Billman v. Maryland Deposit Insurance Fund

538 A.2d 1172, 312 Md. 128, 1988 Md. LEXIS 39
CourtCourt of Appeals of Maryland
DecidedMarch 28, 1988
Docket123, September Term, 1987
StatusPublished
Cited by14 cases

This text of 538 A.2d 1172 (Billman v. Maryland Deposit Insurance Fund) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Billman v. Maryland Deposit Insurance Fund, 538 A.2d 1172, 312 Md. 128, 1988 Md. LEXIS 39 (Md. 1988).

Opinion

RODOWSKY, Judge.

We granted certiorari on our own motion prior to consideration of these consolidated appeals by the Court of Special Appeals in order that we might resolve questions involving the privileges against compulsory self-incrimination and the divulging of attorney-client communications. The questions of privilege arose out of discovery undertaken by the appellees, Community Savings & Loan, Inc., and its receiver in two civil actions against, among others, former principals of that financial institution. Because no judgment has been entered we shall dismiss the appeals.

Appellants noted appeals from orders of the circuit court entered in August 1987 granting the appellees’ motion to compel the production of certain documents. Those orders were not appealable. See Electronic Data Sys. Fed. Corp. v. Westmoreland Assocs., Inc., 311 Md. 555, 536 A.2d 662 (1988); Public Serv. Comm’n v. Patuxent Valley Conservation League, 300 Md. 200, 477 A.2d 759 (1984); Smiley v. Atkinson, 265 Md. 129, 287 A.2d 770 (1972), aff'g 12 Md. *130 App. 543, 280 A.2d 277 (1971); Barnes v. Lednum, 197 Md. 398, 79 A.2d 520 (1951).

The appellants did not comply with the orders compelling production. At a hearing on October 8, 1987, following service on the appellants of orders to show cause why they should not be held in contempt, the circuit court found the appellants to be in contempt. That finding is manifested in the record on appeal only by the transcript of the hearing. There is no written order in the circuit court file of either action holding any appellant in contempt, setting forth the sanction and specifying the manner in which appellants could purge themselves of the contempt. There is no docket entry of an order of contempt. Nevertheless, on October 8, 1987, appellants noted appeals from an order of that date. 1

The substantive right to appeal a contempt order is expressly conferred by Md.Code (1974, 1984 Repl.Vol.), § 12-304(a) of the Courts and Judicial Proceedings Article (CJ). That subsection reads:

Any person may appeal from any order or judgment passed to preserve the power or vindicate the dignity of the court and adjudging him in contempt of court, including an interlocutory order, remedial in nature, adjudging any person in contempt, whether or not a party to the action.

The background of this statute is set forth in the Re-visor’s Note to CJ § 12-304:

In view of the broad language of § 12-301 [right of appeal from final judgments], the need for a special contempt appeal provision may be questioned. However, there is an unusual history with respect to appeals in contempt cases. At common law, the judgment of the trial court in a contempt case was conclusive and not reviewable by any other tribunal in the absence of ex *131 press statutory authorization; Kelly v. Montebello Park Co., 141 Md. 194 (1922). It was not until after Kelly had been reaffirmed in Ex Parte Sturm, 152 Md. 114 (1927) that Maryland adopted the predecessor of Article 5, § 18; see ch. 357, Laws of 1927. In view of this historical situation, it is thought wise to retain an express authority for appeals in contempt cases. [Md.Code (1974), at 344.]

Ordinarily a contempt proceeding is a separate proceeding and a contempt order therein is a final judgment which must be entered in accordance with Maryland Rule 2-601(b). In Unnamed Attorney v. Attorney Grievance Comm’n, 303 Md. 473, 494 A.2d 940 (1985), an attorney had instituted an action in a circuit court seeking a protective order against the compelled production of documents before an Inquiry Committee panel in an attorney disciplinary proceeding. Bar Counsel sought a contempt order in the same circuit court action. The court ordered production of the documents and the attorney appealed. Bar Counsel moved to dismiss the appeal because the request for a contempt order had not been decided. Bar Counsel’s argument was, in effect, that there had been two claims before the circuit court but only one had been adjudicated. We held that the order was not an unappealable, interlocutory one, even though the contempt application was undecided. We said:

A contempt proceeding, even though it may grow out of or be associated with another proceeding, is ordinarily regarded as a collateral or separate action from the underlying case and as separately appealable, with appellate review normally limited to the contempt order itself. Because the underlying proceeding and the contempt proceeding are usually regarded as separate actions, and not simply as separate issues or claims in the same action, it follows that a judgment terminating the underlying action is final and appealable despite the fact that the associated contempt proceeding is still pending in the trial court. [Id. at 483-84, 494 A.2d at 945 (citations omitted).]

*132 Similarly, a judgment terminating the contempt proceeding in the instant matter would ordinarily be final and appeal-able despite the fact that the underlying action is still pending in the trial court.

The difficulty here is that no judgment has been entered. Maryland Rule 2-601(b) provides:

The clerk shall enter a judgment by making a record of it in writing on the file jacket, or on a docket within the file, or in a docket book, according to the practice of each court, and shall record the actual date of entry. That date shall be the date of the judgment.

Thus, if the instant contempt proceeding is viewed as a separate action, no final judgment has been entered in the contempt action and the appeal is premature.

On the other hand, CJ § 12-304(a) includes within the types of “order or judgment” therein addressed “an interlocutory order, remedial in nature.” We shall assume that the order orally delivered from the bench in the instant matter is an interlocutory order. Nevertheless, we hold that Rule 2-601 applies to appealable interlocutory orders.

From the standpoint of judicial administration permitting appeals from oral rulings which would be appealable interlocutory judgments if properly entered is subject to the same objection as permitting appeals from oral rulings which would be final judgments if properly entered. Between the oral ruling and the entry of judgment the trial court may change its mind in whole or in part. See Waters v. Smith, 277 Md. 189, 352 A.2d 793 (1976); Lang v. Catterton, 267 Md.

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Bluebook (online)
538 A.2d 1172, 312 Md. 128, 1988 Md. LEXIS 39, Counsel Stack Legal Research, https://law.counselstack.com/opinion/billman-v-maryland-deposit-insurance-fund-md-1988.