Berning v. Commonwealth

550 S.W.2d 561, 1977 Ky. LEXIS 448
Kentucky Supreme Court·Decided April 22, 1977·Published·Cited by 8 cases

Opinion

STERNBERG, Justice.

On January 20,1974, appellant broke into the Fifth Street Market in Henderson, Kentucky, and on February 12, 1974, he was indicted by the Henderson County Grand Jury for the offense of breaking and entering a storehouse (KRS 433.190 — Indictment No. 74-13). On August 24¿ 1974, appellant broke into the Sears Roebuck & Co. store, in Henderson, and engaged in the exchange of gunfire with police before being apprehended. On September 9, 1974, he was again indicted by the Henderson County Grand Jury for the offense of breaking into the Sears store (KRS 433.190), malicious shooting with intent to kill (KRS 435.-170(1)), and of being a habitual criminal (KRS 431.190 — Indictment No. 74-95). The indictments were consolidated for trial, and on November 22, 1974, appellant, who testified in his own behalf, was found guilty.

On appeal to this court appellant’s conviction on Indictment No. 74-95 was reversed in a memorandum opinion and the case sent back to the Henderson Circuit Court for a new trial. The judgment on Indictment No. 74-13 was affirmed.

On April 1,1976, appellant was retried on Indictment No. 74-95. The jury found that appellant had been convicted of two prior felonies, and found him guilty of storehouse breaking and guilty of malicious shooting with intent to kill. His sentences were fixed at life imprisonment on each of the primary offenses, as authorized by his two prior felony convictions. His sole and only defense was mental disease or defect. It is his contention that because of his personality, family background and consumption of alcoholic beverages, he acted from a diminished capacity at the time he broke into the Sears store.

To establish the two prior convictions (Indictment Nos. 73-08 and 73-28) and their sequence in time, the Commonwealth called two witnesses — the circuit clerk and a deputy sheriff. The clerk testified that Indictment No. 73-08 charged that the commission of the offense was on January 18,1973, and that a judgment finding appellant guilty was entered on March 16,1973. Concerning Indictment No. 73-28, the clerk attempted to read to the jury the specific charges made in that indictment. Objection was duly made by appellant’s counsel, sustained by the trial court, and the jury was duly admonished. However, shortly thereafter, the court, over objection, permitted the clerk to read to the jury the indictment that charged appellant with breaking and entering the Kraver Theater, the Pizza Roma restaurant, the city high school and the Seven Arts Cinema, all in Henderson. Over objection by counsel for appellant, the court permitted the deputy sheriff, Hugh Stone, to testify how and when he investigated these four break-ins. No explanation is made, nor any reason shown, why appellant’s prior convictions and the dates of the commission of the offenses were not established by having the circuit clerk read so much of the indictment as discloses the dates and by reading into the evidence the entry of the judgments as he had done when the Commonwealth established the conviction under Indictment No. 73-08.

On this appeal appellant charges three errors, as follows:

“1. Did the court below err to appellant’s substantial prejudice during his trial for being a habitual criminal when it allowed the Commonwealth to read and to use the indictment upon which the prior felony convictions were had?
2. Did the court below commit an error of reversible magnitude when its instructions failed to authorize the jury to return a verdict on the habitual criminal charge based on only one prior felony?
3. Did the court below deprive appellant of due process of law when it allowed the jury to convict appellant of two counts of being a habitual criminal under an indictment which [563] charged appellant with only one count of being a habitual criminal?”

On the first charge the Attorney General admits that the trial judge erred in permitting the indictments upon which appellant’s prior felony convictions were had to be read to the jury. He argues, however, that these errors did not substantially prejudice the appellant’s right to a fair trial. The right to a fair trial does not mean a perfect trial, free of any and all errors. Michigan v. Tucker, 417 U.S. 433, 94 S.Ct. 2357, 41 L.Ed.2d 182 (1974). What it does mean is “ * * * that a litigant is entitled to at least one tolerably fair trial of his action.” Neely v. Strong, 186 Ky. 540, 217 S.W. 898 (1920); Hudson v. Commonwealth, 220 Ky. 582, 295 S.W. 886 (1927). There was no need for the clerk to read the nature of the charges in Indictment No. 73-28, nor was it proper for the deputy sheriff to portray before the jury the investigation which he made which led to the arrest and conviction of appellant on that indictment. All that was necessary for the Commonwealth to do was to show the dates the former offenses were committed, which can be established from the indictment, and that there was a judgment of conviction, which can be shown by the judgment or order book of the court. All of the rest of this charade was unnecessary and was clearly improper. This error, however, did not affect the action of the jury in considering appellant’s guilt or innocence of the two principal offenses. It was, however, prejudicial to the nature or extent of the penalty that could be imposed upon a finding that the appellant was guilty of one or two prior felonies.

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Berning v. Commonwealth, 550 S.W.2d 561, 1977 Ky. LEXIS 448 (Ky. 1977).

550 S.W.2d 561 (Berning v. Commonwealth) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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