Bertucci v. Brown

663 F. Supp. 447, 1987 U.S. Dist. LEXIS 5302
CourtDistrict Court, E.D. New York
DecidedJune 8, 1987
Docket85 CV 3363
StatusPublished
Cited by11 cases

This text of 663 F. Supp. 447 (Bertucci v. Brown) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bertucci v. Brown, 663 F. Supp. 447, 1987 U.S. Dist. LEXIS 5302 (E.D.N.Y. 1987).

Opinion

PLATT, District Judge.

This civil rights action under 42 U.S.C. § 1983 grew out of events following plaintiffs handling of an estate, the principal beneficiary of which is one of the defendants. In essence, Peter Bertucci, pro se, alleges a conspiracy among two State court judges, two prosecuting attorneys, a law firm and one of its associates, and a private individual to deprive him of his civil rights by forcing him to testify in violation of his rights under the Fifth Amendment to the Constitution. Defendants have moved to dismiss the action for failure to state a claim upon which relief may be granted and for failure to plead with adequate specificity. For the purpose of deciding defendants’ motions, we take the allegations in the complaint as true and will dismiss the complaint only if it is clear “that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.” Conway v. Gibson, 355 U.S. 41, 45-46, 78 S.Ct. 99, 102, 2 L.Ed.2d 80 (1957). Although pro se complaints are held to less exacting standards than pleadings drafted by lawyers, Haines v. Kerner, 404 U.S. 519, 92 S.Ct. 594, 30 L.Ed.2d 652 (1972), plaintiff was a former attorney -and is therefore not entitled to the considerations accorded a typical pro se plaintiff.

I. FACTS

The complaint is thin on specific facts. For the sake of clarity, therefore, we augment the discussion with the undisputed facts admitted in defendants’ papers.

On November 24, 1981, plaintiff was appointed executor of the estate of Julia Tenebra, the aunt of defendant Stanley Brown. Brown was the residuary legatee and principal beneficiary under Mrs. Tene-bra’s will. On April 16, 1982, plaintiff was convicted in Nassau County on two counts of grand larceny for matters unrelated to the Tenebra estate. He was subsequently disbarred. Matter of Peter N. Bertucci, 88 *450 A.D.2d 326, 453 N.Y.S.2d 191 (N.Y.App.Div.1982).

Upon learning of Bertucci’s conviction, Brown retained the defendant law firm of Pavia & Harcourt, with which defendant Siskind is associated. Brown, by his attorneys, petitioned the Surrogate’s Court of Queens County to revoke Bertucci’s letters testamentary. On May 19,1982, defendant Surrogate Laurino granted Brown’s petition and ordered Bertucci to render an accounting.

Brown subsequently learned that Bertuc-ci had diverted significant funds from the Tenebra estate and therefore initiated criminal proceedings against Bertucci with the Queens County District Attorney. Bertuc-ci was indicted for misappropriation of funds on March 25, 1983, and arrested on April 15, 1983. At Bertucci’s arraignment on the criminal charges, Siskind served Bertucci with Surrogate Laurino’s order to account. Bertucci was released on his own recognizance.

On August 16, 1983, after the period allowed to Bertucci to render an accounting had lapsed, and while the criminal indictment was pending, Brown sought and Surrogate Laurino issued an order to show cause why Bertucci should not be held in contempt for failing to render an accounting pursuant to the May 1982 order. On September 21, 1983, Surrogate Laurino received a letter from Bertucci in which Ber-tucci objected to the order on the ground that the order to render an accounting violated his Fifth Amendment privilege against self-incrimination. When Bertucci failed to appear on the return date, Surrogate Laurino held Bertucci in contempt and ordered the issuance of a warrant of commitment.

On November 17, 1983, Bertucci found himself before Justice Brennan (who is not a defendant here) of the Queens County Supreme Court in connection with the pending criminal case. When Justice Brennan adjourned the case to December so that Bertucci could obtain counsel, defendant Assistant District Attorney (“ADA”) John Marshall informed the Justice of the outstanding warrant for Bertucci’s arrest in connection with the civil contempt. ADA Marshall indicated that Siskind and two marshals had been in the courtroom earlier. Thereupon, Justice Brennan remanded Ber-tucci to custody rather than releasing him on his own recognizance. Bertucci’s sister posted bail on December 23, 1983. Bertuc-ci’s complaint also refers to criminal appearances on August 17 and September 15, 1983, the details of which are not clear, at which Siskind was also allegedly present.

Bertucci finally appeared before Surrogate Laurino on December 27, 1983, seventeen months after first being ordered to provide an accounting. Surrogate Laurino rejected Bertucci’s Fifth Amendment claim and ordered Bertucci incarcerated. In February 1984, Bertucci unsuccessfully sought a State writ of habeas corpus. On October 26, 1984, United States District Judge Whitman Knapp granted Bertucci relief on his federal habeas corpus petition, on the ground that compelling Bertucci to render an accounting while there were pending criminal charges relating to the misuse of estate funds violated Bertucci's Fifth Amendment right against self-incrimination. Bertucci v. Cunningham, 84 Civ. 4460 (S.D.N.Y. Nov. 16, 1984) [Available on WESTLAW, DCT database].

In June 1985, Bertucci was convicted by a jury on the criminal charges in New York Supreme Court. Bertucci alleges that defendant Justice Friedman, the presiding Justice, committed various improper acts during the trial and subsequent sentencing. (Bertucci also accuses Justice Ralph Sherman of conspiring with the defendants to deny Bertucci’s pretrial motions, although Justice Sherman is not a defendant here. Complaint ¶¶ 43, 44.) On August 15, 1985, Justice Friedman sentenced Bertucci to two to six years incarceration and ordered him to make restitution within six months. Justice Friedman indicated that he might resentence Bertucci following a hearing on compliance with the restitution order. At the sentencing, Bertucci was served with an order signed by Surrogate Laurino requiring Bertucci to show cause why he should not be held in contempt for failing *451 to obey the September 23, 1983, order to render an accounting.

On September 3, 1985, on motion of Brown, Surrogate Laurino again held Ber-tucci in contempt for failure to file an accounting. Surrogate Laurino also ordered issuance of a -warrant of commitment, which apparently was never served on Bertucci. In fact, Bertucci first learned of the warrant from the papers filed in this case.

In April 1986, Bertucci came before Justice Friedman again for a hearing to determine whether he had complied with the restitution order. Siskind, now the attorney for the executor of the Tenebra estate, testified to matters indicating that restitution had not been made. Justice Friedman thereupon resenteneed Bertucci to two and one-third to seven years, the maximum sentence available. In a letter to this Court dated April 26, 1986, which is not properly part of the complaint, Bertucci alleged various additional improprieties on the part of Justice Friedman at the hearing.

II. THE COMPLAINT

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Bluebook (online)
663 F. Supp. 447, 1987 U.S. Dist. LEXIS 5302, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bertucci-v-brown-nyed-1987.