MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Jun 03 2020, 10:30 am
court except for the purpose of establishing CLERK the defense of res judicata, collateral Indiana Supreme Court Court of Appeals and Tax Court estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEY FOR APPELLEE R. Patrick Magrath Sierra A. Murray Alcorn Sage Schwartz & Magrath, LLP Deputy Attorney General Madison, Indiana Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Billy Gene Luke, June 3, 2020 Appellant-Defendant, Court of Appeals Case No. 19A-CR-2229 v. Appeal from the Dearborn Circuit Court State of Indiana, The Honorable James D. Humphrey, Appellee-Plaintiff. Judge Trial Court Cause No. 15C01-1812-F5-90
Bailey, Judge.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 1 of 17 Case Summary [1] Billy Gene Luke (“Luke”) appeals his convictions and sentences for three
counts of Criminal Stalking, as Level 6 felonies.1 We affirm.
Issues [2] Luke presents the following four consolidated and restated issues:
I. Whether the admission of certain evidence amounted to fundamental error;
II. Whether Luke was subjected to double jeopardy, prohibited by the Indiana Constitution;
III. Whether he was denied the effective assistance of counsel; and
IV. Whether his consecutive sentences for three Level 6 felonies exceeds that permitted by Indiana Code Section 35-50-1-2.
Facts and Procedural History [3] In 2011, Luke engaged in conduct toward Trisha Rowlette Caldwell
(“Caldwell”) and her co-workers at the Deville Pharmacy in Dillsboro that
prompted Luke’s prosecution for public indecency. In 2012, Caldwell appeared
1 Ind. Code § 35-45-10-5.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 2 of 17 as a witness for the State in that trial. Luke was convicted as charged and
began to take retaliatory actions toward Caldwell. He was subsequently
convicted of Invasion of Privacy and Attempted Invasion of Privacy (for his
conduct toward Caldwell) and Criminal Mischief (for damage to property of
Caldwell’s husband and the pharmacy).
[4] Undeterred by those convictions, in 2016, 2017, and 2018, Luke sent a prolific
quantity of materials to Caldwell’s residence. Some were mailed from
correctional institutions where Luke was housed; some were ordered from a
third-party book supplier. The materials were variously addressed, to Trisha
Rowlette, Trisha Caldwell, Trisha Luke, Neon Tiger, or names of adult
entertainment actresses. They were typically signed “Billy Luke, 15-41,
Dillsboro’s Finest.”2 (State’s Ex. 7.) The materials included sympathy cards,
birthday cards, a Pay Day candy bar wrapper, a copy of a criminal judgment
defaced with the word “void,” handwritten letters and drawings, sexually
explicit books, and a writing described by the trial court as “a treatise on
insurgent warfare.” (Sent. Order at 4.) Luke made numerous overt and veiled
threats of violence against Caldwell and expressed his abundant disdain for
legal proceedings. The gist of the communications was that Caldwell had
wronged Luke and could repay her debt by submission to sexual acts with him.
2 This was the badge number assigned to the Dillsboro Chief of Police.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 3 of 17 Luke also claimed that he was keeping Caldwell and her co-workers safe
because it was expedient for his civil rights lawsuit.
[5] On December 18, 2019, the State brought charges against Luke, related to
Caldwell’s receipt of materials in 2016, 2017, and 2018. After three
amendments, Luke was charged with four counts of Criminal Stalking, one as a
Level 5 felony and three as Level 6 felonies, and one count of Invasion of
Privacy, as a Class A misdemeanor. Initially, Luke represented himself with
standby counsel. He moved to dismiss the charges against him on the basis of
having identified an alternate suspect; he also moved to dismiss some
prospective witnesses but sought to depose forty-two others. He was granted
funds for a handwriting expert and leave to take the deposition of a fingerprint
expert.
[6] The trial court subsequently determined that Luke had forfeited his right of self-
representation and appointed two attorneys to act as defense counsel. The
appointed attorneys were granted leave to withdraw after reporting that Luke
had threatened each of them and their families. Successive counsel was
appointed, and Luke was brought to trial before a jury on July 22, 2019.
[7] On July 26, 2019, a jury convicted Luke of one count of Harassment, as a
lesser-included offense of Level 5 felony Criminal Stalking, three counts of
Level 6 felony Criminal Stalking, and one count of Invasion of Privacy. At the
State’s instance, the trial court dismissed the harassment count. Sua sponte, to
avoid double jeopardy concerns, the trial court expressly declined to enter a
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 4 of 17 judgment of conviction upon the verdict of guilt for Invasion of Privacy. On
August 22, 2019, the trial court imposed upon Luke three consecutive sentences
of two and one-half years each.3 In imposing the maximum aggregate sentence
of seven and one-half years, the trial court found no mitigators and found
Luke’s criminal history (consisting of six felonies, twenty-two misdemeanors
and eight probation violations) to be a significant aggravator. Luke now
appeals.
Discussion and Decision Admission of Evidence [8] Indiana Code Section 35-45-10-1 defines stalking as “a knowing or an
intentional course of conduct involving repeated or continuing harassment of
another person that would cause a reasonable person to feel terrorized,
frightened, intimidated, or threatened and that actually causes the victim to feel
terrorized, frightened, intimidated, or threatened.” In turn, harassment means
“conduct directed toward a victim that includes but is not limited to repeated or
continuing impermissible contact that would cause a reasonable person to suffer
emotional distress and that actually causes the victim to suffer emotional
distress.” I. C. § 35-45-10-2.
3 Pursuant to Indiana Code Section 35-50-2-7, one convicted of a Level 6 felony faces a sentence of six months to two and one-half years.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 5 of 17 [9] The State alleged that Luke stalked Caldwell by sending her materials that
included threats of physical and sexual violence and, in support of those
allegations, the State elicited testimony from the victim, law enforcement
officers, and expert or skilled witnesses. The State also offered into evidence
numerous items of documentary evidence. On appeal, Luke contends that the
trial court should have excluded testimony from the State’s handwriting and
fingerprint examiners, as well as State’s Exhibit 13, a thirteen-page letter
received by Caldwell. He complains that all the exemplar comparison
testimony was offered without a scientific basis and that the jury was likely
confused by the prosecutor’s invitation to consider Exhibit 13 as evidence of
Luke’s intent, relative to all counts. Because he did not object on this basis at
trial, Luke is constrained to arguing only fundamental error. Absher v. State, 866
N.E.2d 350, 354 (Ind. Ct. App. 2007).
[10] A claim of fundamental error is available only to address egregious
circumstances. Id. To qualify as fundamental error, “an error must be so
prejudicial to the rights of the defendant as to make a fair trial impossible” and
must “constitute a blatant violation of basic principles, the harm or potential for
harm must be substantial, and the resulting error must deny the defendant
fundamental due process.” Benson v. State, 762 N.E.2d 748, 755 (Ind. 2002)
(internal quotations and citations omitted).
[11] Indiana Evidence Rule 702(a) provides:
A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 6 of 17 opinion or otherwise if the expert’s scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue.
Here, the trial court admitted trial and deposition testimony from Indiana State
Police forensic scientists assigned to handwriting and fingerprint analysis
divisions. Luke claims that the trial court failed to act as a proper gatekeeper of
the evidence. See Clark v. State, 777 N.E.2d 1166, 1170 (Ind. Ct. App. 2002)
(“The trial court is considered the gatekeeper for expert opinion evidence” and
is afforded discretion in admitting such evidence).
[12] Prior to trial, the State obtained Luke’s handwriting exemplars for comparison
to handwritten portions of materials Caldwell had received.4 Lauren Logan
(“Logan”) testified that she was a forensic document examiner with ten years of
experience and a master’s degree in forensic science administration. She
explained that she employed procedures consistent with the methodology of the
Indiana State Police Forensic Document Unit Test Methods and she described
her procedures in some detail. She further explained the process of technical
review, which included submission of samples to a supervisor if the examiner
and a peer review examiner disagreed as to conclusions. Caldwell identified a
4 Luke was court-ordered to produce a handwriting sample. He attempted to submit a comparison document but declined to compile a sample while under observation. Ultimately, the Indiana State Police obtained one writing sample as a result of a search of Luke’s cell and another writing sample from a prison disciplinary review file.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 7 of 17 range of opinion certainty, with categories of definitive identification, qualified
identification, highly probable, probable, and indications of identification.
[13] Luke does not explain what additional foundational evidence was warranted.
At bottom, he seems to present an argument as to the weight of the evidence
and not its admissibility. He argues that Logan “failed to exclude or even
consider other sources.” Appellant’s Brief at 22. He also observes that Logan
employed the phrase “far from conclusive” on several occasions, suggesting
that Logan was uncertain of her ultimate conclusions. The record does not
support this supposition. Logan examined documents phrase by phrase and
parsed her conclusions. For example, in examining a card and envelope,
Logan expressed confidence that Luke had addressed the envelope and was the
author of the block print on the card, but found it “far from conclusive” as to
whether he had written an “additional phrase” on the card. 5 (Tr. Vol. IV, pg.
10.) Luke’s suggestions of equivocation fall far short of showing fundamental
error in the admission of testimony.
[14] Indiana State Police forensic scientist Stephanie Snodgrass (“Snodgrass”)
testified that she was assigned to the latent fingerprint identification unit, and
that she holds a master’s degree in forensic science. Like Logan, Snodgrass
explained the analysis methodology and the peer review process. She testified
5 Logan opined that Luke’s handwriting appeared on mail received by Caldwell on July 5, 2016 (State’s Ex. 3), July 29, 2016 (State’s Ex. 5), May 11, 2017 (State’s Ex. 7), November 9, 2017 (State’s Ex. 9), January 16, 2018 (State’s Ex. 13), December 3, 2018 (State’s Ex. 15), December 30, 2019 (State’s Ex. 17), May 11, 2018 (State’s Ex. 19), and May 17, 2016 (State’s Ex. 22).
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 8 of 17 that Luke’s fingerprint exemplars were obtained from the Indiana State Police
archives and compared with fingerprints obtained from materials received by
Caldwell. In Snodgrass’s opinion, some of the fingerprints on the mailed
materials were Luke’s.
[15] Again, Luke fails to point to additional foundational evidence that would have
been warranted. Instead, he points to testimony that officers were often not
wearing gloves when touching items, that fingerprint comparison includes some
element of subjectivity, and that a fingerprint might, in rare circumstances, be
lifted with an adhesive tape. He summarizes: “[the evidence] should have been
excluded as inherently unreliable, in light of the contamination, bias and
subjectivity involved in her review.” (Appellant’s Brief at 23.) Again, the bald
assertion falls far short of revealing fundamental error.
[16] With regard to State’s Exhibit 13, a lengthy letter replete with threats and
descriptions of sexual battery, Luke complains that the jury was invited to
consider the exhibit as evidence of his intent relative to each count. In the
letter, Luke stated: “you bitches stalked me, now I am obsessively stalking the
shit out of you and punishing you for the rest of your lives.” (State’s Ex. 13.)
Luke does not argue that explicit evidence of his intent lacked relevance.
Rather, he asserts that the jury was likely “confused and misled” by the letter,
Appellant’s Brief at 24, but fails to fully develop an argument in this regard.
That said, the jury was invited in closing argument to consider Luke’s stated
agenda when determining his culpability upon each count. As best we can
discern, Luke’s actual challenge to State’s Exhibit 13 is that he was convicted of
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 9 of 17 multiple offenses based upon the same evidence. We proceed to address his
double jeopardy argument.
Double Jeopardy [17] The Indiana Constitution provides that “[n]o person shall be put in jeopardy
twice for the same offense.” IND. CONST. art. 1, § 14.6 In Richardson v. State,
717 N.E.2d 32 (Ind. 1999), our supreme court concluded that two or more
offenses are the same offense in violation of Article 1, Section 14 if, with respect
to either the statutory elements of the challenged crimes or the actual evidence
used to obtain convictions, the essential elements of one offense also establish
the essential elements of another charged offense. Our supreme court
subsequently explained:
The Richardson actual evidence test was carefully and deliberately crafted to provide a general formulation for the resolution of all actual evidence test claims. The language expressing the actual evidence test explicitly requires evaluation of whether the evidentiary facts used to establish the essential elements of one offense may also have been used to establish the essential elements of a second challenged offense. The test is not merely whether the evidentiary facts used to establish one of the essential elements of one offense may also have been used to establish one of the essential elements of a second challenged offense. In other words, under the Richardson actual evidence test, the Indiana Double Jeopardy Clause is not violated when the evidentiary facts establishing the essential elements of one offense also
6 Luke does not articulate a separate argument under the United States Constitution.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 10 of 17 establish only one or even several, but not all, of the essential elements of a second offense.
Spivey v. State, 761 N.E.2d 831, 832-833 (Ind. 2002). Based upon the evidence
admitted and argument of counsel, it is likely that the jury considered the
evidence of Luke’s stated intent relative to more than one count against him.
However, the evidence of intent did not establish “all of the essential elements
of a second offense.” See id. at 833. Although there were multiple counts for
the jury’s consideration, there was independent evidence as to at least one
element of each separately charged and factually supported offense. We find no
double jeopardy violation.
Effectiveness of Counsel [18] Luke contends he was denied the effective assistance of trial counsel because
counsel failed to adequately consult with Luke and vigorously present
exculpatory evidence. Effectiveness of counsel is a mixed question of law and
fact. Strickland v. Washington, 466 U.S. 668, 698 (1984). We evaluate Sixth
Amendment claims of ineffective assistance under the two-part test announced
in Strickland. Id. To prevail on an ineffective assistance of counsel claim, a
defendant must demonstrate both deficient performance and resulting
prejudice. Dobbins v. State, 721 N.E.2d 867, 873 (Ind. 1999) (citing Strickland,
466 U.S. at 687). Deficient performance is that which falls below an objective
standard of reasonableness. Strickland, 466 U.S. at 687; see also Douglas v. State,
663 N.E.2d 1153, 1154 (Ind. 1996). Prejudice exists when a claimant
demonstrates that “there is a reasonable probability that, but for counsel’s
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 11 of 17 unprofessional errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in the
outcome.” Strickland, 466 U.S. at 694; see also Cook v. State, 675 N.E.2d 687,
692 (Ind. 1996). The two prongs of the Strickland test are separate and
independent inquiries. Strickland, 466 U.S. at 697. Thus, “[i]f it is easier to
dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice
... that course should be followed.” Id.
[19] We “strongly presume” that counsel provided adequate assistance and
exercised reasonable professional judgment in all significant decisions. McCary
v. State, 761 N.E.2d 389, 392 (Ind. 2002). Counsel is to be afforded
considerable discretion in the choice of strategy and tactics. Timberlake v. State,
753 N.E.2d 591, 603 (Ind. 2001). Counsel’s conduct is assessed based upon the
facts known at the time and not through hindsight. State v. Moore, 678 N.E.2d
1258, 1261 (Ind. 1997). We do not “second-guess” strategic decisions requiring
reasonable professional judgment even if the strategy in hindsight did not serve
the defendant’s interests. Id. In sum, trial strategy is not subject to attack
through an ineffective assistance of counsel claim, unless the strategy is so
deficient or unreasonable as to fall outside the objective standard of
reasonableness. Autrey v. State, 700 N.E.2d 1140, 1141 (Ind. 1998).
[20] During his self-representation, Luke made plain his position that he had been
systemically harassed and ultimately had been unfairly targeted for prosecution.
He filed for dismissal of all charges and named as an alternate suspect fellow
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 12 of 17 inmate John Wayne Miller (“Miller”).7 Although Luke now suggests that he
was deprived of his chosen defense by counsel’s decisions, the trial record
indicates otherwise.
[21] Luke testified at some length, at times in narrative form. He alleged that he had
been wrongfully convicted in the past, his rights had been ignored in this case,
and, historically, law enforcement officers had harassed him. He strongly
suggested that evidence had been manipulated so as to frame him, claiming
“there was no fingerprint initially” and then “mysteriously” the “story
changed.” (Tr. Vol. IV, pg. 231.) Luke opined that physical evidence had been
contaminated, the contamination was ignored, and “somehow they’re
rendering [fingerprint] results for me.” Id. at 235. Luke described the police
investigation as “not broad” and “pinpointed toward me.” Id. at 243. He
observed that his proffered writing sample had been refused for examination.
He insisted that there must have been a “manipulation of an order form”
whereby prisoners could obtain books, because he had not sent books to
Caldwell. Id. at 229. According to Luke, the “only plausible explanation” is
that Miller used Luke’s name and Department of Correction number. Id. at
249. Luke claimed that he could barely write because of a hand injury. Using a
homemade device called a “Cadillac,” Luke conducted an in-court
demonstration to show that items could be moved from cell to cell. However,
7 Forensic document examiner Logan had discovered an impression of Miller’s handwriting on a notebook under examination in this case.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 13 of 17 Luke and Caldwell each testified that neither of them knew Miller. The jury
rejected Luke’s defense.
[22] Now, Luke makes a bald assertion that counsel “refused to consult” with him.
Appellant’s Brief at 29. To the extent Luke suggests that his trial attorney failed
to conduct a sufficiently thorough investigation of the facts, he does not point to
additional relevant evidence that would have surfaced. The jury’s rejection of
Luke’s defense is not attributable to inadequacy on the part of counsel. Trial
counsel’s efforts and strategy, although they did not ultimately achieve the
result desired by Luke, were not so unreasonable as to constitute ineffective
assistance of counsel. See Badelle v. State, 754 N.E.2d 510, 539 (Ind. Ct. App.
2001) (deciding in relevant part that, when trial counsel’s efforts were “more
than adequate” to support a chosen defense, counsel’s decision not to seek out
additional witnesses was a judgment call within the wide range of reasonable
assistance), trans. denied.
Consecutive Sentences [23] Luke also argues that the trial court abused its sentencing discretion in imposing
consecutive two-and-one-half-year sentences for each of his convictions. The
aggregate length of consecutive sentences is limited by statute when they are not
for crimes of violence and when they arise out of a single episode of criminal
conduct. I.C. § 35-50-1-2. For non-violent Level 6 felony offenses arising out
of one episode of criminal conduct, the statutory cap is four years. I.C. § 35-50-
1-2(d). Criminal Stalking is not a crime of violence under Indiana Code
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 14 of 17 section 35-50-1-2(a), and thus Luke's consecutive aggregate seven-and-one-half-
year sentence was proper only if the convictions did not arise from a single
episode of criminal conduct.
[24] Whether certain offenses constitute a single episode of criminal conduct is a
fact-intensive inquiry to be determined by the trial court. Slone v. State, 11
N.E.3d 969, 972 (Ind. Ct. App. 2014). A single episode of criminal conduct is
defined as “offenses or a connected series of offenses that are closely related in
time, place, and circumstance.” I.C. § 35-50-1-2(b). The focus is on the timing
of the offenses and the simultaneous and contemporaneous nature, if any, of
the crimes. Williams v. State, 891 N.E.2d 621, 631 (Ind. Ct. App. 2008). Our
supreme court has described the ability to “recount each charge without
referring to the other” as relevant, but not critical, in determining whether
conduct constitutes a single episode of criminal conduct. Reed v. State, 856
N.E.2d 1189, 1200 (Ind. 2006). An “episode” is an occurrence or series of
occurrences and developments that may be viewed as distinctive and apart,
even though it may be part of a larger or more comprehensive series. Johnican
v. State, 804 N.E.2d 211, 217 (Ind. Ct. App. 2004).
[25] Luke contends that “everything alleged to have been done is part and parcel of
a single continuance [sic] series of events.” Appellant’s Brief at 31. He argues
that stalking by nature involves repeated or continuous harassment and the
State employed an “arbitrary division” when drafting the charging Information.
See id. We acknowledge that stalking as defined in Indiana involves conduct
that is repeated or “continuing in nature.” Falls v. State, 131 N.E.3d 1288, 1291
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 15 of 17 (Ind. 2019). In other circumstances, Luke’s argument might be more
compelling. But Luke sent Caldwell numerous fungible items, originating from
three correctional facilities and a book supplier, over a three-year span of time.
[26] In considering Luke’s statutory claim, the trial court observed the following.
Relative to Count II, for conduct occurring from May 1, 2016 to October 7,
2016, when Luke was in Westville Correctional Facility, Luke sent Caldwell
two books of an explicit sexual nature, sympathy and birthday cards addressed
to Jenna Jameson, a sympathy card addressed to “Dixie Normis,” a card with a
quote referencing blood of tyrants, and a birthday card addressed to Linda
Lovelace with drawings of bullets and a rifle. Relative to Count III, for conduct
occurring from May 1, 2017 to January 16, 2018, when Luke was housed at
Westville and the Dearborn County Law Enforcement Center, the following
materials were sent: a birthday card to “Neon Tiger,” a sympathy card to
Jenna Jameson with a reference anticipating death, a book titled “The New Jim
Crow” and the thirteen-page letter replete with threats of physical and sexual
battery. Relative to Count IV, for conduct occurring from May 1, 2018 to
December 29, 2018, when Luke was incarcerated in LaPorte County and
Dearborn County jails, he sent a birthday card with a battle quote, a
commentary on insurgent warfare, a thank you card referencing steps that lead
to the grave, and a thank you card observing that a false witness will not go
unpunished and a liar will not escape. Clearly, each offense could be recounted
without reference to the other. With each facility transfer, Luke decided to use
his mail privileges to bombard his victim with threatening, obscene, and
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 16 of 17 harassing materials. His conduct was not limited to a single episode within the
meaning of Indiana Code Section 35-50-1-2.
Conclusion [27] Luke was not denied a fair trial by the admission of expert testimony or State’s
Exhibit 13. He was not subjected to double jeopardy, nor was he denied the
effective assistance of trial counsel. The statutory limitation for a single episode
of criminal conduct is not applicable to Luke’s consecutive sentences.
[28] Affirmed.
Crone, J., and Altice, J., concur.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-2229 | June 3, 2020 Page 17 of 17