Bernknopf v. Califano

466 F. Supp. 319, 1979 U.S. Dist. LEXIS 14127
CourtDistrict Court, W.D. Pennsylvania
DecidedFebruary 28, 1979
DocketCiv. A. 78-390
StatusPublished
Cited by3 cases

This text of 466 F. Supp. 319 (Bernknopf v. Califano) is published on Counsel Stack Legal Research, covering District Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bernknopf v. Califano, 466 F. Supp. 319, 1979 U.S. Dist. LEXIS 14127 (W.D. Pa. 1979).

Opinion

OPINION

ROSENBERG, District Judge.

This matter is now before me on an action brought under The Freedom of Information Act, 5 U.S.C. § 552 (the “Act”) by the plaintiff, Arthur R. Bernknopf who seeks information from his employer, a United States agency, concerning similarly situated employees. The defendants, however, claim that under this section the requested information is exempt and therefore need not be submitted.

The plaintiff is an administrative law judge in the Social Security Administration *320 of the Department of Health, Education and Welfare. The plaintiff had been allowed to maintain an independent outside law practice on a limited basis up to 1973. In 1976, the plaintiff was offered an outside position of part-time Endowment Fund Director of the United Jewish Federation of Greater Pittsburgh, but the authorization to engage in this activity was denied by the present administrators of the Bureau of Hearings and Appeals, SSA (the “Bureau”).

On October 17, 1977, the plaintiff requested from the Personnel Officer of the Bureau, a release of information to the plaintiff including the names and addresses of the Bureau’s administrative law judges who had theretofore been approved for outside work activities. The plaintiff also sought a description of the specific outside work activities, whether or not such produced monetary compensation, and the names of the approving Bureau authorities.

The defendants granted a partial list minus the identifying names and addresses of the administrative law judges. The plaintiff then requested the information on the remaining judges. This request was denied, and thereupon the plaintiff proceeded to exhaust his administrative remedies. He now seeks an injunction ordering the defendant to refrain from withholding the requested information under the Act. The defendants claim that the information requested by the plaintiff falls within 5 U.S.C. § 552(b)(2) and (b)(6).

Section 552(a)(2)(A) and (B) reads in part: “(2) Each agency in accordance with published rules shall make available for public inspection and copying—

(A) final opinions, including concurring and dissenting opinions, as well as orders, made in the adjudication of cases;
(B) those statements of policy and interpretations which have been adopted by the agency and are not published in the Federal Register;”.

Other matters are also made available with exceptions not here applicable.

The defendants, however, rely upon § 552(b)(2) which reads:

“(b) [The disclosure section] does not apply to matters that are
(1) . . .
(2) related solely to the internal personnel rules and practices of an agency;”.

Other exclusions relate to national defense, foreign policy, statutory exemptions, inter-agency communications, personnel and medical files constituting personal privacy invasions, certain investigatory records, financial institution matters and geophysical information.

Pursuant to 5 U.S.C. § 552(a)(4)(B), the district court has jurisdiction to determine de novo and power to examine records in camera and to enjoin the agency from withholding agency records subject to the exceptions, and order production if so determined.

I held a hearing and in accordance with the provisions contained in subsection § 552(a)(4)(B) I ordered, in camera, and received from the agents the record of information as relates to the plaintiff’s complaint. After full examination of the same, in camera, I am in a position to make findings in accordance with the law of the case.

The Freedom of Information Act is a revision of § 3, the public disclosure section of the Administrative Procedure Act, 5 U.S.C. § 1002 (1964 Ed.). Section 3 was generally recognized as falling far short of its disclosure goals and came to be looked upon more as a withholding statute than a disclosure statute. E. P. A. v. Mink, 410 U.S. 73, 79, 93 S.Ct. 827, 35 L.Ed.2d 119 (1973). Mink holds that the Act seeks to permit access to official information long shielded unnecessarily from public view and attempts to create a judicially enforceable public right to secure such information, with subsection (b) representing the congressional determination that certain types of information should remain confidential if the Executive Branch so chooses (at page 80, 93 S.Ct. 827). The Act’s disclosure provisions are intended to be construed broadly while the exemptions set forth in 5 U.S.C. § 552(b) must be construed narrowly. De *321 partment of Air Force v. Rose, 425 U.S. 352, 96 S.Ct. 1592, 48 L.Ed.2d 11 (1976).

The plaintiff contends that a narrow reading of the exemption combined with a broad reading of the disclosure sections mandates a finding in his favor. In support of this, the plaintiff cites Vaughn v. Rosen, 173 U.S.App.D.C. 187, 523 F.2d 1136 (1975). In Vaughn, the plaintiff was a law professor researching procedure within the Civil Service Commission. He sought intra-office memoranda on the Commission’s evaluation of the way the agency’s managers and supervisors were carrying out their personnel management responsibilities (at page 190, 523 F.2d at page 1139). His requests for the disclosures were denied. The question before the court was whether the documents sought were related solely to the internal personnel rules and practices of the agency, or whether there was a legitimate public interest in the information requested.

The court examined the legislative history of the Act and accepted the Senate Report as the intended explanation of § 552(b)(2), as many cases previously had held. 1

The Senate Report states:

“Exemption No. 2 relates only to the internal personnel rules and practices of an agency. Examples of these may be rules as to personnel’s use of parking facilities or regulation of lunch hours, statements of policy as to sick leave and the like.” (S.Rep.No.813, 89th Cong., 1st Sess. (1965), p. 8.)

The court then went on to hold that in light of the Senate Report, the Personnel Management Evaluations were not exempt from disclosure by virtue of Exemption 2 (at page 194, 523 F.2d at page 1143).

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Bluebook (online)
466 F. Supp. 319, 1979 U.S. Dist. LEXIS 14127, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bernknopf-v-califano-pawd-1979.