Berry v. State

65 Ala. 117

Opinion

BRICKELL, C. J.

— The plea of the appellant Holman avers a former acquittal upon the verdict of a jury, followed by a judgment discharging and liberating him, rendered, not because of any insufficiency of the indictment, nor of any irregularity in the proceedings, nor because there was any want of correspondence between the allegations of the indictment and the evidence, but solely because the evidence required that the jury should pronounce him not guilty of the entire offense charged. The plea of the appellant Berry shows that, after a trial upon the facts, before a jury duly constituted, he was found guilty of murder in the second degree, and the punishment fixed by the jury; a punishment which could not have been imposed for any other offense comprehended in the indictment, than murder in the second degree. The replications to these pleas aver, in substance, that the former indictment, upon which these proceedings were had, was void, because found by a grand jury formed in a manner not authorized by law, and, in addition, that Berry prosecuted a writ of error to this court, and obtained a reversal of the judgment of conviction against him, because of that irregularity. The sufficiency of the replications is the matter of importance to be decided ; Holman relying on the former verdict and judgment of acquittal, as a complete bar to the present prosecution ; and Berry relying on it, so far as he is affected, as a bar to a prosecution for any higher offense than murder in the second degree.

The former indictment, like the present, upon its face was unobjectionable, charging in a single count, in the form prescribed by the statute, murder in the first degree, which includes all inferior degrees of criminal homicide, and would support a finding by the petit jury, of the higher or lesser offenses. It is settled in this State, that a verdict, whatever may be its form, rendered upon a trial on .the facts, by a jury, on such an indictment, which convicts but partially, is an acquittal of all of' which the defendant is not convicted. In Nancy v. The State, 6 Ala. 485, it was said: “ The omission to find the entire charge will not vitiate the verdict, if it is sufficiently certain in ascertaining the guilt of the pris oner, as to any one offense which is included within the charge laid in the indictment; as to all which is not found, the conclusion must be, that the jury intended to acquit.” See, also, Nabors v. State, 6 Ala. 200; Burns v. State, 8 Ala. 818; Martin v. State, 28 Ala. 72; Bell v. State, 48 Ala 684. When the jury on the former trial, after hearing and deliberating upon the evidence, rendered a verdict against Berry, of guilty of murder in the second degree, affixing a punishment which they could not have imposed for murder in the first degree, they declared, with as much Certainty as if it had been expressed in words, that they acquitted him of that degree of felonious homicide. The inference is irresistible, the implication is necessary to support the verdict, as an answer to the entire charge laid in the indictment. It is also equally, well settled in this State, that if, in such case, the accused should on error procure a reversal of the judgment of conviction against him, that he can be put upon a second trial 'only for the offense of which he was convicted, and not for that of which he was acquitted; for the plain reason, that it is not in the power of any court to set aside or reverse the verdict of acquittal, and that it is the verdict and judgment of conviction only which is reversed and annulled. Beil v. State, supra. We do not, therefore, propose, in the further consideration of the case, to distinguish between the pleas of the appellants : each presents a former acquittal, to the extent claimed, if the former trial was had before a court of competent jurisdiction, upon proceedings not in themselves void.

It is a fundamental principle, as we believe of equal force in all cases, civil or criminal, that a judgment rendered upon a particular controversy, by a court having jurisdiction of the subject-matter and of the parties, is, while it remains unreversed by a superior tribunal of competent jurisdiction, final and conclusive as between the parties and privies; and that they are precluded, upon high grounds of public policy, from reopening or reviving the controversy. The record may abound with error or irregularity ; these do not affect its dignity, operation, or effect. It stands the conclusive and unimpeachable evidence of its own legality and regularity, until, before a proper tribunal, it is assailed on error. The parties, and all officers of the law, are protected and justified in executing it; and whatever would be the incidents and consequences of a judgment free from error, flows from it.

The Circuit Court is a court of record, of general jurisdiction, civil and criminal. It has full jurisdiction of all accusations of crime, whether of felony or misdemeanor, pre sented by the finding of a grand jury, a constituent element of tbe court. "Whenever the accusation is presented in the form of an indictment, the jurisdiction is called into exercise. The power and duty of the court is to hear and determine. Hearing and determination involves, of necessity, full inquiry "into, and the judgment of the court upon, the sufficiency in every respect of the indictment itself — whether it is the finding of a grand jury formed according to law, and whether on its face it charges an offense punishable by law. Whether the judgment is for or against the accused — whether it is of acquittal, or of conviction — it is the judgment of a court of competent jurisdiction, and can not be collaterally assailed for error. — Ex parte Watkins, 3 Pet. 193 ; Freeman on Judgments, § 318 ; 3 Greenl. Ev. § 35. If, however, the judgment was rendered without jurisdiction, or if it was rendered otherwise than upon proceedings which would call the jurisdiction into exercise, it would be void.

It is an error, however, to suppose that the former indictment, or the proceedings had under it, are void, and the proceedings now to be regarded as if had without an indictment. Cross v. State, 63 Ala. 40; Berry v. State, Ib. 126; Weston v. State, Ib. 155. True, on the writ of error sued out by Berry, the judgment of conviction against him was reversed, and the indictment pronounced vicious, because of the irregular formation of the grand jury. This shows only erren', irregularity, not absolute invalidity in the proceedings; and it is not necessary to distinguish between the two — the line of distinction has been often drawn, and is palpable. It would scarcely be insisted, that if Berry, instead of prosecuting a writ of error for the reversal of the judgment, had sued out a writ of habeas corpus, to be relieved from imprisonment under it, any judge would have been bold enough to discharge him because of the irregularity, or would have inquired into it; and yet that would have been a duty, if the indictment was void — if there was illegality, as distinguished from irregularity • or, if the conviction was of an infamous crime, rendering him incompetent as a witness, that a court before whom the record was produced, could have repudiated it. Or, suppose Holman suing for a malicious prosecution; can it be doubted that the judgment would be evidence of an acquittal, and of the termination of the prosecution. All that can be asserted of the irregularity is, that it was an error, which, on motion to the Circuit Court, would have caused the arrest of the judgment of conviction, or, on error to this court, a reversal, leaving the judgment of full force until avoided in an appropriate mode.

But it is insisted for the State, that, as the acquittal was had on an indictment found by a grand jury not regularly formed; as the indictment was, in consequence, so inadequate that any judgment of conviction rendered upon it could have been reversed, the judgments of acquittal form no bar to this prosecution. We do not doubt, that if an acquittal is obtained, because of the insufficiency of an indictment, — and it may be insufficient, because found by a grand jury irregularly impanneled, — that the judgment will not bar a subsequent prosecution. Nor would a judgment of conviction, arrested or reversed for any inadequacy of the indictment, form a bar to a second prosecution. Such, in effect, is the statute. — Code of 1876, § 4819. In such cases, the accused is not regarded as having been in jeopardy, and the constitutional guaranty, against the oppression and vexation of repeated prosecutions for the same offense, is not invaded. There is a mere abortive attempt to prosecute, coming to naught from its own imperfections. We are considering a different case — a judgment of acquittal, rendered upon a full hearing of evidence before a jury, in the record of which errors intervened, which did not enter into, or affect that judgment; errors which, not affecting it, were thereafter incapable of correction, and into which no inquiry could be made. For the State could not, because of them, move in arrest of judgment, or prosecute a writ of error. Of them, the parties acquitted could not be heard to complain, for they wrought to them no injury; and the rule is as inflexible in criminal, as in civil cases, that parties can complain only of errors injurious to them. — Ooton v. State, 5 Ala. 463; Jones v. State, 13 Ala. 153. Nor are we considering a case in which there was an acquittal because of variances between the indictment and the evidence, rendering a conviction impossible; a case for which the statute provides.' — Code of 1876, § 4816. The real and only inquiry is, whether the judgment of acquittal is void, because, if an adverse judgment had been rendered, that judgment could have been arrested or reversed by the appellants, for a latent irregularity in the proceedings, available only to them, which did not enter into, or produce the judgment, and which neither they nor the State could invoke, to avoid it, in any direct proceeding. Does it not result, that the State, by mere indirection, mere evasion, which would not be tolerated in a party to a civil proceeding, escapes from the obligation of a judgment, which directly it can not assail, if the inquiry should be answered affirmatively ?

The caption of an indictment, under the statute, contains the name of the State, county, court and term, in which it is preferred. — Code of 1876, § 4784. It is only thus far the court of original jurisdiction looks, to determine whether it is regularly preferred. Yet, under the general law, the organization of the grand jury is regarded as part of the caption of every indictment. — 1 Brick. Digest, 497, §§ 695-98. The organization is, however, never called to the attention of the court, and judgment upon it is not pronounced, unless objection to it is made in some appropriate form. When, on error, the case reaches this court, the whole record is opened, and this court is bound, if errors are detected, to pronounce the judgment the primary court should have pronounced, if such errors had been called to its attention, and its judgment invoked. On the writ of error prosecuted by Berry, the record was opened for the examination of this court, and the irregular formation of the grand jury was discovered; the duty imposed by the statute was the reversal of the judgment of conviction against him. Thus far were the appointed bounds of the jurisdiction of this court. The judgment of acquittal of Holman was not, and could not be inquired into; for he was not a party to the writ of error, and from that judgment a writ of error would not lie. Nor would it lie from the judgment acquitting Berry of murder in the first degree. There is no room for a presumption tliat the judgments of acquittal were given, not upon the verdict, but because of the inadequacy of the indictment, growing out of the irregular formation of the grand jury. Eor that irregularity was never brought to the attention of the Circuit Court, and upon it that court never pronounced sentence. If it had, it could have been only in reference to the judgment of conviction against Berry, and not in reference to so much of the verdict as acquitted him of murder in the first degree, nor in reference to the verdict of acquittal of Holman. These verdicts were beyond the reach of vacation by any tribunal, and of them the State was without any just cause of complaint, blow, if these judgments, rendered by a court of competent jurisdiction, and rendered upon verdicts founded oh the evidence — judgments irreversible by a superior tribunal — are of no force and effect, can be wholly disregarded at the mere election of the State, and the appellants subjected to the vexation of another prosecution for the offense of which they have been acquitted, because of a latent irregularity in the formation of the grand jury, or because' on demurrer, or motion in arrest of judgment of conviction, the indictment would have been pronounced insufficient, — -judgments are of less value and dignity in criminal cases, involving life, limb and liberty, than in civil cases, involving mere rights of property, Eor it is certain that no judgment, rendered in a civil cause, can be collaterally assailed, because founded on mere ly irregular proceedings, or pleadings open to demurrer for insufficiency. — Kent v. King, 29 Ala. 542; Wright v. Ware, 50 Ala. 549. The judgment, of itself, determines finally and conclusively all such questions, and is the unimpeachable evidence of its own legality and regularity.

The principle invoked by the State is laid down, in terms-more or less general, by the elementary writers. We quote it as stated by Bussell: “ Whenever the indictment, whereon a man is acquitted, is so far erroneous (either for want of substance in setting out the crime, or the authority in the court before which it was taken, as where a session was held on a day to which they had not been adjourned); that no good judgment could have been given upon it against the prisoner, the acquittal is no bar to a subsequent indictment; because, in judgment of law, the prisoner was never in danger of his life upon it; for the law will presume, prima facie, that the judge would not have given a judgment, which would have been liable to be reversed.” — 2 Bussell Cr. (9th ed.) 59. It is stated by Bishop in these words: “ When the indictment is in form so defective that the defendant, if found guilty, will be entitled to have any judgment entered thereon against him reversed for error, he is not in jeopardy ; and, should he be acquitted, he will be liable to be tried on a new and valid indictment. And it is the same, where the indictment, though in form correct, is void, because of the illegal organization of the grand jury. But, if there is a verdict of guilty on such an indictment, and the court enters judgment upon it, the defendant will be protected, while the judgment remains unreversed; not because he has been in jeopardy, but because an erroneous final judgment, rendered by a competent tribunal having jurisdiction over the subjeet-fiaatter, is voidable only, and, while it stands, is of the same effect as a valid one.” — 1 Bish. Cr. Law, (6th ed.) § 1021. It is further stated by Bussell, that “if one, upon an insufficient indictment for felony, has judgment, this judgment is a bar to a new indictment, unless it be reversed on error.” The precise extent and operation of this principle, we have endeavored to ascertain by looking to its application in a large number of cases, English and American ; and, disregarding the dicta with which they may abound, we are of opinion, no one of them would authorize us in declaring the appellants are subject to a second prosecution, save so far as the plea of the appellant Berry admits that he is liable to answer. In no one of them, was there an irreversible judgment of acquittal rendered, upon a verdict of the jury founded on a hearing of the evidence, and upon the evidence alone : there being no inquiry into the mere regularity of the proceedings,

and no question that the indictment, in form and substance, sets out a crime punishable by law, and on demurrer, or motion to quash, would be pronounced sufficient. If the indictment was void, because of the irregular formation of the grand jury, — if it had been the finding of an illegal assemblage, without the semblance of authority — the court would have been without jurisdiction, and the judgments would be void, furnishing no protection, and not a bar to a regular prosecution. But there being no more than mere irregularity, of which the appellants could or not have availed themselves, even-handed justice requires that this irregularity should net now vitiate the judgments as a full protection to them. — Regina v. Haughton, 1 Ell. & Black. (72 Eng. Com. Law), 515. Such was the conclusion in Mississippi, in Hurt v. State, 25 Miss. 378, involving a question almost identical, certainly not distinguishable from that now presented. The statutes provide liberally for the amendment of indictments, so that variances between proof and pleading may be corrected ; and if the defendant will not consent to the amendment, ,for a dismissal, and the preferring a new indictment, so that because of such variances a judgment of acquittal can not be obtained. They provide for the preferring a new indictment, if one is lost; the operation of the statute of limitations being suspended, from the time the first indictment was found. And they provide further, that when the judgment is arrested, or the indictment quashed, on account of any defect therein, or because not found by a grand jury regularly organized, or because it charged no offense, or for any other cause, that a new indictment must be ordered; and here again the operation of the statute of limitations is suspended. — Code of 1876, §§ 4816-20. These provisions do not contemplate a second prosecution, in any other cases than such as are specified.' And we are of the opinion, that a second prosecution can not be sustained, after a judgment of acquittal rendered on the verdict of a jury founded on the evidence, by a court of competent jurisdiction, having before it an indictment, which, fairly construed (though it may be subject to demurrer), discloses an offense of which the court has cognizance, although there may be an erroneous formation of the grand jury. Such a judgment must stand upon, at least, as high ground, as would the erroneous final judgmen of a court of competent jurisdiction in a civil cause.

The Circuit Court erred in overruling the demurrers to the replications to the plea of the appellants. Eor the error, the judgment of conviction' of the appellant Holman must be reversed, and a judgment here rendered discharging him. The judgment convicting the appellant Berry of murder in the first degree must be reversed, and the cause as to him remanded, with directions to the Circuit Court to sustain the demurrer to the replication to his plea. In the meantime, Berry will remain in custody, until discharged by due course of law.