Benjamin Michael Dubay v. Stephen King

CourtCourt of Appeals for the Eleventh Circuit
DecidedFebruary 23, 2021
Docket19-11224
StatusUnpublished

This text of Benjamin Michael Dubay v. Stephen King (Benjamin Michael Dubay v. Stephen King) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Benjamin Michael Dubay v. Stephen King, (11th Cir. 2021).

Opinion

USCA11 Case: 19-11224 Date Filed: 02/23/2021 Page: 1 of 18

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT ________________________

No. 19-11224 ________________________

D.C. Docket No. 3:17-cv-00348-HES-MCR

BENJAMIN MICHAEL DUBAY,

Plaintiff - Appellant,

WILLIAM B. DUBAY, LLC,

Plaintiff,

versus

STEPHEN KING, MEDIA RIGHTS CAPITAL, IMAGINE ENTERTAINMENT, SONY PICTURES ENTERTAINMENT, MARVEL ENTERTAINMENT, et al.,

Defendants - Appellees.

________________________

Appeal from the United States District Court for the Middle District of Florida ________________________

(February 23, 2021) USCA11 Case: 19-11224 Date Filed: 02/23/2021 Page: 2 of 18

Before NEWSOM and BRANCH, Circuit Judges.*

BRANCH, Circuit Judge:

In this copyright infringement action, Benjamin DuBay appeals the district

court’s grant of summary judgment to Stephen King, Media Rights Capital,

Imagine Entertainment, Sony Pictures Entertainment, Marvel Entertainment, and

Simon & Schuster (collectively, “King”). DuBay owns the copyright for a comic

book series called The Rook, which recounted the adventures of Restin Dane. King

is the author of The Dark Tower novel series, which features the character Roland

Deschain as its protagonist. DuBay sued King for copyright infringement, alleging

that Roland Deschain is a copy of Restin Dane. DuBay also sued the other

defendants for contributory and vicarious copyright infringement for their

respective roles in publishing King’s novel series and adapting the book series into

graphic novels and a motion picture. After careful consideration and with the

benefit of oral argument, we affirm.

I. BACKGROUND

Because the parties are familiar with the facts of this case, we recount only

those facts that are necessary to the disposition of this appeal.

* After Judge Martin heard this case at oral argument, facts arose that required her recusal. She did not, therefore, participate in this decision, which is rendered by a quorum. 28 U.S.C. § 46(d). 2 USCA11 Case: 19-11224 Date Filed: 02/23/2021 Page: 3 of 18

William DuBay and two other individuals created the comic book character

Restin Dane, a.k.a. “The Rook,” in the 1970s. On January 19, 1977, Dane first

appeared in a Warren Publications horror/fantasy comic magazine entitled Eerie

(vol. 82). In 1979, Warren Publications published a comic book series dedicated to

The Rook. The Rook comic book series sold more than 5 million copies from 1977

to 1983.

As the evidence presented in the underlying proceeding established, Restin

Dane is a wealthy scientist/inventor who lives in Arizona in a house shaped like a

rook chess piece, which is known both as “Rook Castle” and “Rook Manor.” Dane

is a time traveler. He invents his own time machines (two resemble rook chess

pieces) and “will go anywhere—any time—in search of adventure!” During his

time-traveling adventures, Dane battles a variety of villains. Dane shares

numerous attributes with other traditional heroes from comic books. He is

handsome, masculine, courageous, and honorable. Dane is selfless and can always

be counted on to “do the right thing.” Dane does not engage in much

introspection; his character arc remains constant throughout The Rook series. In

short, Dane is a traditional comic book hero.

Stephen King is one of the best-known authors of the last half-century.

Although King has written more than 50 works of fiction, this case involves what

he describes as his “magnum opus”—The Dark Tower series. The Dark Tower is

3 USCA11 Case: 19-11224 Date Filed: 02/23/2021 Page: 4 of 18

comprised of eight novels and a novella, published between 1982 and 2012. In or

around April 1970, King began writing the first novel in the series, The

Gunslinger. First published in book form in 1982, The Gunslinger introduced

Roland Deschain, the protagonist of The Dark Tower series. Between 2007 and

2017, Marvel published licensed graphic novels that were based on The Dark

Tower novels. And in 2017, Media Rights Capital, Imagine Entertainment, and

Sony Pictures Entertainment produced a motion picture adaptation of The Dark

Tower series by the same name.

Throughout The Dark Tower series, Roland Deschain pursues an elusive

structure called the Dark Tower—the linchpin of the space/time continuum—and a

sorcerer called The Man in Black who serves The Crimson King.

Deschain is a complex character. He is courageous and skilled with a gun,

yet he lacks the idealism and morality of the traditional hero. Deschain is a loner

who does not value the lives of others and is, thus, willing to sacrifice those who

get in his way. Sometimes he appears heartless and uncompassionate; other times

he displays an emotional and romantic side that allows him to engage in

introspection and—ultimately—change his behavior. Deschain’s character arc

throughout The Dark Tower series is marked by his search for self-knowledge and

redemption. Thus, Deschain’s journey is not only external—chasing the Dark

Tower and its sorcerer—but also internal. Deschain’s personal journey is difficult.

4 USCA11 Case: 19-11224 Date Filed: 02/23/2021 Page: 5 of 18

He undergoes illness, aging, amputation, and terrible, heart-rending loss. Deschain

ultimately realizes that he cannot find redemption until he reflects on his life and

admits the evil he has done. In short, Deschain is best described as an anti-hero.

Approximately 35 years after the first publication of The Gunslinger,

Benjamin DuBay—the nephew of William DuBay 1—sued King for copyright

infringement. DuBay brought one count of copyright infringement against all

defendants; one count of contributory copyright infringement against Media Rights

Capital and Imagine Entertainment; and one count of vicarious copyright

infringement against King, Sony Pictures Entertainment, Marvel Entertainment,

and Simon & Schuster. DuBay alleged that the similarities between Deschain and

Dane were so “shocking and extraordinary” that King must have copied DuBay’s

artistic expression.

During discovery, DuBay moved to compel the production of King’s private

journals from January to May 1977. King objected and argued that the journals

were irrelevant, such production would invade his privacy, and that the request for

the journals was overbroad. After conducting an in camera review of the relevant

1 William DuBay died in April 2010. Benjamin DuBay claims that he received an assignment of William DuBay’s ownership in The Rook’s copyright. The district court concluded that “the issue of ownership is far from clear.” So it assumed without deciding that Benjamin DuBay owned a share in the relevant copyright. We also assume for purposes of this appeal that Benjamin DuBay owns an interest in the copyright. 5 USCA11 Case: 19-11224 Date Filed: 02/23/2021 Page: 6 of 18

journal entries, a magistrate judge denied DuBay’s motion. DuBay did not file

objections to the magistrate judge’s ruling.

King eventually moved for summary judgment. He submitted a copy of the

first novel, The Gunslinger; The Dark Tower motion picture; and excerpts from

The Dark Tower graphic novels. Given the volume of the works at issue (totaling

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