NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS SEP 5 2023 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
BHOPINDER DHILLON; REENA No. 22-55215 DHILLON; ANITA PAMPALON; RICHARD PAMPALON; SANGITA LAL; D.C. No. RAJ LAL; JACK SEKHON; PRAVEENA 2:20-cv-11661-DDP-GJS GIANNOULIS,
Plaintiffs-Appellants, MEMORANDUM*
v.
PRINCESS CRUISE LINES, LTD.,
Defendant-Appellee,
and
DOES, 1 through 3, inclusive,
Defendant.
Appeal from the United States District Court for the Central District of California Dean D. Pregerson, District Judge, Presiding
Argued and Submitted August 15, 2023 Pasadena, California
Before: WARDLAW, CHRISTEN, and SUNG, Circuit Judges.
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. Bhopinder Dhillon, Reena Dhillon, Anita Pampalon, Richard Pampalon,
Sangita Lal, Raj Lal, Jack Sekhon, and Praveena Giannoulis (collectively,
Plaintiffs) appeal from the district court’s order granting summary judgment in
favor of Princess Cruise Lines, Ltd. (Princess). Because the parties are familiar
with the facts, we do not repeat them here. We have jurisdiction pursuant to 28
U.S.C. § 1291, and we affirm in part, reverse in part, and remand.
1. We review de novo the district court’s order granting summary judgment.
Roley v. Google LLC, 40 F.4th 903, 908 (9th Cir. 2022). “Summary judgment is
appropriate when, viewing the evidence in the light most favorable to the
nonmoving party, there is no genuine dispute as to any material fact.” Zetwick v.
County of Yolo, 850 F.3d 436, 440 (9th Cir. 2017) (citation omitted).
To prevail on their negligence claims, Plaintiffs were required to establish
that Princess’s actions or omissions caused their injuries. See Morris v. Princess
Cruises, Inc., 236 F.3d 1061, 1070 (9th Cir. 2001). In granting Princess’s motion
for summary judgment and denying Plaintiffs’ cross-motion for summary
judgment, the court rejected Plaintiffs’ argument that they could establish
causation without expert testimony. We agree.
Plaintiffs allege that they contracted COVID-19 on the Grand Princess, that
COVID-19, and not other illnesses, caused the symptoms that they experienced,
and that lasting injuries were caused by the COVID-19 infections they contracted
2 aboard the Grand Princess. But some Plaintiffs never received a positive COVID-
19 test result, and others received positive COVID-19 test results weeks after their
voyage, after traveling from the cruise to their home locations, and after
encountering others who had been infected with the virus. Because the nexus
between Plaintiffs’ voyage on the Grand Princess and their injuries requires
specialized knowledge about the nature of COVID-19 infections, symptoms, and
transmissibility, expert evidence was necessary to establish a causal connection;
Plaintiffs’ testimony alone was insufficient. See Claar v. Burlington N. R.R. Co.,
29 F.3d 499, 504 (9th Cir. 1994) (holding that expert testimony is required when
“special expertise [is] necessary to draw a causal inference” between the
defendant’s negligence and plaintiff’s injury); cf. Salem v. U.S. Lines Co., 370 U.S.
31, 35 (1962) (explaining that expert testimony is unnecessary in cases where
jurors “are as capable of comprehending the primary facts and of drawing correct
conclusions from them as are witnesses possessed of special or peculiar training”
(quoting U.S. Smelting Co. v. Parry, 166 F. 407, 415 (8th Cir. 1909))).
Plaintiffs argue that they did not need expert testimony because they
anticipated this case would proceed to a bench trial, rather than a jury trial, and a
judge is better equipped to evaluate medical causation than a jury. We are not
persuaded. While “there is support for the general proposition that the
admissibility of evidence varies between jury and non-jury trials,” Plummer v. W.
3 Int’l Hotels Co., 656 F.2d 502, 505 (9th Cir. 1981) (emphasis added), the standards
governing admission of evidence and proving causation “are distinct issues and do
not affect one another,” Claar, 29 F.3d at 503. Plaintiffs cite no authority
establishing that their burden to prove causation was different because the fact-
finder at trial would be a judge, rather than a jury.
Princess argued in its summary judgment filings and on appeal that
Plaintiffs’ expert’s conclusions were not sufficiently reliable under Federal Rule of
Evidence 702. See Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 597
(1993). Despite Princess’s repeated objections to Plaintiffs’ causation expert,
Plaintiffs never responded to Princess’s Rule 702 argument in the trial court or on
appeal, thus forfeiting any argument that their expert’s testimony was admissible.
See, e.g., Sabra v. Maricopa Cnty. Cmty. Coll. Dist., 44 F.4th 867, 881–82 (9th
Cir. 2022). Because Plaintiffs needed expert testimony to support the claims
asserted in the operative complaint and failed to respond to Princess’s admissibility
objections, we affirm the district court’s order granting summary judgment.
2. We review for an abuse of discretion the denial of Plaintiffs’ motion for
leave to amend the scheduling order and the complaint. See In re W. States
Wholesale Nat. Gas Antitrust Litig., 715 F.3d 716, 736 (9th Cir. 2013), aff’d sub
nom. Oneok, Inc. v. Learjet, Inc., 575 U.S. 373 (2015); Johnson v. Mammoth
Recreations, Inc., 975 F.2d 604, 607 (9th Cir. 1992).
4 The district court did not abuse its discretion by denying Plaintiffs’ motion
for leave to modify the scheduling order. The record supports the district court’s
conclusion that Plaintiffs failed to show “good cause” as required by Federal Rule
of Civil Procedure 16 because: (1) Plaintiffs failed to file a timely motion to
compel evidence they believed Princess was withholding; (2) Plaintiffs were
aware, before discovery closed, of Princess’s relationship with its parent company
Carnival and of the claim that Princess concealed the presence of a critically ill
passenger on an earlier voyage; and (3) Plaintiffs waited months to begin formal
discovery. See, e.g., Zivkovic v. S. Cal. Edison Co., 302 F.3d 1080, 1087–88 (9th
Cir. 2002); Coleman v. Quaker Oats Co., 232 F.3d 1271, 1295 (9th Cir. 2000).
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NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS SEP 5 2023 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
BHOPINDER DHILLON; REENA No. 22-55215 DHILLON; ANITA PAMPALON; RICHARD PAMPALON; SANGITA LAL; D.C. No. RAJ LAL; JACK SEKHON; PRAVEENA 2:20-cv-11661-DDP-GJS GIANNOULIS,
Plaintiffs-Appellants, MEMORANDUM*
v.
PRINCESS CRUISE LINES, LTD.,
Defendant-Appellee,
and
DOES, 1 through 3, inclusive,
Defendant.
Appeal from the United States District Court for the Central District of California Dean D. Pregerson, District Judge, Presiding
Argued and Submitted August 15, 2023 Pasadena, California
Before: WARDLAW, CHRISTEN, and SUNG, Circuit Judges.
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. Bhopinder Dhillon, Reena Dhillon, Anita Pampalon, Richard Pampalon,
Sangita Lal, Raj Lal, Jack Sekhon, and Praveena Giannoulis (collectively,
Plaintiffs) appeal from the district court’s order granting summary judgment in
favor of Princess Cruise Lines, Ltd. (Princess). Because the parties are familiar
with the facts, we do not repeat them here. We have jurisdiction pursuant to 28
U.S.C. § 1291, and we affirm in part, reverse in part, and remand.
1. We review de novo the district court’s order granting summary judgment.
Roley v. Google LLC, 40 F.4th 903, 908 (9th Cir. 2022). “Summary judgment is
appropriate when, viewing the evidence in the light most favorable to the
nonmoving party, there is no genuine dispute as to any material fact.” Zetwick v.
County of Yolo, 850 F.3d 436, 440 (9th Cir. 2017) (citation omitted).
To prevail on their negligence claims, Plaintiffs were required to establish
that Princess’s actions or omissions caused their injuries. See Morris v. Princess
Cruises, Inc., 236 F.3d 1061, 1070 (9th Cir. 2001). In granting Princess’s motion
for summary judgment and denying Plaintiffs’ cross-motion for summary
judgment, the court rejected Plaintiffs’ argument that they could establish
causation without expert testimony. We agree.
Plaintiffs allege that they contracted COVID-19 on the Grand Princess, that
COVID-19, and not other illnesses, caused the symptoms that they experienced,
and that lasting injuries were caused by the COVID-19 infections they contracted
2 aboard the Grand Princess. But some Plaintiffs never received a positive COVID-
19 test result, and others received positive COVID-19 test results weeks after their
voyage, after traveling from the cruise to their home locations, and after
encountering others who had been infected with the virus. Because the nexus
between Plaintiffs’ voyage on the Grand Princess and their injuries requires
specialized knowledge about the nature of COVID-19 infections, symptoms, and
transmissibility, expert evidence was necessary to establish a causal connection;
Plaintiffs’ testimony alone was insufficient. See Claar v. Burlington N. R.R. Co.,
29 F.3d 499, 504 (9th Cir. 1994) (holding that expert testimony is required when
“special expertise [is] necessary to draw a causal inference” between the
defendant’s negligence and plaintiff’s injury); cf. Salem v. U.S. Lines Co., 370 U.S.
31, 35 (1962) (explaining that expert testimony is unnecessary in cases where
jurors “are as capable of comprehending the primary facts and of drawing correct
conclusions from them as are witnesses possessed of special or peculiar training”
(quoting U.S. Smelting Co. v. Parry, 166 F. 407, 415 (8th Cir. 1909))).
Plaintiffs argue that they did not need expert testimony because they
anticipated this case would proceed to a bench trial, rather than a jury trial, and a
judge is better equipped to evaluate medical causation than a jury. We are not
persuaded. While “there is support for the general proposition that the
admissibility of evidence varies between jury and non-jury trials,” Plummer v. W.
3 Int’l Hotels Co., 656 F.2d 502, 505 (9th Cir. 1981) (emphasis added), the standards
governing admission of evidence and proving causation “are distinct issues and do
not affect one another,” Claar, 29 F.3d at 503. Plaintiffs cite no authority
establishing that their burden to prove causation was different because the fact-
finder at trial would be a judge, rather than a jury.
Princess argued in its summary judgment filings and on appeal that
Plaintiffs’ expert’s conclusions were not sufficiently reliable under Federal Rule of
Evidence 702. See Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 597
(1993). Despite Princess’s repeated objections to Plaintiffs’ causation expert,
Plaintiffs never responded to Princess’s Rule 702 argument in the trial court or on
appeal, thus forfeiting any argument that their expert’s testimony was admissible.
See, e.g., Sabra v. Maricopa Cnty. Cmty. Coll. Dist., 44 F.4th 867, 881–82 (9th
Cir. 2022). Because Plaintiffs needed expert testimony to support the claims
asserted in the operative complaint and failed to respond to Princess’s admissibility
objections, we affirm the district court’s order granting summary judgment.
2. We review for an abuse of discretion the denial of Plaintiffs’ motion for
leave to amend the scheduling order and the complaint. See In re W. States
Wholesale Nat. Gas Antitrust Litig., 715 F.3d 716, 736 (9th Cir. 2013), aff’d sub
nom. Oneok, Inc. v. Learjet, Inc., 575 U.S. 373 (2015); Johnson v. Mammoth
Recreations, Inc., 975 F.2d 604, 607 (9th Cir. 1992).
4 The district court did not abuse its discretion by denying Plaintiffs’ motion
for leave to modify the scheduling order. The record supports the district court’s
conclusion that Plaintiffs failed to show “good cause” as required by Federal Rule
of Civil Procedure 16 because: (1) Plaintiffs failed to file a timely motion to
compel evidence they believed Princess was withholding; (2) Plaintiffs were
aware, before discovery closed, of Princess’s relationship with its parent company
Carnival and of the claim that Princess concealed the presence of a critically ill
passenger on an earlier voyage; and (3) Plaintiffs waited months to begin formal
discovery. See, e.g., Zivkovic v. S. Cal. Edison Co., 302 F.3d 1080, 1087–88 (9th
Cir. 2002); Coleman v. Quaker Oats Co., 232 F.3d 1271, 1295 (9th Cir. 2000).
Nor did the court abuse its discretion by concluding that Princess would be
prejudiced by reopening discovery and allowing new rounds of motions practice.
See Johnson, 975 F.2d at 609 (explaining that “the existence or degree of prejudice
to the party opposing the modification might supply additional reasons” to deny a
motion to modify the scheduling order).
However, the district court committed an error of law when it applied Rule
16’s “good cause” standard to Plaintiffs’ motion for leave to file a third amended
complaint. The district court relied on Johnson, 975 F.2d at 608, for the
proposition that “[w]hen a motion for leave to amend necessitates modifications to
the court’s scheduling order, the party seeking leave to amend must first show
5 good cause under Rule 16(b).” But Johnson holds only that a “party seeking to
amend [a] pleading after [the] date specified in [the] scheduling order must first
show ‘good cause’ for amendment under Rule 16(b).” Id. (citing Forstmann v.
Culp, 114 F.R.D. 83, 85 (M.D.N.C. 1987)). Here, the court’s scheduling order did
not contain a deadline for amending the pleadings. Thus, the district court should
have applied Federal Rule of Civil Procedure 15(a) to Plaintiffs’ motion for leave
to file a third amended complaint. See AmerisourceBergen Corp. v. Dialysist
West, Inc., 465 F.3d 946, 952 (9th Cir. 2006), as amended (Oct. 6, 2006).
Under Rule 15(a)(2), a district court “should freely give leave [to amend]
when justice so requires,” but a district court may deny leave “where the
amendment: (1) prejudices the opposing party; (2) is sought in bad faith;
(3) produces an undue delay in litigation; or (4) is futile.” Id. at 951 (citing Bowles
v. Reade, 198 F.3d 752, 758 (9th Cir. 1999)). Because the district court expressly
declined to apply Rule 15(a), we remand for the district court to apply Rule 15(a)
in the first instance, including consideration of whether the claims Plaintiffs
proposed to add in their third amended complaint require showing that they were
infected with COVID-19 while aboard the Grand Princess.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.1
1 Each side shall bear its own costs on appeal.