Belaval v. Secretary of the Treasury

83 P.R. 244
CourtSupreme Court of Puerto Rico
DecidedJuly 28, 1961
DocketNo. 12588
StatusPublished

This text of 83 P.R. 244 (Belaval v. Secretary of the Treasury) is published on Counsel Stack Legal Research, covering Supreme Court of Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Belaval v. Secretary of the Treasury, 83 P.R. 244 (prsupreme 1961).

Opinion

Mr. Justice Blanco Lugo

delivered the opinion of the Court.

The Regulations of the University of Puerto Rico 1 in force in 1952, which is the taxable year involved in the controversy in this action, provides that “Persons who in the-discharge of full-time service hold fixed positions provided for in the budget and who, in the opinion of the proper academic authorities, have rendered satisfactory service for the number of years required by § 16 of Act No. 135 of May [245]*2457, 1942 (Sess. Laws, p. 762) are eligible for appointment on tenure.” 2 Once permanency is acquired, a professor may not be removed without the preferment of charges and an opportunity for defense, Rivera v. Chancellor of the University, 73 P.R.R. 361 (1952), but in the professional order additional requisites are not inexorably necessary to preserve that status, such as pursuing studies leading to the obtainment of higher academic degrees. The additional academic preparation is reflected on the salary to be earned, since in addition to the monthly basic salary provision is made for additional compensation for academic preparation.3

During the University session of 1951-52, the wife of Edgar S. Belaval, appellant herein, rendered services as professor at the University of Puerto Rico with the rank of permanent assistant professor, and received a salary of $3,780 annually plus additional compensation of $240, or a total of $4,020. During the following year she worked under identical conditions, except that she received an annual increase of $60 in her salary in order to conform it to the [246]*246salary specified in the scale of salaries fixed in the Regulations of the University for assistant professors with “preparation equivalent to Master and services for 15 or more years.” In 1954-55, her annual compensation was increased to $4,800 in consideration of exceptional services and of services additional to her purely teaching duties. This scale of salaries has been increased periodically by the Superior Educational Council in order to conform it to the realities of the purchasing power of money.

In the summer of 1952, Mrs. Belaval was granted a special leave of absence with pay4 (June 9 to July 24), and a regular leave (July 25 to August 17). She was authorized to pursue studies in Kenyon School of Letters in the State of Indiana. As stipulated by the parties, “these studies were not pursued at the request of the University of Puerto Rico nor compelled by the latter and they did not entail an increase in salary, but were pursued for Mrs. Belaval’s convenience and would ultimately redound to the benefit of the University of Puerto Rico because of the better academic preparation of the said professor,” and “nor were they required to enable her to continue in her 'position.” During her stay in that university Mrs. Belaval took two courses which were credited to her for a Doctor’s degree.

The taxpayer deducted in his income-tax return for 1952, the sum of $530.20, as expenses incurred by his wife in the studies mentioned.5 The main question for determination is [247]*247whether those expenses are “ordinary and necessary expenses” deductible under the provisions of § 16(a) (1) of the Income Tax Act of 1924 (13 L.P.R.A. § 695 (a) (1)).

From a study of American authorities on similar situations, and construing an identical legal provision, it may be affirmed in general terms that the expenses incurred by a teacher in the obtainment of a better preparation or a higher academic rank are deemed to be personal expenses and, therefore, not deductible as ordinary and necessary expenses. However, when this better preparation or higher academic rank is necessary to enable a teacher to maintain his professional employment or position, the expenses incurred in higher studies shall be considered ordinary and necessary expenses. As stated in Hill v. Commissioner of Internal Revenue, 181 F.2d 906 (C.A. 4, 1950), the expenses are deductible when they are incurred to maintain a position, not to attain a new position; to preserve the position, not to obtain an increase in salary; to carry on, not to commence in a hew position. In that case it was held that the expenses were deductible because they were necessary to preserve the position which the taxpayer held as a public schoolteacher, because the law of the state required for the renewal of a teacher’s certificate that she pursue certain studies during the summer, otherwise that she pass an examination. The same conclusion was reached in Robert S. Green, 28 T.C. 1154 (1957), in which it was necessary to obtain three credits in each five-year period in order to qualify for annual salary increments, or to maintain hér position, even though the taxpayer had reached the maximum pay and the studies could incidentally be credited toward the attainment of a graduate degree. It was said that, in view of the attending circumstances, the studies were indispensable to enable the taxpayer to maintain her position as a schoolteacher. In Marlor v. Commissioner, 251 F.2d 615 (1958), reversing the Tax Court (27 T.C. 624 (1956)), it was held that the expenses [248]*248incurred in studies to retain a temporary position as a teacher were deductible. See, however, for a restrictive interpretation, Richard Siebold, 31 T.C. 1017 (1959). When the expenses are incurred in order to comply with a condition for the purpose of obtaining a position as professor or to complete the education, they are not deductible because they represent an investment of capital. Thus, in Robert M. Kamins, 25 T.C. 1238 (1956), there was rejected the deduc-tibility of expenses for travel and typing a thesis in obtaining a doctorate degree incurred by the taxpayer in order to qualify for the obtainment of a position, for which it was necessary to complete substantially the studies for a doctorate degree. See Matilda M. Brooks, 30 T.C. 1087 (1958).

In brief, the expenses incurred in pursuing higher or additional studies are deductible when they are essential to the continuance of the employment or position as a teacher. Noland v. Commissioner, 269 F.2d 108, 111 (C.A. 4, 1959); 4 Mertens, Law of Federal Income Taxation 358-60, § 25.122 ; Johnson, Deducting Summer School Expenses, 29 Taxes 749. However, the expenses are not deductible when they are incurred to obtain a position, to attain a higher academic position, or a greater compensation within a scale of salaries, or to achieve personal aspirations of cultural improvement of the teacher.

However, these reasonings of the American authorities have only a persuasive force for this Court. Cía. Azucarera v. Tax Court, 72 P.R.R. 850, 861 (1951); Corretjer v. District Court, 72 P.R.R. 704 (1951); Castro v. González, Warden, 70 P.R.R. 846 (1950). This means that we are at liberty to adopt a rule which would meet the situation and the needs of our medium.

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Related

Hill v. Commissioner of Internal Revenue
181 F.2d 906 (Fourth Circuit, 1950)
Coughlin v. Commissioner of Internal Revenue
203 F.2d 307 (Second Circuit, 1953)
Kamins v. Commissioner
25 T.C. 1238 (U.S. Tax Court, 1956)
Marlor v. Commissioner
27 T.C. 624 (U.S. Tax Court, 1956)
Green v. Commissioner
28 T.C. 1154 (U.S. Tax Court, 1957)
Brooks v. Commissioner
30 T.C. 1087 (U.S. Tax Court, 1958)
Watson v. Commissioner
31 T.C. 1014 (U.S. Tax Court, 1959)
Seibold v. Commissioner
31 T.C. 1017 (U.S. Tax Court, 1959)
Marlor v. Commissioner
251 F.2d 615 (Second Circuit, 1958)

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Bluebook (online)
83 P.R. 244, Counsel Stack Legal Research, https://law.counselstack.com/opinion/belaval-v-secretary-of-the-treasury-prsupreme-1961.