. R. Civ. P. 5.2(a)(2) and LCR 5.2(a)(1). 01 denied and Plaintiff timely requested a hearing. (AR 100-02, 104-05, 109-10.) 02 In June 2017, ALJ S. Andrew Grace held a hearing, taking testimony from Plaintiff 03 and a vocational expert (VE). (AR 36-71.) In November 2017, the ALJ issued a decision 04 finding Plaintiff not disabled. (AR 1-21.) Plaintiff timely appealed. The Appeals Council 05 denied Plaintiff’s request for review in August 2018 (AR 22-27), making the ALJ’s decision 06 the final decision of the Commissioner. 07 Plaintiff appealed this final decision of the Commissioner, and the U.S. District Court 08 for the Western District of Washington reversed the ALJ’s decision and remanded for further 09 proceedings. (AR 546-49.) ALJ Malcolm Ross held a hearing in January 2020 (AR 484-514) 10 and issued a decision in March 2020 finding Plaintiff not disabled.2 (AR 463-76.) Plaintiff 11 now seeks judicial review of this decision.
12 JURISDICTION 13 The Court has jurisdiction to review the ALJ’s decision pursuant to 42 U.S.C. § 14 405(g). 15 DISCUSSION 16 The Commissioner follows a five-step sequential evaluation process for determining 17 whether a claimant is disabled. See 20 C.F.R. §§ 404.1520, 416.920 (2000). At step one, it 18 must be determined whether the claimant is gainfully employed. The ALJ found Plaintiff had 19 not engaged in substantial gainful activity (SGA) between her amended alleged onset date 20 (August 31, 2015) and her date last insured (DLI) (June 30, 2019). (AR 466.) At step two, it
22 2 Plaintiff filed a subsequent DIB application and the ALJ consolidated the claims on remand. (AR 560.) 01 must be determined whether a claimant suffers from a severe impairment. The ALJ foun d 02 severe Plaintiff’s status post stroke; homonymous scotoma; ankle osteoarthritis; edema; 03 obesity; and major depressive disorder. (AR 466.) Step three asks whether a claimant’s 04 impairments meet or equal a listed impairment. The ALJ found that Plaintiff’s impairments 05 did not meet or equal the criteria of a listed impairment. (AR 466-68.) 06 If a claimant’s impairments do not meet or equal a listing, the Commissioner must 07 assess residual functional capacity (RFC) and determine at step four whether the claimant has 08 demonstrated an inability to perform past relevant work. The ALJ found Plaintiff capable of 09 performing light work with additional limitations: she can occasionally climb. She can 10 frequently balance, stoop, kneel, crouch, and crawl. She can frequently handle and finger 11 bilaterally. She is limited to tasks that require no more than frequent near acuity and
12 occasional use of field of vision. She can withstand only occasional exposure to extreme 13 cold, heat, and hazards such as moving machinery and unprotected heights. She is limited to 14 simple tasks with no conveyor-belt-paced production requirements. She requires standard 15 work breaks and can withstand only occasional, routine workplace changes. (AR 468-69.) 16 With that assessment, the ALJ found Plaintiff capable of performing her past relevant work as 17 a cashier II. (AR 475-76.) 18 If a claimant demonstrates an inability to perform past relevant work, the burden shifts 19 to the Commissioner to demonstrate at step five that the claimant retains the capacity to make 20 an adjustment to work that exists in significant levels in the national economy. The ALJ did
21 not proceed to step five, in light of his finding at step four. 22 This Court’s review of the ALJ’s decision is limited to whether the decision is in 01 accordance with the law and the findings supported by substantial evidence in the record as a 02 whole. See Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993). Substantial evidence means 03 more than a scintilla, but less than a preponderance; it means such relevant evidence as a 04 reasonable mind might accept as adequate to support a conclusion. Magallanes v. Bowen, 881 05 F.2d 747, 750 (9th Cir. 1989). If there is more than one rational interpretation, one of which 06 supports the ALJ’s decision, the Court must uphold that decision. Thomas v. Barnhart, 278 07 F.3d 947, 954 (9th Cir. 2002). 08 Plaintiff argues the ALJ erred in (1) discounting her subjective symptom testimony, 09 (2) assessing certain medical evidence and opinions, (3) discounting lay evidence, and (4) 10 determining Plaintiff’s past relevant work. The Commissioner argues that the ALJ’s decision 11 is supported by substantial evidence and should be affirmed.
12 Subjective symptom testimony 13 The ALJ discounted Plaintiff’s allegations because (1) the record shows only mild 14 findings and minimal, conservative treatment for her conditions; (2) she was able to work in 15 the past with despite her arthritic pain and cognitive difficulties, and only quit her last job due 16 to poor night vision; and (3) Plaintiff’s activities are inconsistent “with the degree of bother 17 asserted” by Plaintiff. (AR 469-72.) Plaintiff argues that these reasons are not clear and 18 convincing, as required in the Ninth Circuit. Burrell v. Colvin, 775 F.3d 1133, 1136-37 (9th 19 Cir. 2014). 20 As a primary matter, Plaintiff argues that the ALJ misstated her general allegation in
21 this case: the ALJ asserted that Plaintiff alleged that her impairments “preclude the 22 performance of all full time work activity on a regular and continuing basis” (AR 471), but 01 Plaintiff argues that she is “alleging that she is unable to perform any past relevant work, an d 02 she is limited to no more than sedentary or light level exertion.” Dkt. 15 at 9. Plaintiff has 03 not shown that this distinction impacted the ALJ’s disability determination and thus has not 04 shown prejudicial error flowing from it. 05 Plaintiff next argues that the ALJ’s first reason is insufficient because the ALJ cannot 06 solely discount her testimony based on a lack of objective support. Dkt. 15 at 9-11. That may 07 be true, but the ALJ did not err in considering the extent to which Plaintiff’s allegations of 08 disabling limitations were supported by the record, along with other factors. See Rollins v. 09 Massanari, 261 F.3d 853, 857 (9th Cir. 2001) (“While subjective pain testimony cannot be 10 rejected on the sole ground that it is not fully corroborated by objective medical evidence, the 11 medical evidence is still a relevant factor in determining the severity of the claimant’s pain
12 and its disabling effects.”). 13 Furthermore, the ALJ not only noted a lack of objective support for some of Plaintiff’s 14 allegations, but also pointed out how some of her allegations (cognitive problems) were 15 contradicted by normal objective testing. (AR 471.) This finding also supports the ALJ’s 16 assessment of Plaintiff’s allegations. See Carmickle v. Comm’r of Social Sec. Admin., 533 17 F.3d 1155, 1161 (9th Cir. 2008) (“Contradiction with the medical record is a sufficient basis 18 for rejecting the claimant's subjective testimony.”). 19 Plaintiff goes on to challenge the ALJ’s second reason, arguing that she described 20 being unable to work for many reasons, including arthritis problems, cognitive/memory
21 problems, anxiety, depression, swelling, and trouble using her hands. Dkt. 15 at 10. But 22 when asked at the first administrative hearing why she quit her last job, Plaintiff cited her 01 poor night vision. (See AR 41-42.) The ALJ did not misquote the record in finding tha t 02 Plaintiff’s most recent job ended as a result of her vision impairment, rather than her arthritis 03 or cognitive difficulty. (AR 471.) 04 Plaintiff also argues that the ALJ’s reliance on her minimal treatment overlooks that 05 there is “no evidence of curative treatment that is available” to her, and that her Crohn’s 06 disease prevents her from taking stronger pain medication. Dkt. 15 at 10. But, as noted by 07 the ALJ (AR 470-71), although Plaintiff alleges disability in part due to depression, she has 08 not engaged in counseling or therapy and only tried one medication. Examining 09 psychologists opined that therapy and medication would be helpful for Plaintiff. (AR 415, 10 841.) There is also evidence that Plaintiff’s lack of pain medication was due at least in part to 11 a personal preference (AR 456 (treatment note indicating Plaintiff decided not to treat her
12 neuropathic pain)), and although the record shows that ibuprofen sometimes caused Plaintiff 13 to experience Crohn’s flares (AR 857), there is no evidence that other medications were also 14 precluded. The ALJ did not err in finding that this evidence of minimal treatment undermined 15 her allegation of disabling limitations. See Meanel v. Apfel, 172 F.3d 1111, 1114 (9th Cir. 16 1999) (rejecting subjective pain complaints where petitioner’s “claim that she experienced 17 pain approaching the highest level imaginable was inconsistent with the ‘minimal, 18 conservative treatment’ that she received”). 19 Plaintiff argues that the ALJ’s reasoning regarding activities is not sufficiently 20 specific, and the Court agrees. The ALJ found that Plaintiff’s “demonstrated functioning is
21 also inconsistent with the degree of bother asserted.” (AR 472.) But the ALJ goes on to cite 22 activities that Plaintiff self-reported and the ALJ summarized earlier (AR 469), and the ALJ 01 does not explain how activities that Plaintiff self-reported contradict her allegations. Thus , 02 the ALJ neither pointed to an inconsistency between Plaintiff’s activities and her allegations, 03 nor found that Plaintiff’s activities demonstrate the existence of transferable work skills, and 04 therefore the ALJ’s finding regarding activities is erroneous. See Orn v. Astrue, 495 F.3d 05 625, 639 (9th Cir. 2007) (activities may undermine credibility where they (1) contradict the 06 claimant’s testimony or (2) “meet the threshold for transferable work skills”). 07 This error is harmless, however, in light of the ALJ’s other independent reasons to 08 discount Plaintiff’s allegations. See Carmickle v. Comm’r of Social Sec. Admin., 533 F.3d 09 1155, 1162-63 (9th Cir. 2008). Thus, because Plaintiff has not shown harmful error in the 10 ALJ’s discounting of her allegations, the Court does not disturb this portion of the ALJ’s 11 decision.3
12 Medical evidence 13 Plaintiff argues that the ALJ erred in assessing multiple medical opinions, each of 14 which the Court will address in turn. 15 Legal standards 16 In general, more weight should be given to the opinion of a treating doctor than to a 17 non-treating doctor, and more weight to the opinion of an examining doctor than to a non- 18 examining doctor. Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1996).4 Where not 19 contradicted by another doctor, a treating or examining doctor’s opinion may be rejected only 20 3 Plaintiff also devoted pages of her opening brief to summarizing her hearing testimony (Dkt. 21 15 at 12-15), and this section does not advance her assignment of error and need not be discussed.
22 4 Because Plaintiff applied for disability before March 27, 2017, the regulations set forth in 20 C.F.R. § 404.1527 apply to the ALJ’s consideration of medical opinions. 01 for “‘clear and convincing’” reasons. Lester, 81 F.3d at 830 (quoting Baxter v. Sullivan, 92 3 02 F.2d 1391, 1396 (9th Cir. 1991)). Where contradicted, a treating or examining doctor’s 03 opinion may not be rejected without “‘specific and legitimate reasons’ supported by 04 substantial evidence in the record for so doing.” Lester, 81 F.3d at 830-31 (quoting Murray v. 05 Heckler, 722 F.2d 499, 502 (9th Cir. 1983)). 06 Jeanne Adams, M.D. 07 Dr. Adams, Plaintiff’s treating physician, completed form opinions in May 2017 and 08 December 2019 describing Plaintiff’s limitations. (AR 451-53, 884-87.) The ALJ 09 summarized Dr. Adams’ opinions and explained that he gave them “low weight” because (1) 10 they are checkbox forms and contain only “a conclusory narrative evaluation”; (2) Dr. Adams 11 provided only routine, conservative treatment that does not support the significant limitations
12 she described; (3) Dr. Adams’ conclusions are inconsistent with the many other largely 13 unremarkable physical examination findings, as well as Plaintiff’s range of activities; and (4) 14 Dr. Adams attributed limitations to Crohn’s disease, but the records show that Plaintiff’s 15 Crohn’s disease has been in remission since 1996. (AR 474-75.5) Because the ALJ found 16 Dr. Adams’ opinions to be inconsistent with the longitudinal record, the ALJ found that “it 17 appears that [her] opinions are based more on the claimant’s subjective allegations, the 18 reliability of which is undermined . . . .” (AR 475.) 19 Plaintiff contends that Dr. Adams did not merely check boxes or write conclusory 20 5 The ALJ also noted that Dr. Adams’ opinions were inconsistent with the State agency 21 opinions, but the ALJ did not indicate why he preferred the State agency opinions and thus this reason does not explain the weight given to Dr. Adams’ opinions. It does, however, indicate that the ALJ’s 22 reasons to discount Dr. Adams’ opinions must be specific and legitimate, because the opinions are contradicted. 01 comments. Dkt. 15 at 4. On the contrary, the substance of the opinions is nearly entirel y 02 checked boxes, with an occasional conclusory comment written in. (AR 451-53, 884-87.) 03 Furthermore, in the 2019 opinion, Dr. Adams was asked to list the clinical findings and 04 objective signs that supported her opinion, and she left that portion of the form blank. (AR 05 884.) The ALJ reasonably found that Dr. Adams’ opinions were unexplained and did not err 06 in discounting them on that basis. See Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012) 07 (“[T]he ALJ may ‘permissibly reject[ ] . . . check-off reports that [do] not contain any 08 explanation of the bases of their conclusions.’” (quoting Crane v. Shalala, 76 F.3d 251, 253 09 (9th Cir. 1996))); Thomas, 278 F.3d at 957 (“The ALJ need not accept the opinion of any 10 physician, including a treating physician, if that opinion is brief, conclusory, and inadequately 11 supported by clinical findings.”).
12 Plaintiff also argues that the ALJ erred in finding Dr. Adams’ opinions to be 13 inconsistent with the conservative, routine treatment she provided for Plaintiff, because there 14 is “no evidence of more intensive, curative treatment that is appropriate or available.” Dkt. 15 15 at 4. Nonetheless, the ALJ’s rationale is reasonable because the Dr. Adams’ treatment notes 16 consist primarily of medication refills and routine tests, none of which describe the severe 17 limitations described in the opinions. (See AR 454-59, 804-27, 844-52, 873-83.) Under these 18 circumstances, the ALJ reasonably found Dr. Adams’ treatment notes to be inconsistent with 19 her conclusions. See Rollins, 261 F.3d at 856 (upholding rejection of treating physician’s 20 opinion based on discrepancy between the opinion and the physician’s description of the
21 claimant and prescription of a conservative course of treatment). Even if, as Plaintiff 22 emphasizes (Dkt. 15 at 4), Dr. Adams had 40 years of experience treating Plaintiff, Plaintiff 01 has not shown that the ALJ was unreasonable in finding that her treatment notes of record d o 02 not corroborate the significant limitations she indicated in her opinions. 03 Plaintiff raises other arguments regarding Dr. Adams’ opinions (Dkt. 15 at 4) that 04 would at most establish harmless error, given that the ALJ provided multiple valid reasons to 05 discount the opinions, as indicated here. Accordingly, the Court affirms the ALJ’s assessment 06 of Dr. Adams’ opinions. 07 Peter Weiss, Ph.D. 08 Dr. Weiss performed a psychological examination of Plaintiff in December 2015 and 09 wrote a narrative report describing her symptoms and limitations. (AR 410-15.) The ALJ 10 gave Dr. Weiss’s opinion great weight. (AR 472.) 11 Plaintiff argues that the ALJ inaccurately summarized Dr. Weiss’s opinions in various
12 ways (Dkt. 15 at 5), but has not shown that any of these purported inaccuracies demonstrate 13 that Dr. Weiss’s opinion was devoid of all probative value, such that the ALJ was required to 14 discount it. Plaintiff has also not shown that Dr. Weiss’s opinion was not fully accounted for 15 in the ALJ’s RFC assessment. Accordingly, Plaintiff has not met her burden to show that the 16 ALJ erred in crediting Dr. Weiss’s opinion. 17 State agency opinions 18 The ALJ gave great weight to the State agency psychological opinions. (AR 473.) 19 Plaintiff argues that the ALJ erred in failing to account for a consultant’s opinion that Plaintiff 20 had “[s]lowed processing speed and diminished concentration.” (See AR 97.) But the
21 consultant’s opinion identified specific limitations that account for those deficits: a restriction 22 to performing simple tasks for two-hour periods over an eight-hour workday within a 40-hour 01 workweek. (See AR 96-97.) The ALJ’s RFC assessment is consistent with those limitations . 02 (AR 469.) Thus, Plaintiff has not shown that the ALJ erred in assessing that portion of the 03 State agency opinion. 04 Plaintiff goes on to argue that the ALJ did not account for all of the moderate 05 limitations described by the State agency consultants, nor the “intermittent interruptions” 06 found by one consultant that would nonetheless allow Plaintiff to “complete work tasks within 07 an acceptable time frame” (AR 82), even though the ALJ mentioned those limitations in his 08 summary of the State agency opinions. (See AR 473.) But the ALJ did include the specific 09 limitations identified by the State agency consultants, and those limitations represent the 10 consultants’ translation of those moderate deficits into concrete restrictions. Because Plaintiff 11 has failed to show that the ALJ’s RFC assessment is actually inconsistent with the State
12 agency opinions either as to the moderate deficits or as to the “intermittent interruptions,” she 13 has failed to meet her burden to show error in this aspect of the ALJ’s decision. 14 Lastly, Plaintiff argues that the ALJ erred in indicating that he found Plaintiff more 15 limited than as described in two other State agency opinions from 2018 and 2019 in an effort 16 to give Plaintiff “all possible benefit of the doubt” (AR 474), because the ALJ did not actually 17 give Plaintiff the benefit of the doubt and instead discounted much of her subjective 18 testimony. Plaintiff appears to have missed the ALJ’s point: that he found Plaintiff more 19 limited than 2018 and 2019 State agency opinions filed in connection with her subsequent 20 application, in order to account for the other evidence in the record, even though he gave great
21 weight to the recent State agency opinions. (AR 473-74.) Plaintiff has not identified any 22 harmful legal error stemming from the ALJ’s assessment of the 2018-19 State agency 01 opinions. 02 Miscellaneous medical evidence 03 Plaintiff summarizes various medical findings in the record, in an effort to show that 04 the ALJ erred in considering the medical evidence. Dkt. 15 at 7-8. Most of this evidence 05 does not support the existence of any particular error in the ALJ’s decision, and need not be 06 discussed further. 07 To the extent that Plaintiff also points to certain opinions credited by the ALJ and 08 identifies reasons why these opinions should have been discounted (Dkt. 15 at 8), the Court 09 declines Plaintiff’s invitation to reweigh this evidence. 10 For all of these reasons, the Court rejects Plaintiff’s assignment of error in the ALJ’s 11 assessment of the medical evidence.
12 Lay evidence 13 Plaintiff challenges the ALJ’s discounting of various lay statements.6 Dkt. 15 at 15- 14 17. Plaintiff does not identify the ALJ’s reasons for discounting the lay statements, but 15 simply asserts that the ALJ’s reasons are not supported by substantial evidence nor germane 16 to the witnesses, as an ALJ’s reasons to discount a lay statement are required to be in the 17 Ninth Circuit. See Dodrill v. Shalala, 12 F.3d 915, 919 (9th Cir. 1993) (“If the ALJ wishes to 18 discount the testimony of the lay witnesses, he must give reasons that are germane to each 19 witness.”). 20
21 6 Plaintiff also argues that the ALJ did not discuss one particular part of a lay statement. Dkt. 15 at 15. Plaintiff has not identified any authority requiring an ALJ to summarize any particular part 22 of a lay statement, nor has Plaintiff shown that the ALJ’s reasoning would not apply to that part of the lay statement or that the omission was otherwise prejudicial. 01 The ALJ summarized lay statements written by Plaintiff’s friend and daughter, as we ll 02 as observations recorded by agency personnel, and explained that he found them inconsistent 03 with Plaintiff’s unremarkable physical examination findings, entirely normal psychiatric 04 findings, and her activities that demonstrate the ability to adequately communicate and 05 complete tasks that require a minimum level of persistence. (AR 475.) Inconsistency with 06 the medical evidence and a claimant’s activities are both germane reasons to discount lay 07 evidence. See Carmickle, 533 F.3d at 1164 (activities); Bayliss v. Barnhart, 427 F.3d 1211, 08 1218 (9th Cir. 2005) (medical evidence). Because Plaintiff has not explained why the 09 evidence cited by the ALJ is not inconsistent with the lay statements, Plaintiff has failed to 10 identify an error in the ALJ’s assessment of the lay statements. Accordingly, Plaintiff has not 11 met her burden to show error in the ALJ’s assessment of the lay statements.
12 Step four 13 Plaintiff bears the burden of showing she does not have the capacity to engage in past 14 relevant work. Past relevant work is work (1) performed within the past fifteen years, (2) 15 constituting SGA, and (3) lasting long enough for the individual to have learned how to 16 perform the work. 20 C.F.R. §§ 404.1560(b)(1), 404.1565(a), 416.960(b)(1), 416.965(a). 17 SGA “is work done for pay or profit that involves significant mental or physical 18 activities.” Lewis v. Apfel, 236 F.3d 503, 515 (9th Cir. 2001) (citing 20 C.F.R. §§ 404.1571- 19 404.1572 & 416.971-416.975). For the year 2004, average earnings of more than $810.00 per 20 month ordinarily show that work is SGA; that amount was raised to $830/month in 2005. See
21 20 C.F.R. §§ 404.1574(b), 416.974(b); https://www.ssa.gov/oact/cola/sga.html (last accessed 22 April 29, 2021). However, earnings are a presumptive, not a conclusive sign of whether a job 01 constitutes SGA. Lewis, 236 F.3d at 515. The presumption arising from low earnings shift s 02 the step-four burden from the claimant to the Commissioner. Id. “Without the presumption, 03 the claimant must produce evidence that he or she has not engaged in [SGA]; if there is no 04 such evidence, the ALJ may find that the claimant has engaged in such work. With the 05 presumption, the claimant has carried his or her burden unless the ALJ points to substantial 06 evidence, aside from earnings, that the claimant has engaged in [SGA].” Id. (noting relevant 07 factors pursuant to the regulations, including “the nature of the claimant’s work, how well the 08 claimant does the work, if the work is done under special conditions, if the claimant is 09 selfemployed [sic], and the amount of time the claimant spends at work” (citing 20 C.F.R. §§ 10 404.1573, 416.973)). 11 In this case, the ALJ found that Plaintiff’s past work as a cashier II, which ended in
12 March 2005, constituted SGA. (AR 475-76.) The parties agree that Plaintiff’s cashier II 13 earnings were below the SGA threshold, but the Commissioner argues that this work could 14 nonetheless constitute SGA. Dkt. 16 at 18. It could, but the ALJ did not show that it did: the 15 ALJ did not acknowledge that Plaintiff’s earnings fell below the SGA threshold or make any 16 particular findings about the circumstances of that job that would explain why it nonetheless 17 constituted SGA. (AR 475-76.) The ALJ did not, therefore, satisfy the Commissioner’s 18 burden at this step, and the Court declines any invitation (Dkt. 16 at 18) to make such findings 19 in the first instance. See, e.g., Masterson v. Colvin, 2017 WL 2953957, at *9-10 (S.D. Cal. 20 Jul. 11, 2017).
21 Furthermore, the Commissioner’s brief misrepresents the ALJ’s findings regarding 22 Plaintiff’s work history in an attempt to bolster the ALJ’s SGA finding: the Commissioner 01 acknowledges that Plaintiff’s unskilled cashier job in 2004-05 fell below the SGA threshold , 02 but goes on to emphasize that Plaintiff’s semi-skilled cashier job that she held in 2005-06 03 exceeded the threshold earnings amount, and that these jobs together show that she performed 04 SGA as a cashier within 15 years of her DLI. Dkt. 16 at 18. This argument overlooks the 05 distinction between the unskilled cashier job and the semi-skilled cashier job: the ALJ’s step- 06 four finding is based only on Plaintiff’s ability to perform her past unskilled cashier job, 07 because the VE testified that she would not be able to perform the semi-skilled cashier job in 08 light of the ALJ’s RFC assessment. (See AR 508.) Any reference in the Commissioner’s 09 brief to the semi-skilled cashier job is a distraction from the ALJ’s stated step-four finding, 10 which is based solely on Plaintiff’s past unskilled cashier job. 11 Thus, the Court finds that the ALJ’s step-four finding does not satisfy the
12 Commissioner’s burden to show that Plaintiff can perform her past relevant work as a cashier 13 II, despite her low earnings in that position. 14 CONCLUSION 15 For the reasons set forth above, this matter is REVERSED and REMANDED for 16 further administrative proceedings. On remand, the ALJ should reconsider the step-four 17 findings and further develop the record regarding Plaintiff’s cashier II work history, if 18 necessary. 19 DATED this 21st day of April, 2021. A 20 21 Mary Alice Theiler United States Magistrate Judge 22