Pursuant to Ind.Appellate Rule 65(D), this Memorandum Decision shall not be regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
JOHN QUIRK GREGORY F. ZOELLER Public Defender Attorney General of Indiana Muncie, Indiana J.T. WHITEHEAD Deputy Attorney General Indianapolis, Indiana
Apr 03 2013, 9:07 am IN THE COURT OF APPEALS OF INDIANA
BENJAMIN A. HANKINS, ) ) Appellant-Defendant, ) ) vs. ) No. 18A02-1207-CR-611 ) STATE OF INDIANA, ) ) Appellee-Plaintiff. )
APPEAL FROM THE DELAWARE CIRCUIT COURT The Honorable Alan K. Wilson, Judge Cause No. 18C02-1106-MR-1
April 3, 2013
MEMORANDUM DECISION - NOT FOR PUBLICATION
FRIEDLANDER, Judge Benjamin A. Hankins appeals his conviction for Murder, 1 as well as the sentence
imposed by the trial court. Hankins presents the following issues for our review:
1. Did the trial court abuse its discretion in allowing a licensed clinical social worker to testify to statements made by Hankins and the victim’s four-year- old daughter?
2. Did the trial court consider aggravating factors that were not supported by the record?
We affirm.
Hankins married Lisa Annette “Nettie” Peterson in 2001, and the couple had three
children. In August 2010, the couple separated, and Nettie and children moved into Nettie’s
parents’ home. Nettie filed for divorce in September 2010 and began dating another man the
following month. Hankins did not want a divorce due to his religious beliefs and because he
believed his parents’ divorce had destroyed his family. After Nettie moved out, Hankins sent
her a number of angry text messages, calling her evil, a hypocrite, an adulteress, a liar, and a
slut, and at one point telling her that her “day of reckoning [was] coming”. Exhibit Volume at
67.
On the morning of June 3, 2011, after Hankins returned home from his night shift as a
correctional officer at Pendleton Correctional Facility, Nettie drove the children to Hankins’s
home where the two older children caught the school bus. At 7:20 a.m., Hankins sent a
photograph of Nettie performing a sex act to Nettie’s cell phone, along with the following
text message: “Since you intend on sharing yourself with other men how about I share all
1 Ind. Code Ann. § 35-42-1-1 (West, Westlaw current through 2012 2nd Reg. Sess.).
2 these pics. Yes I have all of them.” Id. at 205. Nettie left the youngest child, four-year-old
J.H., in the car and went into Hankins’s house. At about 7:25 a.m., a neighbor heard
gunshots; Hankins had shot Nettie multiple times, including once in the chest. Hankins
waited until 7:44 a.m. to call 911 and request an ambulance. Hankins told the 911 operator
that he had shot Nettie after she had pulled a gun on him. When a 911 operator instructed
Hankins to perform CPR, he did not do so.
When Delaware County Sheriff’s Deputy Rick Richman arrived at 7:54 a.m., he found
J.H. in the back seat of Nettie’s car, and he met Hankins near the doorway. Hankins told
Deputy Richman “she’s in there dying” and “she grabbed my gun.” Transcript at 720-21.
Deputy Richman then entered the home and found Nettie lying on the floor. Nettie was
blood-soaked, pale, and not breathing, but she had a pulse. At that point, paramedics arrived
and Nettie was transported to the hospital by ambulance. Upon arrival at the hospital, Nettie
had lost seventy-five percent of her blood volume and had a very weak pulse. Despite the
best efforts of medical personnel to revive her, Nettie died a short time later.
During a subsequent interview with the police, Hankins claimed that he and Nettie
argued about babysitting costs, parenting issues, and the photograph he had sent her.
Hankins claimed that Nettie grabbed one of his guns, which was in a gun belt hanging on a
chair, pointed it at him, and demanded that he delete the photographs. Hankins stated that he
then grabbed another gun from his couch and shot Nettie more than once. Hankins also
stated that at one point, J.H. came up to the house and he quickly shut the door and told her to
go back to the car.
3 Analysts found no fingerprints or blood on the holster or gun that Hankins claimed
Nettie pointed at him that morning. The gun Hankins used to shoot Nettie was marked by
over fifty bloodstains, including high velocity impact spatter consistent with Hankins being
two to three feet away from Nettie when he shot her. An autopsy revealed six separate
gunshot wounds on Nettie’s body. Dr. Paul Mellen, the pathologist who performed the
autopsy, testified that Nettie had been shot between three and six times. Dr. Mellen testified
that if only three shots were fired, the trajectories would have required Hankins to have shot
Nettie from above while she was on her back with her legs flexed upward toward her body.
Bloody footprints matching Nettie’s shoes were found on Hankins’s t-shirt.
Six days after the shooting, the State charged Hankins with Nettie’s murder and filed a
notice of intent to seek a sentencing enhancement pursuant to Ind. Code Ann. § 35-50-2-11
(West, Westlaw current through 2012 2nd Reg. Sess.) based on Hankins’s use of a firearm in
the commission of the offense. A jury trial commenced on April 2, 2012, and Hankins was
found guilty of murder. Thereafter, in a bifurcated proceeding on the sentencing
enhancement, the jury found that Hankins had used a firearm in the commission of the crime.
Hankins was later sentenced to sixty years for murder, enhanced by four years under I.C. §
35-50-2-11.
1.
Hankins first argues that the trial court abused its discretion by allowing a licensed
clinical social worker to testify to statements J.H. made during counseling. The decision to
admit or exclude evidence lies within the trial court’s sound discretion. Filice v. State, 886
4 N.E.2d 24 (Ind. Ct. App. 2008), trans. denied. An abuse of discretion occurs when the trial
court’s decision is against the logic and effect of the facts and circumstances before it. Dixon
v. State, 967 N.E.2d 1090 (Ind. Ct. App. 2012). We will not reverse absent a showing of
manifest abuse of discretion resulting in the denial of a fair trial. Johnson v. State, 831
N.E.2d 163 (Ind. Ct. App. 2005), trans. denied.
At trial, the State called Patricia Savage, a licensed clinical social worker who
conducted counseling sessions with J.H. and her siblings. Savage testified to a number of
statements J.H. made concerning what happened on the day of the shooting. Specifically,
Savage testified that J.H. told her that her mother went to her father’s house to talk to him
about school, and that she waited in the car with the window down. J.H. told Savage that she
heard screaming and then went to the door and opened it, and she heard her father tell her
mother to “lay down and die.” Transcript at 798. She said that her father had blood on his
face, chest, and arms, and was wearing his uniform. J.H. stated further that her father
slammed the door and yelled “get back into the car” and that she cried, was shaking, and her
brother and sister were already gone on the bus. Id. Finally, Savage testified that J.H. told
her the police came, and then her grandma came, and that she was scared.
Hankins argues that J.H.’s statements to Savage were inadmissible hearsay. Hearsay
is an out-of-court statement offered in court to prove the truth of the matter asserted. Boatner
v. State, 934 N.E.2d 184 (Ind. Ct. App. 2010). As a general rule, hearsay is inadmissible
unless the statement falls within one of the established hearsay exceptions. Yamobi v. State,
672 N.E.2d 1344 (Ind. 1996).
5 The trial court acknowledged that J.H.’s statements to Savage were hearsay, but
concluded that they fell within the exception for statements made for the purposes of medical
diagnosis or treatment set forth in Ind. Evidence Rule 803(4). The rationale behind the rule
is that such statements are reliable because people seeking medical treatment have an
incentive to tell the truth. In re Paternity of H.R.M., 864 N.E.2d 442 (Ind. Ct. App. 2007).
The rule is not limited to statements made to physicians, so long as the statements are made
to advance medical diagnosis and treatment. Id. Statements to family therapists and clinical
social workers are admissible under the rule so long as they are made for the purposes of
medical diagnosis or treatment. 2 McClain v. State, 675 N.E.2d 329 (Ind. 1996); In re
Paternity of H.R.M., 864 N.E.2d 442.
To determine whether a statement was made for the purposes of medical diagnosis or
treatment, we engage in a two-step inquiry. In re Paternity of H.R.M., 864 N.E.2d 442.
First, we must consider whether the declarant was motivated to provide truthful information
in order to promote diagnosis and treatment, and second, whether the content is such that an
2 Hankins makes a conclusory allegation that Savage “was a licensed clinical social worker but was not appointed by another governmental agency and did not have the proper training or specialization to be giving a diagnosis or treatment to this minor child.” Appellant’s Brief at 8. Contrary to Hankins’s argument on appeal, Savage testified that she received her Master’s degree in 1988 and was therefore qualified to make clinical diagnoses based on the DSM-IV. She testified further that she diagnosed and treated J.H. and her siblings for Post-Traumatic Stress Disorder. Hankins has not provided any authority to support his argument that Savage needed further education or specialization in order to be qualified to provide a diagnosis or treatment for J.H. In any event, Evid. R. 803(4) looks to the declarant’s purpose in making the statement and the content of the statement, not the qualifications of the person to whom the statement is made. See McClain v. State, 675 N.E.2d 329, 331 (Ind. 1996) (noting that “[t]he Advisory Committee’s Note to Federal Evidence Rule 803(4) states: ‘Under the exception the statement need not have been made to a physician. Statements made to hospital attendants, ambulance drivers or even family members might be included.’”).
6 expert in the field would reasonably rely on it in rendering diagnosis or treatment. 3 Id.
Because Hankins does not dispute that J.H.’s statements were of the sort that an expert in the
field would rely upon in rendering diagnosis or treatment, we analyze only whether J.H. was
motivated to provide truthful information to facilitate treatment and diagnosis.
In order to satisfy this requirement, “the declarant must subjectively believe that he
was making the statement for the purpose of receiving medical diagnosis or treatment.”
McClain v. State, 675 N.E.2d at 331. When a patient independently seeks out and consults
with a physician, the declarant’s desire to seek and receive treatment may be inferred from
the circumstances. McClain v. State, 675 N.E.2d 329. Where, as here, a young child is
brought to treatment by someone else, the inference is not obvious. Id. In such cases, “there
must be evidence that the declarant understood the professional’s role in order to trigger the
motivation to provide truthful information.” Id. at 331.
In McClain v. State, the defendant argued that a child victim’s statements to a
therapist were improperly admitted under Evid. R. 803(4). Our Supreme Court agreed,
noting that although the child testified that the therapist was his “counselor” and he told the
therapist what had happened to him, there was no evidence that the child sought the
therapist’s help or understood that he was receiving treatment. Id. at 331; see also In re
3 Hankins seems to suggest that there is a third requirement for the admissibility of statements under Evid. R. 803(4)—that the statements must be deemed reliable. Hankins has not directed our attention to any authority imposing such a requirement in addition to the two requirements set forth above. Instead, the two-part test is designed to ensure that the statements were indeed made for the purposes of medical diagnosis and treatment, which is itself a sufficient hallmark of reliability. See McClain v. State, 675 N.E.2d at 331 (noting that Evid. R. 803(4) is “based upon the belief that a declarant’s self-interest in seeking medical treatment renders it unlikely the declarant will mislead the person he wants to treat him” and that “[t]he underlying rationale for this hearsay exception requires” the application of the two-part test set forth above).
7 Paternity of H.R.M., 864 N.E.2d 442 (finding that child’s hearsay statements to clinical social
worker were not admissible under Evid. R. 803(4) where there was no indication that child
knew social worker’s role or that he was being interviewed for the purpose of medical
diagnosis).
On the other hand, in Cooper v. State, 714 N.E.2d 689 (Ind. Ct. App. 1999), trans.
denied, this court concluded that the State presented sufficient evidence to establish that a
child was motivated to provide truthful information in order to promote diagnosis and
treatment. In that case, a nurse testified to the child victim’s statements concerning the
defendant’s acts of child molestation. At trial, the nurse described at length the procedure
she followed with the child, indicating that she introduced herself to the child, let the child
get to know her, and explained the interview and examination process to her. The child
ultimately disclosed to the nurse that the defendant had molested her. This court concluded
that the nurse’s testimony provided a proper basis for the admission of the child victim’s
statements under Evid. R. 803(4) because it demonstrated that the child “knew that she was
in the emergency room for an examination by a physician because of the molestation by
Cooper” and “sufficiently understood the professional role of both the nurse and the doctor
who examined her, thus triggering the motivation to provide truthful information.” Id. at
694.
We conclude that the facts of this case are far more similar to those in Cooper v. State
than those in McClain v. State or In re Paternity of H.R.M. Upon Hankins’s objection to
8 Savage’s testimony, the trial court held a bench conference outside the presence of the jury.
During the conference, Savage testified as follows:
Q: During that session, did you explain why they were there, to the children? A: Yes. I always explain my role because our office looks a lot like a doctors office, and I always tell them that I’m a counselor and I don’t give medications or shots, and that we talk about what was going on, and that they were there for the purpose of talking about what had happened that day. Q: Did they appear to understand that? A: Yes. Q: Did you explain to them whom you were and what your role was? A: Yes. I tell them that I’m a counselor and the purpose of counseling is to talk about there [sic] feelings, and to deal with not only what has happened to them, but what is currently happening to them. To talk about their feelings. I also talked with them about whether or not they knew the difference between the truth and a lie. Q: Did they seemed [sic] to understand what your role was? A: Yes. Q: And you said you explained to them, that the difference between of the truth and a lie? A: Yes. Q: Okay. Did they appear to be able to tell the difference between the truth and a lie? A: Yes. Q: Did the children have any questions for you, as far as why they were there, or what your role was, or what the purpose of the counseling was? A: No.
Transcript at 771-72.
At the conclusion of the bench conference, the court overruled Hankins’s objection.
Thereafter, the jury was brought back in, and Savage took the stand. Before describing the
statements J.H. made to her concerning the events surrounding the shooting, Savage gave a
further description of her interaction with J.H.:
Q: During that session, did you introduce yourself to her? A: Yes. Q: Did you explain why she was there?
9 A: Yes. Q: Did you explain who you were? A: Yes, I did. Q: Did you explain what your role was? A: Yes. Q: Did [J.H.] appear to understand your role? A: Yes, she did. Q: Did you inform [J.H.] the importance of being up, open, and honest? A: Yes. Q: Did [J.H.] appear to be able to tell the difference between the truth and a lie? A: Yes, she did.
Id. at 796-97.
In light of this testimony, the record is not, as Hankins contends, devoid of evidence
that J.H. was motivated to provide truthful information. Savage testified that she explained
her role as a counselor and the purpose of the counseling relationship. Savage made J.H.
aware that they were there to discuss the events surrounding her mother’s shooting and the
feelings she was experiencing as a result. Savage further discussed the difference between
telling the truth and a lie and informed J.H. of the importance of being open and honest in
counseling. This testimony is sufficient to establish that J.H. was motivated to provide
truthful information to promote diagnosis or treatment. Accordingly, the trial court did not
abuse its discretion in admitting J.H.’s statements to Savage pursuant to Evid. R. 803(4).
2.
Next, Hankins argues that the trial court abused its discretion in imposing his
sentence. Sentencing decisions rest within the sound discretion of the trial court. Anglemyer
v. State, 868 N.E.2d 482 (Ind. 2007), clarified on reh’g, 875 N.E.2d 218. So long as the
sentence is within the statutory range, it is subject to review only for an abuse of discretion.
10 Id. “An abuse of discretion occurs if the decision is ‘clearly against the logic and effect of
the facts and circumstances before the court or the reasonable, probable, and actual
deductions to be drawn therefrom.’” Id. at 491 (quoting K.S. v. State, 849 N.E.2d 538, 544
(Ind. 2006)).
A trial court may abuse its sentencing discretion in a number of ways, including: (1)
failing to enter a sentencing statement at all; (2) entering a sentencing statement that includes
aggravating and mitigating factors that are unsupported by the record; (3) entering a
sentencing statement that omits reasons that are clearly supported by the record; or (4)
entering a sentencing statement that includes reasons that are improper as a matter of law. 4
Anglemyer v. State, 868 N.E.2d 482. If the trial court abuses its discretion in one of these or
another way, remand for resentencing is the appropriate remedy “if we cannot say with
confidence that the trial court would have imposed the same sentence had it properly
considered reasons that enjoy support in the record.” Id. at 491.
Hankins argues that the trial court abused its discretion by relying on aggravating
factors that were not supported by the record. Hankins first takes issue with the trial court’s
reliance on the fact that Hankins did not call 911 right away, and its finding that, if he had
done so, “[t]he death could possibly have been avoided despite the shooting.” Transcript at
4 We note that Hankins cites to our Supreme Court’s decision in Taylor v. State, 840 N.E.2d 324 (2006) for the proposition that when a court assigns a sentence other than the presumptive, it must provide a statement of reasons for doing so. Taylor v. State was decided under the pre-Blakely presumptive sentencing scheme. In 2005, the sentencing statutes were amended in order to resolve the constitutional infirmities presented by the presumptive sentencing scheme, which our Supreme Court identified in Smylie v. State, 823 N.E.2d 679 (Ind. 2005). In Anglemyer v. State, 868 N.E.2d 482, our Supreme Court articulated the standard applicable to claims that a trial court abused its sentencing discretion under the 2005 sentencing amendments, and we apply that standard here.
11 1095. Hankins does not appear to dispute that he did not immediately call 911; indeed, the
evidence presented at trial indicates that approximately twenty minutes elapsed between the
shooting and the first 911 call. Instead, Hankins argues that Dr. Mellen’s testimony
“indicated that the victim needed aggressive fluid resuscitation[,] blood transfusion[,] and
chest surgery in an operating room and probably intensive care . . . within fifteen minutes of
the shooting.” Appellant’s Brief at 11. Hankins also points out that the first 911 call was
made at 7:44 a.m., but that the ambulance did not depart for the hospital until 8:28 a.m., well
outside this fifteen-minute time frame. Thus, Hankins essentially argues that even if he had
called 911 right away, Nettie still would have died.
Dr. Mellen did not, as Hankins suggests, definitively state that Nettie required
treatment at a hospital within fifteen minutes in order to survive. Dr. Mellen gave the
following testimony:
Q: Okay. Can you tell in this particular case how long that would have taken or how long it would have taken for an individual to, as you indicated, to bleed to death? A: I couldn’t give an exact time. Q: Okay, so it could be a matter of a few minutes? A: I think that’s probably fifteen minutes or more roughly. Q: Okay, so . . A: I guess I couldn’t give a time. It’s just a rough estimate. It’s not an immediate like gunshot wound to the heart, that’s going to personal extanuate [sic] and will bleed out within seconds or a minute. But its [sic] not a trigger wound. She had two (2) major wounds in the thigh. You know that’s, I couldn’t give an exact time. I would say roughly fifteen minutes (15) minutes or more. It’s a gradual process of the blood loss and going into shock. Q: And whenever you say “needs treatment”. That’s not just when a paramedic shows up. Is that correct? A: Ahh. Q: What type of treatment I guess would be necessary? A: For these wounds?
12 Q: Yes. A: Blood transfusion and chest surgery. Q: Okay, so they would have to be actually in a . . . A: which would require aggressive fluid resuscitation. Blood transfusion and chest surgery in an operating room, and probably intensive care. Q: Okay so things in a medical hospital. Is that correct? A: For these wounds, hospital care yes. Q: Not things that could have be done [sic] by an emergency medical technician or by an ambulance? A: You would have to begin some fluid resuscitation with saline; but this would require more than that. Q: Okay, so let’s make sure that I’m getting this straight, okay. She would require within fifteen (15) minutes or more. She would require emergency medical care, in a hospital surgery facility? A: That’s in general yes. I’m not sure about the fifteen (15) minutes or more. The goal is under one (1) hour. As soon as possible. Her injuries would require IV fluid, which the EMT could start. That would not be sufficient to reverse everything. It would also require a blood transfusion and chest surgery, and that would have to be done at a sophisticated hospital.
Transcript at 395-96 (emphasis supplied).
Dr. Mellen repeatedly stated that he could not give an exact timeframe within which
Nettie needed treatment in order to survive, but estimated that it would have been fifteen
minutes or more. Dr. Mellen also gave his opinion that a seventeen-minute delay between
the shooting and the 911 call would have affected the likelihood of successful resuscitation.
In any event, the court did not find a significant probability that Nettie would have survived
had Hankins immediately called 911. Rather, its finding reflected its conclusion that Nettie
initially had some chance of surviving the devastating injuries Hankins inflicted upon her,
and that chance, however remote, was foreclosed when Hankins failed to summon help
immediately. We cannot conclude that the trial court’s finding in this regard was
unsupported by the record.
13 Hankins also argues that the trial court abused its discretion in finding as an
aggravating circumstance that Hankins failed to administer first aid to Nettie even though he
had received first aid training as part of his work as a reserve police officer. Again relying
on Dr. Mellen’s testimony, Hankins argues that administering first aid would have been
futile. When asked whether CPR would have had any effect on Nettie’s chances of survival,
Dr. Mellen responded as follows: “Not really because the CPR is basically to continue your
heartbeat. The problem here is not that she did not have a heartbeat; but she had no blood
circulation. No blood to be circulated. So CPR, although some may instruct that, that’s not
the indicated treatment here.” Transcript at 397.
As an initial matter, we note that this testimony speaks only to the need for performing
CPR; it does not address whether and to what extent other forms of first aid could have been
helpful. In any event, we believe Hankins’s argument in this regard misses the point. The
trial court did not find that Nettie would have survived if Hankins had administered first aid.
Rather, it properly considered Hankins’s failure to do so as part of the nature and
circumstances of the offense. Hankins chose not to provide any aid to Nettie, despite the fact
that he had received first aid training, and he refused to perform CPR even after being
instructed to do so by a 911 operator. Moreover, Hankins admitted to the police that as he
knelt next to Nettie on the floor after shooting her, she grabbed his arm and asked him to help
her. Hankins’s refusal to do so evidenced his indifference toward Nettie’s suffering and
imminent death.
14 Finally, Hankins argues that the trial court abused its discretion by finding as an
aggravating circumstance that the injuries Nettie suffered were significant and greater than
necessary to prove the commission of murder. Hankins argues that “[t]he elements of the
charged offense and the injury suffered, death, are the exact same needed to prove the crime
of murder. You cannot have the offense of Murder without the death of a human being.”
Appellant’s Brief at 12.
Hankins’s argument is unpersuasive. Although every murder must necessarily include
the loss of human life, not all murders are the same. They may vary in the degree of brutality
inflicted, the extent of suffering endured by the victim, and many other ways. In this case,
Hankins shot Nettie multiple times within earshot of their daughter, and then left her
bleeding on the floor for nearly twenty minutes before calling 911. By Hankins’s own
admission, Nettie was conscious for at least some of this time. By the time she arrived at the
hospital, Nettie had lost seventy-five percent of her blood volume. Under these facts and
circumstances, we cannot conclude that the trial court abused its discretion in finding as an
aggravating factor that Nettie’s injuries were significant and greater than necessary to prove
murder. For all of these reasons, we conclude that the trial court did not abuse its discretion
in sentencing Hankins. 5
5 Hankins also states that his sentence is “manifestly unreasonable.” Appellant’s Brief at 10, 12. Because Hankins has not developed any argument in support of this claim or cited to supporting authority, his argument is waived. See Bigler v. State, 732 N.E.2d 191 (Ind. Ct. App. 2000) (holding that error was waived for failure to present a cogent argument), trans. denied. Nevertheless, we note in passing that Hankins appears to be referencing the former Ind. Appellate Rule 17(B), which called for the affirmance of a sentence unless it was manifestly unreasonable in light of the nature of the offense and the character of the offender. See Singer v. State, 674 N.E.2d 11 (Ind. Ct. App. 1996). The former App. R. 17(B) no longer provides the standard applicable to requests for appellate sentence revision. In 2003, the current Ind. Appellate Rule 7(B) was
15 Judgment affirmed.
NAJAM, J., and BRADFORD, J., concur.
adopted, which allows this court to revise a sentence it finds inappropriate in light of the nature of the offense and the character of the offender. Because Hankins has not set forth any argument concerning the nature of the offense or his character, he has also waived appellate review of the appropriateness of his sentence under App. R. 7(B). See Kimbrough v. State, 979 N.E.2d 25 (Ind. 2012).